GUANGSHEN RAILWAY COMPANY LIMITED

Exchange Code Listed Last trade Delisted
HK Main 00525  1996-05-14    
Stock code:
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CCASS holding changes from 2013-04-03 to 2013-04-05

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 C00019 THE HONGKONG AND SHANGHAI BANKING 447,684,815 2,792,218 31.28 0.20 2013-04-05
2 C00010 CITIBANK N.A. 85,500,728 1,582,800 5.97 0.11 2013-04-05
3 B01323 DEUTSCHE SECURITIES ASIA LTD 14,048,533 252,533 0.98 0.02 2013-04-05
4 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 159,710,153 190,240 11.16 0.01 2013-04-05
5 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 11,314,909 126,000 0.79 0.01 2013-04-05
6 C00033 BANK OF CHINA (HONG KONG) LTD 43,912,160 92,000 3.07 0.01 2013-04-05
7 C00028 NANYANG COMMERCIAL BANK LTD 4,262,000 74,000 0.30 0.01 2013-04-05
8 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 4,747,000 66,000 0.33 0.00 2013-04-05
9 B01240 TSUN CHI YUEN SECURITIES CO LTD 1,401,741 60,000 0.10 0.00 2013-04-05
10 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 128,667,328 54,000 8.99 0.00 2013-04-05
11 B01184 QUAM SECURITIES LTD 78,000 48,000 0.01 0.00 2013-04-05
12 B01130 BOCI SECURITIES LTD 13,058,000 40,000 0.91 0.00 2013-04-05
13 B01123 HING WONG SECURITIES LTD 154,000 30,000 0.01 0.00 2013-04-05
14 B01550 HUAYU SECURITIES LTD 144,000 30,000 0.01 0.00 2013-04-05
15 B01345 PHILLIP SECURITIES (HONG KONG) LTD 1,154,000 30,000 0.08 0.00 2013-04-05
16 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 4,660,000 20,000 0.33 0.00 2013-04-05
17 B01423 PRUDENTIAL BROKERAGE LTD 406,000 20,000 0.03 0.00 2013-04-05
18 B01584 CHIEF SECURITIES LTD 898,000 10,000 0.06 0.00 2013-04-05
19 B01762 DBS VICKERS (HONG KONG) LTD 3,024,000 10,000 0.21 0.00 2013-04-05
20 B01676 TAI SHING STOCK INVESTMENT CO LTD 62,000 10,000 0.00 0.00 2013-04-05
21 B01389 ZHONGRONG PT SECURITIES LTD 52,000 10,000 0.00 0.00 2013-04-05
22 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 1,431,840 4,000 0.10 0.00 2013-04-05
23 B01624 CHINA GUARD INVESTMENTS LTD 2,000 2,000 0.00 0.00 2013-04-05
24 B01581 KINGSWAY FINANCIAL SERVICES GROUP LTD 1,834,000 2,000 0.13 0.00 2013-04-05
25 B01777 DAIWA CAPITAL MARKETS HONG KONG LTD 12,342,000 -4,000 0.86 -0.00 2013-04-05
26 B01940 SOFI SECURITIES (HONG KONG) LTD 7,982,000 -4,000 0.56 -0.00 2013-04-05
27 B01118 EAST ASIA SECURITIES CO LTD 3,844,000 -8,000 0.27 -0.00 2013-04-05
28 B01564 ABCI SECURITIES CO LTD 620,000 -10,000 0.04 -0.00 2013-04-05
29 B01086 EVERBRIGHT SECURITIES INVESTMENT 4,008,000 -10,000 0.28 -0.00 2013-04-05
30 B01284 HANG SENG SECURITIES LTD 11,768,888 -10,000 0.82 -0.00 2013-04-05
31 B01814 WELL LINK SECURITIES LTD 0 -10,000 -0.00 2013-04-05
32 B01740 WIN SECURITIES LTD 1,492,000 -10,000 0.10 -0.00 2013-04-05
33 B01590 INTERACTIVE BROKERS HONG KONG LTD 330,000 -14,000 0.02 -0.00 2013-04-05
34 B01150 MTF SECURITIES LTD 30,000 -14,000 0.00 -0.00 2013-04-05
35 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 4,987,812 -16,000 0.35 -0.00 2013-04-05
36 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 396,000 -20,000 0.03 -0.00 2013-04-05
37 B01224 MERRILL LYNCH FAR EAST LTD 976,552 -26,000 0.07 -0.00 2013-04-05
38 B01421 ONEPLATFORM SECURITIES LTD 60,000 -30,000 0.00 -0.00 2013-04-05
39 B01727 ICBC (ASIA) SECURITIES LTD 3,076,000 -40,000 0.21 -0.00 2013-04-05
40 C00015 DBS BANK (HONG KONG) LTD 1,710,000 -52,000 0.12 -0.00 2013-04-05
41 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 5,322,000 -70,000 0.37 -0.00 2013-04-05
42 B01161 UBS SECURITIES HONG KONG LTD 0 -72,000 -0.01 2013-04-05
43 B01715 PRESIDENT SECURITIES (HONG KONG) LTD 4,000 -100,000 0.00 -0.01 2013-04-05
44 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 29,431,220 -183,258 2.06 -0.01 2013-04-05
45 C00100 JPMORGAN CHASE BANK, NATIONAL 253,850,967 -4,664,533 17.74 -0.33 2013-04-05
45 Total changed named holdings 1,270,438,646 188,000 88.76 0.01
271 Unchanged named holdings 115,048,185 0 8.04 0.00
316 Total named holdings 1,385,486,831 188,000 96.80 0.00
93 Unnamed Investor Participants 3,386,000 0 0.24 0.00
409 Total securities in CCASS 1,388,872,831 188,000 97.04 0.01
Securities not in CCASS 42,427,169 -188,000 2.96 -0.01
Issued securities 1,431,300,000 0 100.00 0.00 2013-03-31

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2013-04-02
Volume5,364,000
Turnover19,913,321
Average price3.712

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