COSCO SHIPPING Energy Transportation Co., Ltd.

Exchange Code Listed Last trade Delisted
HK Main 01138  1994-11-11    
Stock code:
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CCASS holding changes from 2013-08-02 to 2013-08-05

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 37,278,555 18,016,000 2.88 1.39 2013-08-05
2 C00010 CITIBANK N.A. 87,606,920 1,604,719 6.76 0.12 2013-08-05
3 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 169,810,794 1,218,000 13.10 0.09 2013-08-05
4 B01264 MIB SECURITIES (HONG KONG) LTD 1,838,000 1,000,000 0.14 0.08 2013-08-05
5 B01610 KGI ASIA LTD 5,512,000 250,000 0.43 0.02 2013-08-05
6 B01353 UOB KAY HIAN (HONG KONG) LTD 2,888,000 150,000 0.22 0.01 2013-08-05
7 B01224 MERRILL LYNCH FAR EAST LTD 9,055,759 147,890 0.70 0.01 2013-08-05
8 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 6,074,000 134,000 0.47 0.01 2013-08-05
9 B01882 PING AN OF CHINA SECURITIES (HONG KONG) 1,310,000 100,000 0.10 0.01 2013-08-05
10 B01545 TUNG SHING SECURITIES (BROKERS) LTD 7,262,000 90,000 0.56 0.01 2013-08-05
11 B01590 INTERACTIVE BROKERS HONG KONG LTD 2,902,100 74,000 0.22 0.01 2013-08-05
12 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 4,294,567 60,000 0.33 0.00 2013-08-05
13 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 14,906,001 58,000 1.15 0.00 2013-08-05
14 B01323 DEUTSCHE SECURITIES ASIA LTD 1,258,823 46,000 0.10 0.00 2013-08-05
15 C00036 CHINA CONSTRUCTION BANK (ASIA) 3,390,000 40,000 0.26 0.00 2013-08-05
16 B01338 EMPEROR SECURITIES LTD 790,000 30,000 0.06 0.00 2013-08-05
17 B01213 MONEYMORE SECURITIES LTD 240,000 30,000 0.02 0.00 2013-08-05
18 B01130 BOCI SECURITIES LTD 25,244,400 22,000 1.95 0.00 2013-08-05
19 B01086 EVERBRIGHT SECURITIES INVESTMENT 10,020,577 22,000 0.77 0.00 2013-08-05
20 B01347 CGS INTERNATIONAL SECURITIES HK LTD 224,000 20,000 0.02 0.00 2013-08-05
21 B01666 GLORY SUN SECURITIES LTD 130,000 20,000 0.01 0.00 2013-08-05
22 B01860 KVB KUNLUN SECURITIES (HK) LTD 20,000 20,000 0.00 0.00 2013-08-05
23 B01525 KEE CHEONG SECURITIES CO LTD 186,000 16,000 0.01 0.00 2013-08-05
24 B01198 PO KAY SECURITIES & SHARES CO LTD 140,000 10,000 0.01 0.00 2013-08-05
25 B01584 CHIEF SECURITIES LTD 3,444,000 6,000 0.27 0.00 2013-08-05
26 B01858 YUANTA SECURITIES (HONG KONG) CO LTD 3,018,537 6,000 0.23 0.00 2013-08-05
27 B01184 QUAM SECURITIES LTD 430,000 4,000 0.03 0.00 2013-08-05
28 B01769 ONE CHINA SECURITIES LTD 36,279 -1,102 0.00 -0.00 2013-08-05
29 B01727 ICBC (ASIA) SECURITIES LTD 9,450,000 -4,000 0.73 -0.00 2013-08-05
30 B01192 SEEKERS MARKETS LTD (IN LIQUIDATION) 232,000 -8,000 0.02 -0.00 2013-08-05
31 B01434 BEEVEST SECURITIES LTD 64,000 -10,000 0.00 -0.00 2013-08-05
32 B01252 CORPORATE BROKERS LTD 540,000 -10,000 0.04 -0.00 2013-08-05
33 B01777 DAIWA CAPITAL MARKETS HONG KONG LTD 1,830,000 -10,000 0.14 -0.00 2013-08-05
34 B01466 DAOKOU SECURITIES LTD 0 -10,000 -0.00 2013-08-05
35 B01356 DELTA ASIA SECURITIES LTD 606,000 -10,000 0.05 -0.00 2013-08-05
36 B01428 HIP HING SECURITIES LTD 34,000 -10,000 0.00 -0.00 2013-08-05
37 B01550 HUAYU SECURITIES LTD 104,000 -10,000 0.01 -0.00 2013-08-05
38 B01166 KING FOOK SECURITIES CO LTD 36,000 -10,000 0.00 -0.00 2013-08-05
39 B01700 REALINK FINANCIAL TRADE LTD 1,412,000 -10,000 0.11 -0.00 2013-08-05
40 B01607 RHB SECURITIES HONG KONG LTD 1,254,071 -10,000 0.10 -0.00 2013-08-05
41 B01803 RICH BAY SECURITIES LTD 66,000 -10,000 0.01 -0.00 2013-08-05
42 B01749 TANG KEE SECURITIES LTD 40,000 -10,000 0.00 -0.00 2013-08-05
43 B01843 TELECOM KING SECURITIES LTD 710,000 -10,000 0.05 -0.00 2013-08-05
44 B01161 UBS SECURITIES HONG KONG LTD 1 -10,000 0.00 -0.00 2013-08-05
45 B01280 WING FAT SECURITIES LTD 98,000 -10,000 0.01 -0.00 2013-08-05
46 B01137 CHOW SANG SANG SECURITIES LTD 1,694,000 -14,000 0.13 -0.00 2013-08-05
47 B01563 XINKONG INTERNATIONAL SECURITIES LTD 686,000 -14,000 0.05 -0.00 2013-08-05
48 B01121 SG SECURITIES (HK) LTD 76,019 -16,000 0.01 -0.00 2013-08-05
49 B01272 FB SECURITIES (HONG KONG) LTD 1,340,000 -20,000 0.10 -0.00 2013-08-05
50 B01123 HING WONG SECURITIES LTD 572,000 -20,000 0.04 -0.00 2013-08-05
51 B01275 SANFULL SECURITIES LTD 614,000 -20,000 0.05 -0.00 2013-08-05
52 B01508 SOUTHWEST SECURITIES (HK) BROKERAGE LTD 334,000 -20,000 0.03 -0.00 2013-08-05
53 B01623 TAI FUNG KUENTAI SECURITIES CO LTD 3,160,000 -20,000 0.24 -0.00 2013-08-05
54 C00100 JPMORGAN CHASE BANK, NATIONAL 85,529,060 -30,719 6.60 -0.00 2013-08-05
55 B01119 CELESTIAL SECURITIES LTD 902,000 -36,000 0.07 -0.00 2013-08-05
56 C00028 NANYANG COMMERCIAL BANK LTD 8,848,000 -50,000 0.68 -0.00 2013-08-05
57 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 64,000 -64,000 0.00 -0.00 2013-08-05
58 B01842 BOCOM INTERNATIONAL SECURITIES LTD 2,412,780 -80,000 0.19 -0.01 2013-08-05
59 B01118 EAST ASIA SECURITIES CO LTD 9,904,000 -80,000 0.76 -0.01 2013-08-05
60 C00037 SHANGHAI COMMERCIAL BANK LTD 9,566,766 -84,000 0.74 -0.01 2013-08-05
61 B01673 FULBRIGHT SECURITIES LTD 2,704,000 -100,000 0.21 -0.01 2013-08-05
62 B01818 I-ACCESS INVESTORS LTD 522,424 -106,000 0.04 -0.01 2013-08-05
63 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 9,515,000 -110,000 0.73 -0.01 2013-08-05
64 B01809 CHINA SYSTEM SECURITIES LTD 948,000 -120,000 0.07 -0.01 2013-08-05
65 B01438 KINGSTON SECURITIES LTD 1,474,000 -120,000 0.11 -0.01 2013-08-05
66 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 17,040,000 -124,000 1.31 -0.01 2013-08-05
67 C00048 CHIYU BANKING CORPORATION LTD 7,162,000 -128,000 0.55 -0.01 2013-08-05
68 B01183 CHONG HING SECURITIES LTD 7,936,000 -132,000 0.61 -0.01 2013-08-05
69 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 8,796,000 -156,000 0.68 -0.01 2013-08-05
70 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 5,044,000 -194,000 0.39 -0.01 2013-08-05
71 B01284 HANG SENG SECURITIES LTD 43,409,126 -206,000 3.35 -0.02 2013-08-05
72 B01289 SOUTH CHINA SECURITIES LTD 830,000 -212,000 0.06 -0.02 2013-08-05
73 B01695 DAH SING SECURITIES LTD 4,770,000 -248,000 0.37 -0.02 2013-08-05
74 B01649 CINDA INTERNATIONAL SECURITIES LTD 1,040,000 -254,000 0.08 -0.02 2013-08-05
75 B01355 CHINA EVERBRIGHT SECURITIES (HK) LTD 1,760,000 -300,000 0.14 -0.02 2013-08-05
76 C00033 BANK OF CHINA (HONG KONG) LTD 110,913,696 -388,000 8.56 -0.03 2013-08-05
77 B01345 PHILLIP SECURITIES (HONG KONG) LTD 4,694,000 -492,000 0.36 -0.04 2013-08-05
78 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 3,252,000 -562,000 0.25 -0.04 2013-08-05
79 C00074 DEUTSCHE BANK AG 13,537,148 -4,231,890 1.04 -0.33 2013-08-05
80 C00019 THE HONGKONG AND SHANGHAI BANKING 350,228,758 -14,298,898 27.02 -1.10 2013-08-05
80 Total changed named holdings 1,137,066,161 -20,000 87.74 -0.00
291 Unchanged named holdings 142,454,735 0 10.99 0.00
371 Total named holdings 1,279,520,896 -20,000 98.73 0.00
160 Unnamed Investor Participants 6,312,000 0 0.49 0.00
531 Total securities in CCASS 1,285,832,896 -20,000 99.22 -0.00
Securities not in CCASS 10,167,104 20,000 0.78 0.00
Issued securities 1,296,000,000 0 100.00 0.00 2013-07-31

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2013-08-01
Volume7,790,898
Turnover27,048,203
Average price3.472

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