COSCO SHIPPING Energy Transportation Co., Ltd.

Exchange Code Listed Last trade Delisted
HK Main 01138  1994-11-11    
Stock code:
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CCASS holding changes from 2013-01-08 to 2013-01-09

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 B01121 SG SECURITIES (HK) LTD 5,570,019 5,304,000 0.43 0.41 2013-01-09
2 B01252 CORPORATE BROKERS LTD 3,338,000 2,738,000 0.26 0.21 2013-01-09
3 C00033 BANK OF CHINA (HONG KONG) LTD 88,147,696 1,268,000 6.80 0.10 2013-01-09
4 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 9,153,359 443,400 0.71 0.03 2013-01-09
5 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 177,993,046 388,600 13.73 0.03 2013-01-09
6 B01130 BOCI SECURITIES LTD 18,291,300 388,000 1.41 0.03 2013-01-09
7 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 11,963,503 386,000 0.92 0.03 2013-01-09
8 B01089 HSBC BROKING SECURITIES (HONG KONG) LTD 11,970,715 318,000 0.92 0.02 2013-01-09
9 B01695 DAH SING SECURITIES LTD 4,040,000 276,000 0.31 0.02 2013-01-09
10 B01610 KGI ASIA LTD 3,938,000 252,000 0.30 0.02 2013-01-09
11 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 5,584,000 250,000 0.43 0.02 2013-01-09
12 B01289 SOUTH CHINA SECURITIES LTD 1,382,000 210,000 0.11 0.02 2013-01-09
13 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 3,586,000 188,000 0.28 0.01 2013-01-09
14 B01118 EAST ASIA SECURITIES CO LTD 7,468,000 168,000 0.58 0.01 2013-01-09
15 B01649 CINDA INTERNATIONAL SECURITIES LTD 1,116,000 160,000 0.09 0.01 2013-01-09
16 B01510 ORIENTAL PATRON SECURITIES LTD 150,000 150,000 0.01 0.01 2013-01-09
17 B01590 INTERACTIVE BROKERS HONG KONG LTD 2,160,100 136,000 0.17 0.01 2013-01-09
18 B01284 HANG SENG SECURITIES LTD 32,842,492 124,000 2.53 0.01 2013-01-09
19 B01430 CITIGROUP GLOBAL MARKETS ASIA LTD 116,000 116,000 0.01 0.01 2013-01-09
20 B01086 EVERBRIGHT SECURITIES INVESTMENT 5,874,256 104,000 0.45 0.01 2013-01-09
21 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 2,582,000 100,000 0.20 0.01 2013-01-09
22 B01753 FORTUNE (HK) SECURITIES LTD 148,000 100,000 0.01 0.01 2013-01-09
23 B01661 HERMES SECURITIES LTD 180,000 100,000 0.01 0.01 2013-01-09
24 C00065 HSBC PRIVATE BANK (SUISSE) SA 30,230,800 100,000 2.33 0.01 2013-01-09
25 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 1,296,000 78,000 0.10 0.01 2013-01-09
26 B01353 UOB KAY HIAN (HONG KONG) LTD 2,096,000 72,000 0.16 0.01 2013-01-09
27 B01119 CELESTIAL SECURITIES LTD 686,000 54,000 0.05 0.00 2013-01-09
28 B01771 CVP SECURITIES LTD (IN LIQUIDATION) 86,000 54,000 0.01 0.00 2013-01-09
29 B01727 ICBC (ASIA) SECURITIES LTD 6,426,000 54,000 0.50 0.00 2013-01-09
30 B01818 I-ACCESS INVESTORS LTD 360,424 52,000 0.03 0.00 2013-01-09
31 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 104,000 40,000 0.01 0.00 2013-01-09
32 B01623 TAI FUNG KUENTAI SECURITIES CO LTD 2,408,000 36,000 0.19 0.00 2013-01-09
33 B01660 GRANSING SECURITIES CO., LIMITED 168,000 32,000 0.01 0.00 2013-01-09
34 B01724 RAMON INVESTMENT CO LTD 44,000 30,000 0.00 0.00 2013-01-09
35 B01345 PHILLIP SECURITIES (HONG KONG) LTD 2,588,000 28,000 0.20 0.00 2013-01-09
36 B01183 CHONG HING SECURITIES LTD 6,022,000 22,000 0.46 0.00 2013-01-09
37 B01169 PUBLIC FINANCIAL SECURITIES LTD 700,000 22,000 0.05 0.00 2013-01-09
38 B01385 FAIRWIN BROKING LTD 42,000 20,000 0.00 0.00 2013-01-09
39 B01320 LUEN FAT SECURITIES CO LTD 206,000 20,000 0.02 0.00 2013-01-09
40 B01788 SUNRISE SECURITIES LTD 70,000 20,000 0.01 0.00 2013-01-09
41 B01267 WINFULL SECURITIES LTD 176,000 20,000 0.01 0.00 2013-01-09
42 B01224 MERRILL LYNCH FAR EAST LTD 9,147,778 17,966 0.71 0.00 2013-01-09
43 B01826 GF SECURITIES (HONG KONG) BROKERAGE LTD 82,000 16,000 0.01 0.00 2013-01-09
44 B01300 OCBC SECURITIES (HONG KONG) LTD 244,000 16,000 0.02 0.00 2013-01-09
45 B01374 PO LEE SECURITIES LTD 18,000 16,000 0.00 0.00 2013-01-09
46 B01427 TSE'S SECURITIES LTD 100,000 14,000 0.01 0.00 2013-01-09
47 B01768 WINTONE SECURITIES LTD 14,000 14,000 0.00 0.00 2013-01-09
48 B01809 CHINA SYSTEM SECURITIES LTD 500,000 12,000 0.04 0.00 2013-01-09
49 B01659 CHEER UNION SECURITIES LTD 26,000 10,000 0.00 0.00 2013-01-09
50 B01338 EMPEROR SECURITIES LTD 502,000 10,000 0.04 0.00 2013-01-09
51 B01606 EWARTON SECURITIES LTD 122,000 10,000 0.01 0.00 2013-01-09
52 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 1,496,000 10,000 0.12 0.00 2013-01-09
53 B01789 HO FUNG SHARES INVESTMENT LTD 175,033 10,000 0.01 0.00 2013-01-09
54 B01470 HUNG SING SECURITIES LTD 88,000 10,000 0.01 0.00 2013-01-09
55 B01556 LUK FOOK SECURITIES (HK) LTD 90,000 10,000 0.01 0.00 2013-01-09
56 B01785 PARTNERS CAPITAL SECURITIES LTD 24,000 10,000 0.00 0.00 2013-01-09
57 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 1,946,000 10,000 0.15 0.00 2013-01-09
58 B01220 WING ON CHEONG SECURITIES CO LTD 114,000 10,000 0.01 0.00 2013-01-09
59 B01259 FAIR EAGLE SECURITIES CO LTD 186,000 6,000 0.01 0.00 2013-01-09
60 B01733 GRAND CATHAY SECURITIES (HONG KONG) LTD 18,000 6,000 0.00 0.00 2013-01-09
61 B01455 NATIONAL RESOURCES SECURITIES LTD 202,000 4,000 0.02 0.00 2013-01-09
62 B01941 CENTALINE SECURITIES LTD 2,000 2,000 0.00 0.00 2013-01-09
63 B01373 CHRISTFUND SECURITIES LTD 336,000 2,000 0.03 0.00 2013-01-09
64 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 5,548,000 2,000 0.43 0.00 2013-01-09
65 C00015 DBS BANK (HONG KONG) LTD 4,773,792 2,000 0.37 0.00 2013-01-09
66 B01209 MASON SECURITIES LTD 1,826,000 2,000 0.14 0.00 2013-01-09
67 B01858 YUANTA SECURITIES (HONG KONG) CO LTD 2,858,821 2,000 0.22 0.00 2013-01-09
68 B01110 J.P. MORGAN BROKING (HONG KONG) LTD 808 808 0.00 0.00 2013-01-09
69 B01421 ONEPLATFORM SECURITIES LTD 288,000 -2,000 0.02 -0.00 2013-01-09
70 C00037 SHANGHAI COMMERCIAL BANK LTD 8,182,766 -4,000 0.63 -0.00 2013-01-09
71 B01773 TOYO SECURITIES ASIA LTD 2,420,000 -4,000 0.19 -0.00 2013-01-09
72 B01535 WING YEE SECURITIES CO LTD 18,000 -4,000 0.00 -0.00 2013-01-09
73 B01563 XINKONG INTERNATIONAL SECURITIES LTD 764,000 -4,000 0.06 -0.00 2013-01-09
74 C00041 OCBC BANK (HONG KONG) LTD 5,982,000 -6,000 0.46 -0.00 2013-01-09
75 B01882 PING AN OF CHINA SECURITIES (HONG KONG) 422,000 -6,000 0.03 -0.00 2013-01-09
76 C00048 CHIYU BANKING CORPORATION LTD 5,932,000 -8,000 0.46 -0.00 2013-01-09
77 B01330 NOMURA SECURITIES (HK) LTD 898,167 -8,000 0.07 -0.00 2013-01-09
78 B01853 CMBC SECURITIES CO LTD 178,198 -10,000 0.01 -0.00 2013-01-09
79 B01181 FOSUN INTERNATIONAL SECURITIES LTD 162,000 -10,000 0.01 -0.00 2013-01-09
80 B01230 GAOYU SECURITIES LIMITED 24,000 -10,000 0.00 -0.00 2013-01-09
81 B01525 KEE CHEONG SECURITIES CO LTD 98,000 -10,000 0.01 -0.00 2013-01-09
82 B01184 QUAM SECURITIES LTD 288,000 -10,000 0.02 -0.00 2013-01-09
83 B01275 SANFULL SECURITIES LTD 382,000 -10,000 0.03 -0.00 2013-01-09
84 B01585 SINO GRADE SECURITIES LTD 298,000 -10,000 0.02 -0.00 2013-01-09
85 B01540 UPBEST SECURITIES CO LTD 22,000 -10,000 0.00 -0.00 2013-01-09
86 B01231 WINNER INTERNATIONAL SECURITIES LTD 124,000 -10,000 0.01 -0.00 2013-01-09
87 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 8,421,000 -12,000 0.65 -0.00 2013-01-09
88 B01137 CHOW SANG SANG SECURITIES LTD 1,190,000 -14,000 0.09 -0.00 2013-01-09
89 B01673 FULBRIGHT SECURITIES LTD 678,000 -14,000 0.05 -0.00 2013-01-09
90 B01642 KMT SECURITIES LTD 30,000 -16,000 0.00 -0.00 2013-01-09
91 B01607 RHB SECURITIES HONG KONG LTD 262,000 -18,000 0.02 -0.00 2013-01-09
92 B01447 BETA INTERNATIONAL SECURITIES LIMITED 122,000 -20,000 0.01 -0.00 2013-01-09
93 B01123 HING WONG SECURITIES LTD 162,000 -20,000 0.01 -0.00 2013-01-09
94 B01387 LUEN HING SECURITIES LTD 34,000 -20,000 0.00 -0.00 2013-01-09
95 B01407 WIN WONG SECURITIES LTD 102,000 -20,000 0.01 -0.00 2013-01-09
96 B01842 BOCOM INTERNATIONAL SECURITIES LTD 2,094,780 -22,000 0.16 -0.00 2013-01-09
97 B01940 SOFI SECURITIES (HONG KONG) LTD 1,588,000 -22,000 0.12 -0.00 2013-01-09
98 B01700 REALINK FINANCIAL TRADE LTD 948,000 -26,000 0.07 -0.00 2013-01-09
99 C00028 NANYANG COMMERCIAL BANK LTD 9,640,000 -28,000 0.74 -0.00 2013-01-09
100 C00093 BNP PARIBAS 10,292,093 -30,000 0.79 -0.00 2013-01-09
101 B01633 ENLIGHTEN SECURITIES LTD 114,000 -30,000 0.01 -0.00 2013-01-09
102 B01831 NERICO BROTHERS LTD 88,000 -30,000 0.01 -0.00 2013-01-09
103 B01843 TELECOM KING SECURITIES LTD 326,000 -30,000 0.03 -0.00 2013-01-09
104 B01584 CHIEF SECURITIES LTD 2,568,000 -42,000 0.20 -0.00 2013-01-09
105 C00036 CHINA CONSTRUCTION BANK (ASIA) 2,072,000 -50,000 0.16 -0.00 2013-01-09
106 B01439 TAI TAK SECURITIES (ASIA) LTD 182,000 -50,000 0.01 -0.00 2013-01-09
107 B01762 DBS VICKERS (HONG KONG) LTD 3,586,000 -52,000 0.28 -0.00 2013-01-09
108 B01404 HONG KONG STOCK LINK SECURITIES LTD 166,000 -76,000 0.01 -0.01 2013-01-09
109 B01490 HSBC SECURITIES BROKERS (ASIA) LTD 8,754,008 -100,000 0.68 -0.01 2013-01-09
110 B01625 METRO CAPITAL SECURITIES LTD 300,000 -116,000 0.02 -0.01 2013-01-09
111 C00003 THE BANK OF EAST ASIA LTD 1,456,000 -132,000 0.11 -0.01 2013-01-09
112 B01298 GET NICE SECURITIES LTD 840,000 -160,000 0.06 -0.01 2013-01-09
113 B01545 TUNG SHING SECURITIES (BROKERS) LTD 5,534,000 -178,000 0.43 -0.01 2013-01-09
114 B01355 CHINA EVERBRIGHT SECURITIES (HK) LTD 1,100,000 -180,000 0.08 -0.01 2013-01-09
115 B01272 FB SECURITIES (HONG KONG) LTD 1,032,000 -206,000 0.08 -0.02 2013-01-09
116 B01901 CMB INTERNATIONAL SECURITIES LTD 220,000 -250,000 0.02 -0.02 2013-01-09
117 B01423 PRUDENTIAL BROKERAGE LTD 1,516,000 -258,000 0.12 -0.02 2013-01-09
118 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 4,950,783 -357,284 0.38 -0.03 2013-01-09
119 C00010 CITIBANK N.A. 70,688,183 -438,000 5.45 -0.03 2013-01-09
120 B01161 UBS SECURITIES HONG KONG LTD 34,000 -502,000 0.00 -0.04 2013-01-09
121 B01323 DEUTSCHE SECURITIES ASIA LTD 960,830 -1,226,371 0.07 -0.09 2013-01-09
122 B01839 RABO BROKERAGE HK LTD 1,457,468 -1,380,000 0.11 -0.11 2013-01-09
123 C00100 JPMORGAN CHASE BANK, NATIONAL 15,753,930 -1,625,665 1.22 -0.13 2013-01-09
124 C00019 THE HONGKONG AND SHANGHAI BANKING 542,588,529 -6,667,454 41.87 -0.51 2013-01-09
124 Total changed named holdings 1,210,078,677 102,000 93.37 0.01
251 Unchanged named holdings 72,268,219 0 5.58 0.00
375 Total named holdings 1,282,346,896 102,000 98.95 0.00
138 Unnamed Investor Participants 3,968,000 -100,000 0.31 -0.01
513 Total securities in CCASS 1,286,314,896 2,000 99.25 0.00
Securities not in CCASS 9,685,104 -2,000 0.75 -0.00
Issued securities 1,296,000,000 0 100.00 0.00 2012-12-31

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2013-01-07
Volume23,106,000
Turnover114,408,572
Average price4.951

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