SINO-OCEAN GROUP HOLDING LIMITED

Exchange Code Listed Last trade Delisted
HK Main 03377  2007-09-28    
Stock code:
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CCASS holding changes from 2012-01-26 to 2012-01-27

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 1,721,312,884 14,209,800 30.41 0.25 2012-01-27
2 C00010 CITIBANK N.A. 228,744,454 2,624,360 4.04 0.05 2012-01-27
3 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 4,473,590 896,500 0.08 0.02 2012-01-27
4 B01121 SG SECURITIES (HK) LTD 425,150 231,500 0.01 0.00 2012-01-27
5 B01430 CITIGROUP GLOBAL MARKETS ASIA LTD 990,833 216,000 0.02 0.00 2012-01-27
6 B01298 GET NICE SECURITIES LTD 737,000 50,000 0.01 0.00 2012-01-27
7 B01853 CMBC SECURITIES CO LTD 113,526 49,539 0.00 0.00 2012-01-27
8 B01161 UBS SECURITIES HONG KONG LTD 208,500 40,000 0.00 0.00 2012-01-27
9 B01450 DL BROKERAGE LTD 240,500 15,000 0.00 0.00 2012-01-27
10 B01590 INTERACTIVE BROKERS HONG KONG LTD 536,658 9,500 0.01 0.00 2012-01-27
11 B01514 KARL-THOMSON SECURITIES CO LTD 308,000 7,000 0.01 0.00 2012-01-27
12 B01669 FIRST SECURITIES (HK) LTD 41,000 3,000 0.00 0.00 2012-01-27
13 B01685 ARK SECURITIES (HONG KONG) LTD 174,240 500 0.00 0.00 2012-01-27
14 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 4,881,155 500 0.09 0.00 2012-01-27
15 B01240 TSUN CHI YUEN SECURITIES CO LTD 431,551 149 0.01 0.00 2012-01-27
16 B01769 ONE CHINA SECURITIES LTD 121,007 -491 0.00 -0.00 2012-01-27
17 B01818 I-ACCESS INVESTORS LTD 301,253 -500 0.01 -0.00 2012-01-27
18 B01842 BOCOM INTERNATIONAL SECURITIES LTD 20,126,854 -1,000 0.36 -0.00 2012-01-27
19 B01231 WINNER INTERNATIONAL SECURITIES LTD 214,000 -1,000 0.00 -0.00 2012-01-27
20 B01767 NEW GALA SECURITIES CO LTD 48,000 -1,500 0.00 -0.00 2012-01-27
21 B01752 HOI SANG SECURITIES LTD 153,500 -2,000 0.00 -0.00 2012-01-27
22 C00037 SHANGHAI COMMERCIAL BANK LTD 9,763,908 -2,000 0.17 -0.00 2012-01-27
23 B01696 HANTEC SECURITIES CO LTD 253,000 -5,000 0.00 -0.00 2012-01-27
24 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 3,001,812 -5,000 0.05 -0.00 2012-01-27
25 B01267 WINFULL SECURITIES LTD 148,500 -5,000 0.00 -0.00 2012-01-27
26 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 2,887,531 -6,000 0.05 -0.00 2012-01-27
27 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 3,810,746 -6,539 0.07 -0.00 2012-01-27
28 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 12,588,878 -9,500 0.22 -0.00 2012-01-27
29 B01623 TAI FUNG KUENTAI SECURITIES CO LTD 2,645,595 -9,500 0.05 -0.00 2012-01-27
30 B01460 BERICH BROKERAGE LTD 157,373 -10,000 0.00 -0.00 2012-01-27
31 B01183 CHONG HING SECURITIES LTD 6,561,514 -10,000 0.12 -0.00 2012-01-27
32 B01137 CHOW SANG SANG SECURITIES LTD 1,664,896 -10,000 0.03 -0.00 2012-01-27
33 B01118 EAST ASIA SECURITIES CO LTD 9,206,999 -10,000 0.16 -0.00 2012-01-27
34 B01272 FB SECURITIES (HONG KONG) LTD 1,340,941 -10,000 0.02 -0.00 2012-01-27
35 B01320 LUEN FAT SECURITIES CO LTD 1,091,597 -10,000 0.02 -0.00 2012-01-27
36 B01401 MEGABASE SECURITIES LTD 91,500 -10,000 0.00 -0.00 2012-01-27
37 B01631 PLANETREE SECURITIES LTD 152,000 -10,000 0.00 -0.00 2012-01-27
38 B01563 XINKONG INTERNATIONAL SECURITIES LTD 903,030 -10,500 0.02 -0.00 2012-01-27
39 B01584 CHIEF SECURITIES LTD 2,085,596 -11,000 0.04 -0.00 2012-01-27
40 B01545 TUNG SHING SECURITIES (BROKERS) LTD 2,297,872 -14,500 0.04 -0.00 2012-01-27
41 B01289 SOUTH CHINA SECURITIES LTD 616,380 -15,000 0.01 -0.00 2012-01-27
42 B01695 DAH SING SECURITIES LTD 2,016,180 -17,500 0.04 -0.00 2012-01-27
43 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 26,832,042 -20,000 0.47 -0.00 2012-01-27
44 C00041 OCBC BANK (HONG KONG) LTD 8,363,775 -20,000 0.15 -0.00 2012-01-27
45 B01345 PHILLIP SECURITIES (HONG KONG) LTD 5,512,107 -20,000 0.10 -0.00 2012-01-27
46 B01788 SUNRISE SECURITIES LTD 89,000 -20,000 0.00 -0.00 2012-01-27
47 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 13,913,716 -22,000 0.25 -0.00 2012-01-27
48 B01169 PUBLIC FINANCIAL SECURITIES LTD 663,222 -40,000 0.01 -0.00 2012-01-27
49 C00048 CHIYU BANKING CORPORATION LTD 6,599,431 -50,000 0.12 -0.00 2012-01-27
50 B01522 CHUANGS & CO LTD 358,000 -50,000 0.01 -0.00 2012-01-27
51 C00086 BNP PARIBAS WEALTH MANAGEMENT 8,965,873 -60,000 0.16 -0.00 2012-01-27
52 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 7,873,487 -61,000 0.14 -0.00 2012-01-27
53 B01921 GONG PING SECURITIES LTD 74,000 -62,000 0.00 -0.00 2012-01-27
54 C00028 NANYANG COMMERCIAL BANK LTD 12,588,915 -62,500 0.22 -0.00 2012-01-27
55 B01599 POLARIS SECURITIES (HONG KONG) LTD 1,263,005 -81,500 0.02 -0.00 2012-01-27
56 B01130 BOCI SECURITIES LTD 280,129,692 -84,500 4.95 -0.00 2012-01-27
57 C00026 CHONG HING BANK LTD 370,000 -100,000 0.01 -0.00 2012-01-27
58 B01209 MASON SECURITIES LTD 710,019 -100,000 0.01 -0.00 2012-01-27
59 B01423 PRUDENTIAL BROKERAGE LTD 1,438,379 -100,000 0.03 -0.00 2012-01-27
60 B01308 M&F ASSET MANAGEMENT LTD 70,000 -103,500 0.00 -0.00 2012-01-27
61 B01086 EVERBRIGHT SECURITIES INVESTMENT 8,220,771 -121,500 0.15 -0.00 2012-01-27
62 B01284 HANG SENG SECURITIES LTD 57,573,300 -134,649 1.02 -0.00 2012-01-27
63 C00093 BNP PARIBAS 4,252,559 -149,000 0.08 -0.00 2012-01-27
64 C00015 DBS BANK (HONG KONG) LTD 4,003,178 -166,000 0.07 -0.00 2012-01-27
65 B01353 UOB KAY HIAN (HONG KONG) LTD 5,037,368 -166,500 0.09 -0.00 2012-01-27
66 B01654 CHINA INTERNATIONAL CAPITAL CORPORATION 1,920,559 -330,000 0.03 -0.01 2012-01-27
67 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 20,686,721 -335,000 0.37 -0.01 2012-01-27
68 B01762 DBS VICKERS (HONG KONG) LTD 35,280,018 -429,000 0.62 -0.01 2012-01-27
69 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 40,657,195 -500,000 0.72 -0.01 2012-01-27
70 C00033 BANK OF CHINA (HONG KONG) LTD 104,587,582 -647,500 1.85 -0.01 2012-01-27
71 B01610 KGI ASIA LTD 4,653,797 -800,000 0.08 -0.01 2012-01-27
72 B01224 MERRILL LYNCH FAR EAST LTD 9,196,874 -1,788,250 0.16 -0.03 2012-01-27
73 B01323 DEUTSCHE SECURITIES ASIA LTD 13,924,659 -4,687,860 0.25 -0.08 2012-01-27
74 C00019 THE HONGKONG AND SHANGHAI BANKING 1,471,413,893 -6,839,059 26.00 -0.12 2012-01-27
74 Total changed named holdings 4,205,092,640 -1,500 74.29 -0.00
338 Unchanged named holdings 1,033,940,328 0 18.27 0.00
412 Total named holdings 5,239,032,968 -1,500 92.56 0.00
392 Unnamed Investor Participants 8,721,174 3,000 0.15 0.00
804 Total securities in CCASS 5,247,754,142 1,500 92.71 0.00
Securities not in CCASS 412,503,490 -1,500 7.29 -0.00
Issued securities 5,660,257,632 0 100.00 0.00 2011-12-31

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2012-01-20
Volume9,105,213
Turnover34,899,247
Average price3.833

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