COSCO SHIPPING Energy Transportation Co., Ltd.

Exchange Code Listed Last trade Delisted
HK Main 01138  1994-11-11    
Stock code:
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CCASS holding changes from 2013-01-15 to 2013-01-16

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 C00100 JPMORGAN CHASE BANK, NATIONAL 21,246,460 5,300,000 1.64 0.41 2013-01-16
2 C00074 DEUTSCHE BANK AG 13,125,122 1,992,000 1.01 0.15 2013-01-16
3 C00028 NANYANG COMMERCIAL BANK LTD 11,506,000 1,746,000 0.89 0.13 2013-01-16
4 C00033 BANK OF CHINA (HONG KONG) LTD 89,433,696 678,000 6.90 0.05 2013-01-16
5 B01252 CORPORATE BROKERS LTD 1,994,000 670,000 0.15 0.05 2013-01-16
6 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 186,384,008 660,000 14.38 0.05 2013-01-16
7 B01130 BOCI SECURITIES LTD 18,059,300 538,000 1.39 0.04 2013-01-16
8 B01490 HSBC SECURITIES BROKERS (ASIA) LTD 8,624,008 400,000 0.67 0.03 2013-01-16
9 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 1,840,000 390,000 0.14 0.03 2013-01-16
10 B01355 CHINA EVERBRIGHT SECURITIES (HK) LTD 1,650,000 300,000 0.13 0.02 2013-01-16
11 B01851 RICHE BRIGHT SECURITIES LTD 300,000 300,000 0.02 0.02 2013-01-16
12 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 16,462,000 238,000 1.27 0.02 2013-01-16
13 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 13,549,245 196,000 1.05 0.02 2013-01-16
14 B01298 GET NICE SECURITIES LTD 1,018,000 176,000 0.08 0.01 2013-01-16
15 B01403 QUEST STOCKBROKERS (HK) LTD 176,000 152,000 0.01 0.01 2013-01-16
16 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 5,438,000 128,000 0.42 0.01 2013-01-16
17 B01584 CHIEF SECURITIES LTD 2,642,000 126,000 0.20 0.01 2013-01-16
18 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 8,481,000 122,000 0.65 0.01 2013-01-16
19 B01284 HANG SENG SECURITIES LTD 33,358,492 120,000 2.57 0.01 2013-01-16
20 B01545 TUNG SHING SECURITIES (BROKERS) LTD 5,648,000 100,000 0.44 0.01 2013-01-16
21 B01161 UBS SECURITIES HONG KONG LTD 252,300 98,000 0.02 0.01 2013-01-16
22 B01695 DAH SING SECURITIES LTD 3,760,000 96,000 0.29 0.01 2013-01-16
23 B01842 BOCOM INTERNATIONAL SECURITIES LTD 2,104,780 90,000 0.16 0.01 2013-01-16
24 B01137 CHOW SANG SANG SECURITIES LTD 1,286,000 88,000 0.10 0.01 2013-01-16
25 B01118 EAST ASIA SECURITIES CO LTD 7,360,000 78,000 0.57 0.01 2013-01-16
26 C00048 CHIYU BANKING CORPORATION LTD 5,800,000 64,000 0.45 0.00 2013-01-16
27 C00036 CHINA CONSTRUCTION BANK (ASIA) 2,204,000 62,000 0.17 0.00 2013-01-16
28 B01323 DEUTSCHE SECURITIES ASIA LTD 222,000 62,000 0.02 0.00 2013-01-16
29 B01089 HSBC BROKING SECURITIES (HONG KONG) LTD 11,894,715 60,000 0.92 0.00 2013-01-16
30 B01727 ICBC (ASIA) SECURITIES LTD 6,606,000 60,000 0.51 0.00 2013-01-16
31 B01831 NERICO BROTHERS LTD 118,000 60,000 0.01 0.00 2013-01-16
32 C00037 SHANGHAI COMMERCIAL BANK LTD 8,308,766 54,000 0.64 0.00 2013-01-16
33 B01556 LUK FOOK SECURITIES (HK) LTD 120,000 50,000 0.01 0.00 2013-01-16
34 B01416 VC BROKERAGE LTD 1,166,000 50,000 0.09 0.00 2013-01-16
35 B01732 WINTECH SECURITIES LTD 132,000 50,000 0.01 0.00 2013-01-16
36 B01929 CHINA GALAXY INTERNATIONAL SECURITIES 566,000 44,000 0.04 0.00 2013-01-16
37 B01818 I-ACCESS INVESTORS LTD 358,424 40,000 0.03 0.00 2013-01-16
38 B01430 CITIGROUP GLOBAL MARKETS ASIA LTD 30,000 30,000 0.00 0.00 2013-01-16
39 B01510 ORIENTAL PATRON SECURITIES LTD 50,000 30,000 0.00 0.00 2013-01-16
40 B01423 PRUDENTIAL BROKERAGE LTD 1,942,000 28,000 0.15 0.00 2013-01-16
41 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 1,890,000 24,000 0.15 0.00 2013-01-16
42 B01809 CHINA SYSTEM SECURITIES LTD 560,000 20,000 0.04 0.00 2013-01-16
43 B01590 INTERACTIVE BROKERS HONG KONG LTD 2,128,100 20,000 0.16 0.00 2013-01-16
44 B01525 KEE CHEONG SECURITIES CO LTD 120,000 20,000 0.01 0.00 2013-01-16
45 B01625 METRO CAPITAL SECURITIES LTD 160,000 20,000 0.01 0.00 2013-01-16
46 B01253 STOCKWELL SECURITIES LTD 132,000 20,000 0.01 0.00 2013-01-16
47 B01509 UNICORN SECURITIES CO LTD 224,000 20,000 0.02 0.00 2013-01-16
48 B01858 YUANTA SECURITIES (HONG KONG) CO LTD 2,838,821 20,000 0.22 0.00 2013-01-16
49 B01606 EWARTON SECURITIES LTD 146,000 18,000 0.01 0.00 2013-01-16
50 C00018 HANG SENG BANK LTD 3,765,396 18,000 0.29 0.00 2013-01-16
51 B01843 TELECOM KING SECURITIES LTD 348,000 18,000 0.03 0.00 2013-01-16
52 B01133 RBC INVESTMENT SERVICES (ASIA) LTD 3,733,600 16,000 0.29 0.00 2013-01-16
53 B01426 YEE FAT SECURITIES CO LTD 16,000 16,000 0.00 0.00 2013-01-16
54 B01610 KGI ASIA LTD 3,960,000 14,000 0.31 0.00 2013-01-16
55 B01330 NOMURA SECURITIES (HK) LTD 890,167 14,000 0.07 0.00 2013-01-16
56 B01585 SINO GRADE SECURITIES LTD 328,000 14,000 0.03 0.00 2013-01-16
57 B01673 FULBRIGHT SECURITIES LTD 584,000 12,000 0.05 0.00 2013-01-16
58 B01421 ONEPLATFORM SECURITIES LTD 300,000 12,000 0.02 0.00 2013-01-16
59 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 5,566,000 10,000 0.43 0.00 2013-01-16
60 B01722 CTW SECURITIES LTD 36,000 10,000 0.00 0.00 2013-01-16
61 B01385 FAIRWIN BROKING LTD 32,000 10,000 0.00 0.00 2013-01-16
62 B01454 HAO TIAN INTERNATIONAL SECURITIES LTD 10,000 10,000 0.00 0.00 2013-01-16
63 B01166 KING FOOK SECURITIES CO LTD 172,000 10,000 0.01 0.00 2013-01-16
64 B01761 KO'S BROTHER SECURITIES CO LTD 204,000 10,000 0.02 0.00 2013-01-16
65 B01209 MASON SECURITIES LTD 1,694,000 10,000 0.13 0.00 2013-01-16
66 B01192 SEEKERS MARKETS LTD (IN LIQUIDATION) 100,000 10,000 0.01 0.00 2013-01-16
67 B01680 SUCCESS SECURITIES LTD 54,000 10,000 0.00 0.00 2013-01-16
68 B01563 XINKONG INTERNATIONAL SECURITIES LTD 520,000 10,000 0.04 0.00 2013-01-16
69 B01289 SOUTH CHINA SECURITIES LTD 1,194,000 6,000 0.09 0.00 2013-01-16
70 B01581 KINGSWAY FINANCIAL SERVICES GROUP LTD 930,000 4,000 0.07 0.00 2013-01-16
71 B01789 HO FUNG SHARES INVESTMENT LTD 165,033 2,000 0.01 0.00 2013-01-16
72 C00088 CHINA MERCHANTS BANK CO LTD 124,000 -2,000 0.01 -0.00 2013-01-16
73 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 1,620,000 -2,000 0.12 -0.00 2013-01-16
74 B01796 SOO PEI SHAO & CO LTD 88,000 -2,000 0.01 -0.00 2013-01-16
75 B01427 TSE'S SECURITIES LTD 68,000 -2,000 0.01 -0.00 2013-01-16
76 B01588 LEI SHING HONG SECURITIES LTD 40,000 -6,000 0.00 -0.00 2013-01-16
77 B01184 QUAM SECURITIES LTD 272,000 -6,000 0.02 -0.00 2013-01-16
78 B01183 CHONG HING SECURITIES LTD 6,172,000 -10,000 0.48 -0.00 2013-01-16
79 B01601 CSC SECURITIES (HK) LTD 218,000 -10,000 0.02 -0.00 2013-01-16
80 B01469 KAISER SECURITIES LTD 38,000 -10,000 0.00 -0.00 2013-01-16
81 C00041 OCBC BANK (HONG KONG) LTD 5,846,000 -10,000 0.45 -0.00 2013-01-16
82 B01129 WOCOM SECURITIES LTD 104,000 -10,000 0.01 -0.00 2013-01-16
83 B01546 WO FUNG SECURITIES CO LTD 634,000 -10,000 0.05 -0.00 2013-01-16
84 B01086 EVERBRIGHT SECURITIES INVESTMENT 6,158,256 -14,000 0.48 -0.00 2013-01-16
85 C00015 DBS BANK (HONG KONG) LTD 4,767,792 -16,000 0.37 -0.00 2013-01-16
86 B01570 GOLDENWAY SECURITIES CO LTD 484,000 -20,000 0.04 -0.00 2013-01-16
87 C00003 THE BANK OF EAST ASIA LTD 1,300,000 -20,000 0.10 -0.00 2013-01-16
88 B01119 CELESTIAL SECURITIES LTD 778,000 -40,000 0.06 -0.00 2013-01-16
89 B01373 CHRISTFUND SECURITIES LTD 378,000 -44,000 0.03 -0.00 2013-01-16
90 B01345 PHILLIP SECURITIES (HONG KONG) LTD 3,186,000 -76,000 0.25 -0.01 2013-01-16
91 B01353 UOB KAY HIAN (HONG KONG) LTD 1,974,000 -80,000 0.15 -0.01 2013-01-16
92 B01410 WINGS SECURITIES (HK) LTD 284,000 -82,000 0.02 -0.01 2013-01-16
93 B01649 CINDA INTERNATIONAL SECURITIES LTD 1,830,000 -90,000 0.14 -0.01 2013-01-16
94 B01123 HING WONG SECURITIES LTD 642,000 -100,000 0.05 -0.01 2013-01-16
95 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 76,000 -100,000 0.01 -0.01 2013-01-16
96 B01839 RABO BROKERAGE HK LTD 1,757,468 -110,000 0.14 -0.01 2013-01-16
97 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 3,862,000 -118,000 0.30 -0.01 2013-01-16
98 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 11,767,503 -498,000 0.91 -0.04 2013-01-16
99 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 2,927,067 -764,000 0.23 -0.06 2013-01-16
100 B01224 MERRILL LYNCH FAR EAST LTD 2,379,214 -1,058,000 0.18 -0.08 2013-01-16
101 B01346 CHINA PACIFIC SECURITIES LTD 980,000 -1,718,000 0.08 -0.13 2013-01-16
102 C00065 HSBC PRIVATE BANK (SUISSE) SA 28,222,800 -2,000,000 2.18 -0.15 2013-01-16
103 C00019 THE HONGKONG AND SHANGHAI BANKING 535,098,924 -3,606,000 41.29 -0.28 2013-01-16
104 B01121 SG SECURITIES (HK) LTD 276,019 -5,300,000 0.02 -0.41 2013-01-16
104 Total changed named holdings 1,152,370,476 20,000 88.92 0.00
273 Unchanged named holdings 129,998,420 0 10.03 0.00
377 Total named holdings 1,282,368,896 20,000 98.95 0.00
139 Unnamed Investor Participants 4,032,000 -20,000 0.31 -0.00
516 Total securities in CCASS 1,286,400,896 0 99.26 0.00
Securities not in CCASS 9,599,104 0 0.74 0.00
Issued securities 1,296,000,000 0 100.00 0.00 2012-12-31

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2013-01-14
Volume22,058,000
Turnover108,870,682
Average price4.936

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