China Shenhua Energy Company Limited

Exchange Code Listed Last trade Delisted
HK Main 01088  2005-06-15    
Stock code:
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CCASS holding changes from 2013-05-22 to 2013-05-23

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 17,015,238 3,010,500 0.50 0.09 2013-05-23
2 C00019 THE HONGKONG AND SHANGHAI BANKING 1,284,155,034 2,074,501 37.79 0.06 2013-05-23
3 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 20,462,262 1,492,770 0.60 0.04 2013-05-23
4 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 772,313,355 1,366,607 22.72 0.04 2013-05-23
5 C00093 BNP PARIBAS 41,801,219 1,257,500 1.23 0.04 2013-05-23
6 B01555 ABN AMRO CLEARING HONG KONG LTD 9,514,490 772,000 0.28 0.02 2013-05-23
7 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 37,230,457 427,500 1.10 0.01 2013-05-23
8 C00033 BANK OF CHINA (HONG KONG) LTD 58,222,023 415,500 1.71 0.01 2013-05-23
9 B01762 DBS VICKERS (HONG KONG) LTD 6,420,018 408,500 0.19 0.01 2013-05-23
10 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 2,002,500 381,000 0.06 0.01 2013-05-23
11 B01121 SG SECURITIES (HK) LTD 22,683,325 238,000 0.67 0.01 2013-05-23
12 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 1,829,500 180,000 0.05 0.01 2013-05-23
13 B01284 HANG SENG SECURITIES LTD 18,639,423 166,500 0.55 0.00 2013-05-23
14 C00102 MACQUARIE BANK LTD 1,983,264 142,350 0.06 0.00 2013-05-23
15 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 3,577,290 140,290 0.11 0.00 2013-05-23
16 C00065 HSBC PRIVATE BANK (SUISSE) SA 40,039,763 131,390 1.18 0.00 2013-05-23
17 B01727 ICBC (ASIA) SECURITIES LTD 3,510,694 122,000 0.10 0.00 2013-05-23
18 B01130 BOCI SECURITIES LTD 21,687,114 120,500 0.64 0.00 2013-05-23
19 B01929 CHINA GALAXY INTERNATIONAL SECURITIES 177,500 108,000 0.01 0.00 2013-05-23
20 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 6,848,111 101,500 0.20 0.00 2013-05-23
21 B01213 MONEYMORE SECURITIES LTD 133,000 100,000 0.00 0.00 2013-05-23
22 B01839 RABO BROKERAGE HK LTD 1,387,170 100,000 0.04 0.00 2013-05-23
23 B01345 PHILLIP SECURITIES (HONG KONG) LTD 2,866,020 89,630 0.08 0.00 2013-05-23
24 C00018 HANG SENG BANK LTD 16,719,091 88,830 0.49 0.00 2013-05-23
25 B01590 INTERACTIVE BROKERS HONG KONG LTD 728,050 69,500 0.02 0.00 2013-05-23
26 B01825 GUOYUAN SECURITIES BROKERAGE (HONG KONG) 362,000 50,000 0.01 0.00 2013-05-23
27 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 648,000 45,000 0.02 0.00 2013-05-23
28 C00048 CHIYU BANKING CORPORATION LTD 2,941,146 41,500 0.09 0.00 2013-05-23
29 B01338 EMPEROR SECURITIES LTD 935,000 40,000 0.03 0.00 2013-05-23
30 B01118 EAST ASIA SECURITIES CO LTD 3,995,199 35,000 0.12 0.00 2013-05-23
31 B01089 HSBC BROKING SECURITIES (HONG KONG) LTD 12,192,597 32,000 0.36 0.00 2013-05-23
32 B01641 FULL WIN SECURITIES LTD 135,000 23,000 0.00 0.00 2013-05-23
33 C00037 SHANGHAI COMMERCIAL BANK LTD 4,313,551 21,000 0.13 0.00 2013-05-23
34 B01677 ANUENUE SECURITIES LTD 130,000 20,000 0.00 0.00 2013-05-23
35 B01842 BOCOM INTERNATIONAL SECURITIES LTD 844,000 20,000 0.02 0.00 2013-05-23
36 B01610 KGI ASIA LTD 3,733,408 19,500 0.11 0.00 2013-05-23
37 B01584 CHIEF SECURITIES LTD 1,078,731 17,500 0.03 0.00 2013-05-23
38 B01353 UOB KAY HIAN (HONG KONG) LTD 5,946,622 17,000 0.17 0.00 2013-05-23
39 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 4,562,007 15,000 0.13 0.00 2013-05-23
40 B01086 EVERBRIGHT SECURITIES INVESTMENT 3,521,882 15,000 0.10 0.00 2013-05-23
41 B01545 TUNG SHING SECURITIES (BROKERS) LTD 1,032,500 15,000 0.03 0.00 2013-05-23
42 B01843 TELECOM KING SECURITIES LTD 132,500 13,500 0.00 0.00 2013-05-23
43 C00036 CHINA CONSTRUCTION BANK (ASIA) 1,338,120 13,000 0.04 0.00 2013-05-23
44 B01523 EVER-LONG SECURITIES CO LTD 44,500 13,000 0.00 0.00 2013-05-23
45 B01347 CGS INTERNATIONAL SECURITIES HK LTD 372,500 11,000 0.01 0.00 2013-05-23
46 B01564 ABCI SECURITIES CO LTD 119,162 10,000 0.00 0.00 2013-05-23
47 B01230 GAOYU SECURITIES LIMITED 255,500 10,000 0.01 0.00 2013-05-23
48 B01470 HUNG SING SECURITIES LTD 598,500 10,000 0.02 0.00 2013-05-23
49 B01266 PRIME CDEX SECURITIES LTD 29,000 10,000 0.00 0.00 2013-05-23
50 B01509 UNICORN SECURITIES CO LTD 37,500 10,000 0.00 0.00 2013-05-23
51 C00091 BANK OF SINGAPORE LTD 7,195,508 8,000 0.21 0.00 2013-05-23
52 B01133 RBC INVESTMENT SERVICES (ASIA) LTD 1,197,741 8,000 0.04 0.00 2013-05-23
53 C00028 NANYANG COMMERCIAL BANK LTD 4,754,234 7,500 0.14 0.00 2013-05-23
54 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 58,000 7,000 0.00 0.00 2013-05-23
55 B01169 PUBLIC FINANCIAL SECURITIES LTD 274,000 6,500 0.01 0.00 2013-05-23
56 B01700 REALINK FINANCIAL TRADE LTD 214,500 6,500 0.01 0.00 2013-05-23
57 B01355 CHINA EVERBRIGHT SECURITIES (HK) LTD 258,500 6,000 0.01 0.00 2013-05-23
58 B01752 HOI SANG SECURITIES LTD 23,500 6,000 0.00 0.00 2013-05-23
59 B01217 TAIPING SECURITIES (HK) CO LTD 232,000 5,500 0.01 0.00 2013-05-23
60 B01649 CINDA INTERNATIONAL SECURITIES LTD 625,500 5,000 0.02 0.00 2013-05-23
61 B01826 GF SECURITIES (HONG KONG) BROKERAGE LTD 331,000 5,000 0.01 0.00 2013-05-23
62 B01525 KEE CHEONG SECURITIES CO LTD 21,500 5,000 0.00 0.00 2013-05-23
63 B01511 TAT LEE SECURITIES CO LTD 42,000 5,000 0.00 0.00 2013-05-23
64 B01938 CHINA INDUSTRIAL SECURITIES 4,500 4,000 0.00 0.00 2013-05-23
65 C00016 DBS BANK LTD 9,422,349 4,000 0.28 0.00 2013-05-23
66 C00040 INDUSTRIAL AND COMMERCIAL BANK OF CHINA 911,000 4,000 0.03 0.00 2013-05-23
67 B01183 CHONG HING SECURITIES LTD 1,612,669 3,500 0.05 0.00 2013-05-23
68 B01601 CSC SECURITIES (HK) LTD 219,000 3,000 0.01 0.00 2013-05-23
69 B01275 SANFULL SECURITIES LTD 279,000 3,000 0.01 0.00 2013-05-23
70 B01425 WELLFULL SECURITIES CO LTD 110,500 3,000 0.00 0.00 2013-05-23
71 B01231 WINNER INTERNATIONAL SECURITIES LTD 46,000 3,000 0.00 0.00 2013-05-23
72 B01695 DAH SING SECURITIES LTD 1,282,808 2,500 0.04 0.00 2013-05-23
73 B01818 I-ACCESS INVESTORS LTD 199,510 2,500 0.01 0.00 2013-05-23
74 B01423 PRUDENTIAL BROKERAGE LTD 625,000 2,500 0.02 0.00 2013-05-23
75 B01940 SOFI SECURITIES (HONG KONG) LTD 320,500 2,500 0.01 0.00 2013-05-23
76 B01858 YUANTA SECURITIES (HONG KONG) CO LTD 373,488 2,500 0.01 0.00 2013-05-23
77 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 5,236,000 2,000 0.15 0.00 2013-05-23
78 C00015 DBS BANK (HONG KONG) LTD 3,452,915 2,000 0.10 0.00 2013-05-23
79 B01259 FAIR EAGLE SECURITIES CO LTD 67,500 2,000 0.00 0.00 2013-05-23
80 B01514 KARL-THOMSON SECURITIES CO LTD 64,500 2,000 0.00 0.00 2013-05-23
81 B01260 LAMTEX SECURITIES LTD 33,500 2,000 0.00 0.00 2013-05-23
82 B01556 LUK FOOK SECURITIES (HK) LTD 89,000 2,000 0.00 0.00 2013-05-23
83 B01209 MASON SECURITIES LTD 1,537,655 2,000 0.05 0.00 2013-05-23
84 B01882 PING AN OF CHINA SECURITIES (HONG KONG) 260,006 2,000 0.01 0.00 2013-05-23
85 B01238 TAI YIP STOCK CO LTD 16,000 2,000 0.00 0.00 2013-05-23
86 B01415 TARZAN STOCK & SHARES LTD 30,000 2,000 0.00 0.00 2013-05-23
87 C00003 THE BANK OF EAST ASIA LTD 3,948,826 2,000 0.12 0.00 2013-05-23
88 B01300 OCBC SECURITIES (HONG KONG) LTD 503,000 1,500 0.01 0.00 2013-05-23
89 B01849 CIS SECURITIES ASSET MANAGEMENT LTD 93,500 1,000 0.00 0.00 2013-05-23
90 B01252 CORPORATE BROKERS LTD 104,500 1,000 0.00 0.00 2013-05-23
91 B01633 ENLIGHTEN SECURITIES LTD 188,500 1,000 0.01 0.00 2013-05-23
92 B01673 FULBRIGHT SECURITIES LTD 333,000 1,000 0.01 0.00 2013-05-23
93 B01289 SOUTH CHINA SECURITIES LTD 623,000 1,000 0.02 0.00 2013-05-23
94 B01439 TAI TAK SECURITIES (ASIA) LTD 76,500 1,000 0.00 0.00 2013-05-23
95 B01280 WING FAT SECURITIES LTD 62,000 1,000 0.00 0.00 2013-05-23
96 B01740 WIN SECURITIES LTD 322,627 1,000 0.01 0.00 2013-05-23
97 B01161 UBS SECURITIES HONG KONG LTD 440 440 0.00 0.00 2013-05-23
98 B01769 ONE CHINA SECURITIES LTD 28,141 -264 0.00 -0.00 2013-05-23
99 B01777 DAIWA CAPITAL MARKETS HONG KONG LTD 1,071,000 -500 0.03 -0.00 2013-05-23
100 B01588 LEI SHING HONG SECURITIES LTD 134,000 -1,000 0.00 -0.00 2013-05-23
101 B01645 SELINA & CO LTD 4,000 -1,000 0.00 -0.00 2013-05-23
102 B01686 FIRST SHANGHAI SECURITIES LTD 234,500 -2,000 0.01 -0.00 2013-05-23
103 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 2,766,770 -2,000 0.08 -0.00 2013-05-23
104 B01430 CITIGROUP GLOBAL MARKETS ASIA LTD 136,867 -2,867 0.00 -0.00 2013-05-23
105 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 1,283,240 -7,500 0.04 -0.00 2013-05-23
106 B01463 KGI WEALTH MANAGEMENT LTD 26,000 -20,000 0.00 -0.00 2013-05-23
107 C00097 ABN AMRO BANK N.V. 7,206,837 -37,125 0.21 -0.00 2013-05-23
108 C00074 DEUTSCHE BANK AG 21,466,678 -50,850 0.63 -0.00 2013-05-23
109 B01323 DEUTSCHE SECURITIES ASIA LTD 4,579,017 -82,500 0.13 -0.00 2013-05-23
110 B01224 MERRILL LYNCH FAR EAST LTD 21,066,051 -482,683 0.62 -0.01 2013-05-23
111 C00100 JPMORGAN CHASE BANK, NATIONAL 587,423,695 -2,424,500 17.28 -0.07 2013-05-23
112 C00057 UNITED OVERSEAS BANK LTD 84,000 -3,296,587 0.00 -0.10 2013-05-23
113 C00010 CITIBANK N.A. 220,174,286 -7,772,432 6.48 -0.23 2013-05-23
113 Total changed named holdings 3,356,607,194 1,000 98.76 0.00
296 Unchanged named holdings 31,281,559 0 0.92 0.00
409 Total named holdings 3,387,888,753 1,000 99.69 0.00
293 Unnamed Investor Participants 2,665,000 0 0.08 0.00
702 Total securities in CCASS 3,390,553,753 1,000 99.76 0.00
Securities not in CCASS 8,028,747 -1,000 0.24 -0.00
Issued securities 3,398,582,500 0 100.00 0.00 2013-04-30

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2013-05-21
Volume20,155,388
Turnover544,161,147
Average price26.998

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