COSCO SHIPPING Energy Transportation Co., Ltd.

Exchange Code Listed Last trade Delisted
HK Main 01138  1994-11-11    
Stock code:
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CCASS holding changes from 2013-10-04 to 2013-10-07

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 B01161 UBS SECURITIES HONG KONG LTD 4,889,450 4,624,000 0.38 0.36 2013-10-07
2 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 219,658,645 3,822,000 16.95 0.29 2013-10-07
3 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 19,330,363 3,222,000 1.49 0.25 2013-10-07
4 C00019 THE HONGKONG AND SHANGHAI BANKING 351,042,504 780,000 27.09 0.06 2013-10-07
5 B01423 PRUDENTIAL BROKERAGE LTD 1,688,000 350,000 0.13 0.03 2013-10-07
6 B01224 MERRILL LYNCH FAR EAST LTD 3,024,980 330,980 0.23 0.03 2013-10-07
7 B01355 CHINA EVERBRIGHT SECURITIES (HK) LTD 1,512,000 158,000 0.12 0.01 2013-10-07
8 B01137 CHOW SANG SANG SECURITIES LTD 1,924,000 100,000 0.15 0.01 2013-10-07
9 B01373 CHRISTFUND SECURITIES LTD 836,000 100,000 0.06 0.01 2013-10-07
10 B01253 STOCKWELL SECURITIES LTD 240,000 100,000 0.02 0.01 2013-10-07
11 B01138 CLSA LTD 330,000 94,000 0.03 0.01 2013-10-07
12 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 11,666,501 81,005 0.90 0.01 2013-10-07
13 C00010 CITIBANK N.A. 108,086,512 60,000 8.34 0.00 2013-10-07
14 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 2,564,000 50,000 0.20 0.00 2013-10-07
15 B01762 DBS VICKERS (HONG KONG) LTD 5,584,000 50,000 0.43 0.00 2013-10-07
16 B01843 TELECOM KING SECURITIES LTD 628,000 46,000 0.05 0.00 2013-10-07
17 C00003 THE BANK OF EAST ASIA LTD 1,694,000 44,000 0.13 0.00 2013-10-07
18 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 2,672,000 36,000 0.21 0.00 2013-10-07
19 B01833 CTBC ASIA LTD 30,000 30,000 0.00 0.00 2013-10-07
20 B01590 INTERACTIVE BROKERS HONG KONG LTD 1,310,100 26,000 0.10 0.00 2013-10-07
21 B01410 WINGS SECURITIES (HK) LTD 76,000 20,000 0.01 0.00 2013-10-07
22 B01323 DEUTSCHE SECURITIES ASIA LTD 817,712 19,148 0.06 0.00 2013-10-07
23 B01326 KING SUN SECURITIES LTD 102,000 14,000 0.01 0.00 2013-10-07
24 B01430 CITIGROUP GLOBAL MARKETS ASIA LTD 12,000 12,000 0.00 0.00 2013-10-07
25 B01320 LUEN FAT SECURITIES CO LTD 332,000 12,000 0.03 0.00 2013-10-07
26 B01636 BUSINESS SECURITIES LTD 82,000 10,000 0.01 0.00 2013-10-07
27 B01086 EVERBRIGHT SECURITIES INVESTMENT 8,644,577 10,000 0.67 0.00 2013-10-07
28 B01740 WIN SECURITIES LTD 804,000 10,000 0.06 0.00 2013-10-07
29 B01129 WOCOM SECURITIES LTD 150,000 10,000 0.01 0.00 2013-10-07
30 B01483 BULLISH SECURITIES LTD 276,000 6,000 0.02 0.00 2013-10-07
31 B01769 ONE CHINA SECURITIES LTD 296,989 -1,005 0.02 -0.00 2013-10-07
32 C00093 BNP PARIBAS 14,666,996 -2,000 1.13 -0.00 2013-10-07
33 B01183 CHONG HING SECURITIES LTD 7,058,000 -2,000 0.54 -0.00 2013-10-07
34 C00015 DBS BANK (HONG KONG) LTD 5,121,792 -2,000 0.40 -0.00 2013-10-07
35 B01702 BLACK MARBLE SECURITIES LTD 54,000 -4,000 0.00 -0.00 2013-10-07
36 B01724 RAMON INVESTMENT CO LTD 98,000 -4,000 0.01 -0.00 2013-10-07
37 B01329 BLOOMYEARS LTD 6,000 -6,000 0.00 -0.00 2013-10-07
38 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 4,088,000 -6,000 0.32 -0.00 2013-10-07
39 B01868 JIMEI SECURITIES LTD 54,000 -6,000 0.00 -0.00 2013-10-07
40 B01940 SOFI SECURITIES (HONG KONG) LTD 1,556,000 -6,000 0.12 -0.00 2013-10-07
41 B01447 BETA INTERNATIONAL SECURITIES LIMITED 82,000 -10,000 0.01 -0.00 2013-10-07
42 B01272 FB SECURITIES (HONG KONG) LTD 1,124,000 -10,000 0.09 -0.00 2013-10-07
43 B01779 LEE'S SECURITIES CO LTD (IN LIQUIDATION) 120,000 -10,000 0.01 -0.00 2013-10-07
44 B01387 LUEN HING SECURITIES LTD 32,000 -10,000 0.00 -0.00 2013-10-07
45 B01556 LUK FOOK SECURITIES (HK) LTD 150,000 -10,000 0.01 -0.00 2013-10-07
46 B01508 SOUTHWEST SECURITIES (HK) BROKERAGE LTD 360,000 -10,000 0.03 -0.00 2013-10-07
47 B01623 TAI FUNG KUENTAI SECURITIES CO LTD 2,712,000 -10,000 0.21 -0.00 2013-10-07
48 B01416 VC BROKERAGE LTD 1,168,000 -10,000 0.09 -0.00 2013-10-07
49 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 16,012,000 -12,000 1.24 -0.00 2013-10-07
50 B01673 FULBRIGHT SECURITIES LTD 1,878,000 -16,000 0.14 -0.00 2013-10-07
51 B01121 SG SECURITIES (HK) LTD 76,619 -16,000 0.01 -0.00 2013-10-07
52 C00048 CHIYU BANKING CORPORATION LTD 6,354,000 -18,000 0.49 -0.00 2013-10-07
53 B01356 DELTA ASIA SECURITIES LTD 518,000 -20,000 0.04 -0.00 2013-10-07
54 B01089 HSBC BROKING SECURITIES (HONG KONG) LTD 14,396,715 -20,000 1.11 -0.00 2013-10-07
55 C00037 SHANGHAI COMMERCIAL BANK LTD 8,224,766 -20,000 0.63 -0.00 2013-10-07
56 B01858 YUANTA SECURITIES (HONG KONG) CO LTD 4,046,301 -20,000 0.31 -0.00 2013-10-07
57 B01284 HANG SENG SECURITIES LTD 34,698,126 -22,000 2.68 -0.00 2013-10-07
58 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 1,408,000 -28,000 0.11 -0.00 2013-10-07
59 B01570 GOLDENWAY SECURITIES CO LTD 572,000 -30,000 0.04 -0.00 2013-10-07
60 B01290 SPS SECURITIES LTD 240,000 -30,000 0.02 -0.00 2013-10-07
61 B01118 EAST ASIA SECURITIES CO LTD 8,434,000 -34,000 0.65 -0.00 2013-10-07
62 B01818 I-ACCESS INVESTORS LTD 522,424 -34,000 0.04 -0.00 2013-10-07
63 B01695 DAH SING SECURITIES LTD 4,178,000 -36,000 0.32 -0.00 2013-10-07
64 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 508,000 -36,000 0.04 -0.00 2013-10-07
65 B01584 CHIEF SECURITIES LTD 3,012,000 -38,000 0.23 -0.00 2013-10-07
66 B01610 KGI ASIA LTD 5,100,000 -40,000 0.39 -0.00 2013-10-07
67 C00036 CHINA CONSTRUCTION BANK (ASIA) 3,262,000 -44,000 0.25 -0.00 2013-10-07
68 B01564 ABCI SECURITIES CO LTD 448,000 -50,000 0.03 -0.00 2013-10-07
69 B01809 CHINA SYSTEM SECURITIES LTD 418,000 -50,000 0.03 -0.00 2013-10-07
70 B01607 RHB SECURITIES HONG KONG LTD 374,071 -50,000 0.03 -0.00 2013-10-07
71 B01231 WINNER INTERNATIONAL SECURITIES LTD 224,000 -50,000 0.02 -0.00 2013-10-07
72 B01338 EMPEROR SECURITIES LTD 722,000 -70,000 0.06 -0.01 2013-10-07
73 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 7,286,000 -78,000 0.56 -0.01 2013-10-07
74 B01353 UOB KAY HIAN (HONG KONG) LTD 2,460,000 -88,000 0.19 -0.01 2013-10-07
75 C00033 BANK OF CHINA (HONG KONG) LTD 99,923,696 -98,000 7.71 -0.01 2013-10-07
76 B01119 CELESTIAL SECURITIES LTD 806,000 -100,000 0.06 -0.01 2013-10-07
77 B01345 PHILLIP SECURITIES (HONG KONG) LTD 4,168,000 -120,000 0.32 -0.01 2013-10-07
78 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 8,285,000 -130,000 0.64 -0.01 2013-10-07
79 B01727 ICBC (ASIA) SECURITIES LTD 8,924,000 -134,000 0.69 -0.01 2013-10-07
80 C00028 NANYANG COMMERCIAL BANK LTD 7,808,000 -200,000 0.60 -0.02 2013-10-07
81 B01130 BOCI SECURITIES LTD 20,924,400 -394,000 1.61 -0.03 2013-10-07
82 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 3,012,567 -474,000 0.23 -0.04 2013-10-07
83 C00100 JPMORGAN CHASE BANK, NATIONAL 86,959,984 -4,942,000 6.71 -0.38 2013-10-07
84 C00074 DEUTSCHE BANK AG 18,756,497 -6,566,128 1.45 -0.51 2013-10-07
84 Total changed named holdings 1,173,696,287 0 90.56 0.00
287 Unchanged named holdings 107,204,609 0 8.27 0.00
371 Total named holdings 1,280,900,896 0 98.83 0.00
144 Unnamed Investor Participants 4,998,000 0 0.39 0.00
515 Total securities in CCASS 1,285,898,896 0 99.22 0.00
Securities not in CCASS 10,101,104 0 0.78 0.00
Issued securities 1,296,000,000 0 100.00 0.00 2013-09-30

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2013-10-03
Volume10,476,995
Turnover43,736,289
Average price4.175

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