COSCO SHIPPING Energy Transportation Co., Ltd.

Exchange Code Listed Last trade Delisted
HK Main 01138  1994-11-11    
Stock code:
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CCASS holding changes from 2013-09-27 to 2013-09-30

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 C00019 THE HONGKONG AND SHANGHAI BANKING 348,845,602 4,864,946 26.92 0.38 2013-09-30
2 C00040 INDUSTRIAL AND COMMERCIAL BANK OF CHINA 3,758,000 3,000,000 0.29 0.23 2013-09-30
3 C00033 BANK OF CHINA (HONG KONG) LTD 98,619,696 536,000 7.61 0.04 2013-09-30
4 B01497 SINOPAC SECURITIES (ASIA) LTD 1,444,000 300,000 0.11 0.02 2013-09-30
5 B01118 EAST ASIA SECURITIES CO LTD 8,330,000 216,000 0.64 0.02 2013-09-30
6 C00028 NANYANG COMMERCIAL BANK LTD 7,510,000 176,000 0.58 0.01 2013-09-30
7 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 6,966,000 164,000 0.54 0.01 2013-09-30
8 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 380,000 164,000 0.03 0.01 2013-09-30
9 C00003 THE BANK OF EAST ASIA LTD 1,478,000 154,000 0.11 0.01 2013-09-30
10 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 1,324,000 150,000 0.10 0.01 2013-09-30
11 B01345 PHILLIP SECURITIES (HONG KONG) LTD 3,462,000 132,000 0.27 0.01 2013-09-30
12 C00036 CHINA CONSTRUCTION BANK (ASIA) 3,178,000 116,000 0.25 0.01 2013-09-30
13 B01284 HANG SENG SECURITIES LTD 34,418,126 110,000 2.66 0.01 2013-09-30
14 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 15,668,000 108,000 1.21 0.01 2013-09-30
15 B01813 CCB INTERNATIONAL SECURITIES LTD 276,000 100,000 0.02 0.01 2013-09-30
16 B01342 WAH THAI SECURITIES LTD 424,000 100,000 0.03 0.01 2013-09-30
17 B01353 UOB KAY HIAN (HONG KONG) LTD 2,668,000 90,000 0.21 0.01 2013-09-30
18 B01584 CHIEF SECURITIES LTD 2,844,000 82,000 0.22 0.01 2013-09-30
19 B01130 BOCI SECURITIES LTD 22,554,400 62,000 1.74 0.00 2013-09-30
20 B01818 I-ACCESS INVESTORS LTD 536,424 62,000 0.04 0.00 2013-09-30
21 B01183 CHONG HING SECURITIES LTD 6,860,000 60,000 0.53 0.00 2013-09-30
22 B01320 LUEN FAT SECURITIES CO LTD 300,000 60,000 0.02 0.00 2013-09-30
23 B01086 EVERBRIGHT SECURITIES INVESTMENT 8,628,577 56,000 0.67 0.00 2013-09-30
24 B01649 CINDA INTERNATIONAL SECURITIES LTD 1,264,000 50,000 0.10 0.00 2013-09-30
25 B01231 WINNER INTERNATIONAL SECURITIES LTD 174,000 50,000 0.01 0.00 2013-09-30
26 B01695 DAH SING SECURITIES LTD 4,030,000 42,000 0.31 0.00 2013-09-30
27 B01727 ICBC (ASIA) SECURITIES LTD 8,574,000 40,000 0.66 0.00 2013-09-30
28 C00037 SHANGHAI COMMERCIAL BANK LTD 8,188,766 40,000 0.63 0.00 2013-09-30
29 B01917 CHINA TIMES SECURITIES LTD 90,000 30,000 0.01 0.00 2013-09-30
30 B01298 GET NICE SECURITIES LTD 1,130,000 30,000 0.09 0.00 2013-09-30
31 B01858 YUANTA SECURITIES (HONG KONG) CO LTD 4,036,301 30,000 0.31 0.00 2013-09-30
32 B01184 QUAM SECURITIES LTD 586,000 28,000 0.05 0.00 2013-09-30
33 B01762 DBS VICKERS (HONG KONG) LTD 5,442,000 24,000 0.42 0.00 2013-09-30
34 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 2,600,000 22,000 0.20 0.00 2013-09-30
35 B01938 CHINA INDUSTRIAL SECURITIES 60,000 20,000 0.00 0.00 2013-09-30
36 B01373 CHRISTFUND SECURITIES LTD 620,000 20,000 0.05 0.00 2013-09-30
37 B01252 CORPORATE BROKERS LTD 438,000 20,000 0.03 0.00 2013-09-30
38 B01633 ENLIGHTEN SECURITIES LTD 268,000 20,000 0.02 0.00 2013-09-30
39 B01525 KEE CHEONG SECURITIES CO LTD 134,000 20,000 0.01 0.00 2013-09-30
40 B01556 LUK FOOK SECURITIES (HK) LTD 190,000 20,000 0.01 0.00 2013-09-30
41 B01882 PING AN OF CHINA SECURITIES (HONG KONG) 1,004,000 20,000 0.08 0.00 2013-09-30
42 B01290 SPS SECURITIES LTD 260,000 20,000 0.02 0.00 2013-09-30
43 B01623 TAI FUNG KUENTAI SECURITIES CO LTD 2,702,000 20,000 0.21 0.00 2013-09-30
44 B01129 WOCOM SECURITIES LTD 150,000 20,000 0.01 0.00 2013-09-30
45 B01740 WIN SECURITIES LTD 804,000 18,000 0.06 0.00 2013-09-30
46 B01698 LUEN SING SECURITIES LTD 714,000 16,000 0.06 0.00 2013-09-30
47 B01842 BOCOM INTERNATIONAL SECURITIES LTD 2,408,780 10,000 0.19 0.00 2013-09-30
48 B01343 CELETIO INVESTMENTS LTD 112,000 10,000 0.01 0.00 2013-09-30
49 B01771 CVP SECURITIES LTD (IN LIQUIDATION) 50,000 10,000 0.00 0.00 2013-09-30
50 B01885 HAFOO SECURITIES LTD 10,000 10,000 0.00 0.00 2013-09-30
51 B01247 KWAI HUNG SECURITIES CO LTD 136,000 10,000 0.01 0.00 2013-09-30
52 B01462 MANGO FINANCIAL LTD 90,000 10,000 0.01 0.00 2013-09-30
53 B01700 REALINK FINANCIAL TRADE LTD 1,442,000 10,000 0.11 0.00 2013-09-30
54 B01585 SINO GRADE SECURITIES LTD 362,000 10,000 0.03 0.00 2013-09-30
55 B01289 SOUTH CHINA SECURITIES LTD 924,000 10,000 0.07 0.00 2013-09-30
56 B01597 TIMES SECURITIES CO LTD 30,000 10,000 0.00 0.00 2013-09-30
57 B01768 WINTONE SECURITIES LTD 26,000 10,000 0.00 0.00 2013-09-30
58 B01385 FAIRWIN BROKING LTD 64,000 6,000 0.00 0.00 2013-09-30
59 B01724 RAMON INVESTMENT CO LTD 98,000 6,000 0.01 0.00 2013-09-30
60 B01940 SOFI SECURITIES (HONG KONG) LTD 1,562,000 6,000 0.12 0.00 2013-09-30
61 B01563 XINKONG INTERNATIONAL SECURITIES LTD 526,000 6,000 0.04 0.00 2013-09-30
62 C00015 DBS BANK (HONG KONG) LTD 5,049,792 4,000 0.39 0.00 2013-09-30
63 B01089 HSBC BROKING SECURITIES (HONG KONG) LTD 14,414,715 4,000 1.11 0.00 2013-09-30
64 B01387 LUEN HING SECURITIES LTD 12,000 4,000 0.00 0.00 2013-09-30
65 B01272 FB SECURITIES (HONG KONG) LTD 1,084,000 2,000 0.08 0.00 2013-09-30
66 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 11,267,496 995 0.87 0.00 2013-09-30
67 C00048 CHIYU BANKING CORPORATION LTD 6,096,000 -8,000 0.47 -0.00 2013-09-30
68 B01438 KINGSTON SECURITIES LTD 122,000 -8,000 0.01 -0.00 2013-09-30
69 B01809 CHINA SYSTEM SECURITIES LTD 480,000 -10,000 0.04 -0.00 2013-09-30
70 B01150 MTF SECURITIES LTD 48,000 -10,000 0.00 -0.00 2013-09-30
71 B01121 SG SECURITIES (HK) LTD 124,619 -14,000 0.01 -0.00 2013-09-30
72 B01119 CELESTIAL SECURITIES LTD 758,000 -18,000 0.06 -0.00 2013-09-30
73 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 4,062,000 -18,000 0.31 -0.00 2013-09-30
74 B01673 FULBRIGHT SECURITIES LTD 1,984,000 -20,000 0.15 -0.00 2013-09-30
75 B01423 PRUDENTIAL BROKERAGE LTD 1,628,000 -20,000 0.13 -0.00 2013-09-30
76 B01338 EMPEROR SECURITIES LTD 762,000 -30,000 0.06 -0.00 2013-09-30
77 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 16,273,830 -30,000 1.26 -0.00 2013-09-30
78 B01610 KGI ASIA LTD 5,238,000 -38,000 0.40 -0.00 2013-09-30
79 B01137 CHOW SANG SANG SECURITIES LTD 1,754,000 -40,000 0.14 -0.00 2013-09-30
80 B01264 MIB SECURITIES (HONG KONG) LTD 300,000 -50,000 0.02 -0.00 2013-09-30
81 B01590 INTERACTIVE BROKERS HONG KONG LTD 1,694,100 -70,000 0.13 -0.01 2013-09-30
82 B01564 ABCI SECURITIES CO LTD 438,000 -76,000 0.03 -0.01 2013-09-30
83 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 1,606,000 -80,000 0.12 -0.01 2013-09-30
84 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 8,097,000 -120,000 0.62 -0.01 2013-09-30
85 B01224 MERRILL LYNCH FAR EAST LTD 2,488,919 -314,000 0.19 -0.02 2013-09-30
86 B01323 DEUTSCHE SECURITIES ASIA LTD 860,820 -369,282 0.07 -0.03 2013-09-30
87 C00074 DEUTSCHE BANK AG 27,897,967 -604,000 2.15 -0.05 2013-09-30
88 C00100 JPMORGAN CHASE BANK, NATIONAL 93,658,873 -700,305 7.23 -0.05 2013-09-30
89 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 11,828,567 -946,946 0.91 -0.07 2013-09-30
90 C00010 CITIBANK N.A. 106,768,761 -1,068,413 8.24 -0.08 2013-09-30
91 B01607 RHB SECURITIES HONG KONG LTD 400,071 -1,150,000 0.03 -0.09 2013-09-30
92 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 210,564,370 -2,802,995 16.25 -0.22 2013-09-30
93 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 2,314,000 -3,016,000 0.18 -0.23 2013-09-30
93 Total changed named holdings 1,171,848,572 0 90.42 0.00
280 Unchanged named holdings 109,096,324 0 8.42 0.00
373 Total named holdings 1,280,944,896 0 98.84 0.00
144 Unnamed Investor Participants 4,998,000 0 0.39 0.00
517 Total securities in CCASS 1,285,942,896 0 99.22 0.00
Securities not in CCASS 10,057,104 0 0.78 0.00
Issued securities 1,296,000,000 0 100.00 0.00 2013-09-30

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2013-09-26
Volume11,736,995
Turnover49,961,778
Average price4.257

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