China CITIC Bank Corporation Limited

Exchange Code Listed Last trade Delisted
HK Main 00998  2007-04-27    
Stock code:
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CCASS holding changes from 2011-12-23 to 2011-12-28

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 1,691,899,377 5,033,866 11.37 0.03 2011-12-28
2 C00010 CITIBANK N.A. 497,006,623 4,119,140 3.34 0.03 2011-12-28
3 B01490 HSBC SECURITIES BROKERS (ASIA) LTD 11,186,510 2,703,163 0.08 0.02 2011-12-28
4 B01077 MACQUARIE CAPITAL SECURITIES LTD 10,584,020 2,126,000 0.07 0.01 2011-12-28
5 B01893 WINCO SECURITIES CO LTD 437,000 437,000 0.00 0.00 2011-12-28
6 B01121 SG SECURITIES (HK) LTD 5,870,959 416,000 0.04 0.00 2011-12-28
7 B01209 MASON SECURITIES LTD 4,338,846 300,000 0.03 0.00 2011-12-28
8 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 40,219,761 295,722 0.27 0.00 2011-12-28
9 B01130 BOCI SECURITIES LTD 149,918,900 150,000 1.01 0.00 2011-12-28
10 B01161 UBS SECURITIES HONG KONG LTD 89,613 89,000 0.00 0.00 2011-12-28
11 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 17,348,510 46,000 0.12 0.00 2011-12-28
12 B01110 J.P. MORGAN BROKING (HONG KONG) LTD 44,000 44,000 0.00 0.00 2011-12-28
13 B01430 CITIGROUP GLOBAL MARKETS ASIA LTD 35,575 35,000 0.00 0.00 2011-12-28
14 C00086 BNP PARIBAS WEALTH MANAGEMENT 64,341,928 33,130 0.43 0.00 2011-12-28
15 B01416 VC BROKERAGE LTD 2,555,617 20,000 0.02 0.00 2011-12-28
16 B01224 MERRILL LYNCH FAR EAST LTD 6,987,847 16,760 0.05 0.00 2011-12-28
17 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 38,980,289 8,575 0.26 0.00 2011-12-28
18 B01284 HANG SENG SECURITIES LTD 5,137,974 5,963 0.03 0.00 2011-12-28
19 B01183 CHONG HING SECURITIES LTD 18,895,721 5,000 0.13 0.00 2011-12-28
20 B01773 TOYO SECURITIES ASIA LTD 13,940,400 2,000 0.09 0.00 2011-12-28
21 B01818 I-ACCESS INVESTORS LTD 512,686 1,204 0.00 0.00 2011-12-28
22 B01853 CMBC SECURITIES CO LTD 282,280 1,200 0.00 0.00 2011-12-28
23 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 56,916,780 1,000 0.38 0.00 2011-12-28
24 B01240 TSUN CHI YUEN SECURITIES CO LTD 5,968,923 837 0.04 0.00 2011-12-28
25 B01340 LEHIN SECURITIES LTD 740,339 200 0.00 0.00 2011-12-28
26 B01789 HO FUNG SHARES INVESTMENT LTD 411,930 -213 0.00 -0.00 2011-12-28
27 B01769 ONE CHINA SECURITIES LTD 143,722 -465 0.00 -0.00 2011-12-28
28 B01392 TAIFAIR SECURITIES LTD 17,800 -1,000 0.00 -0.00 2011-12-28
29 B01678 GLS SECURITIES LTD 47,000 -1,200 0.00 -0.00 2011-12-28
30 C00040 INDUSTRIAL AND COMMERCIAL BANK OF CHINA 632,600 -1,200 0.00 -0.00 2011-12-28
31 B01563 XINKONG INTERNATIONAL SECURITIES LTD 1,758,147 -1,200 0.01 -0.00 2011-12-28
32 C00015 DBS BANK (HONG KONG) LTD 19,216,825 -4,800 0.13 -0.00 2011-12-28
33 B01248 KWAN YICK SECURITIES (INTERNATIONAL) LTD 183,842 -5,000 0.00 -0.00 2011-12-28
34 C00041 OCBC BANK (HONG KONG) LTD 18,766,020 -5,000 0.13 -0.00 2011-12-28
35 B01540 UPBEST SECURITIES CO LTD 812,000 -5,000 0.01 -0.00 2011-12-28
36 B01590 INTERACTIVE BROKERS HONG KONG LTD 2,311,295 -6,000 0.02 -0.00 2011-12-28
37 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 6,332,466 -6,000 0.04 -0.00 2011-12-28
38 B01472 SUN GROWTH SECURITIES LTD 1,748,695 -7,000 0.01 -0.00 2011-12-28
39 B01328 BAN HIN SECURITIES CO LTD 132,026 -7,014 0.00 -0.00 2011-12-28
40 B01460 BERICH BROKERAGE LTD 536,010 -10,000 0.00 -0.00 2011-12-28
41 B01584 CHIEF SECURITIES LTD 4,974,285 -10,000 0.03 -0.00 2011-12-28
42 B01462 MANGO FINANCIAL LTD 269,833 -10,000 0.00 -0.00 2011-12-28
43 B01458 YICKO SECURITIES LTD 341,602 -10,000 0.00 -0.00 2011-12-28
44 B01373 CHRISTFUND SECURITIES LTD 956,730 -11,000 0.01 -0.00 2011-12-28
45 B01700 REALINK FINANCIAL TRADE LTD 382,938 -11,204 0.00 -0.00 2011-12-28
46 B01777 DAIWA CAPITAL MARKETS HONG KONG LTD 48,164,609 -15,000 0.32 -0.00 2011-12-28
47 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 25,536,616 -16,000 0.17 -0.00 2011-12-28
48 B01345 PHILLIP SECURITIES (HONG KONG) LTD 8,236,246 -16,023 0.06 -0.00 2011-12-28
49 B01581 KINGSWAY FINANCIAL SERVICES GROUP LTD 1,256,919 -18,000 0.01 -0.00 2011-12-28
50 B01843 TELECOM KING SECURITIES LTD 246,257 -20,000 0.00 -0.00 2011-12-28
51 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 2,775,054 -22,000 0.02 -0.00 2011-12-28
52 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 4,390,191 -29,000 0.03 -0.00 2011-12-28
53 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 10,609,570 -29,000 0.07 -0.00 2011-12-28
54 B01355 CHINA EVERBRIGHT SECURITIES (HK) LTD 6,536,810 -30,000 0.04 -0.00 2011-12-28
55 B01330 NOMURA SECURITIES (HK) LTD 45,364,021 -30,000 0.30 -0.00 2011-12-28
56 B01152 YU ON SECURITIES CO LTD 328,326 -30,000 0.00 -0.00 2011-12-28
57 B01137 CHOW SANG SANG SECURITIES LTD 4,923,602 -44,000 0.03 -0.00 2011-12-28
58 B01320 LUEN FAT SECURITIES CO LTD 827,199 -50,000 0.01 -0.00 2011-12-28
59 B01545 TUNG SHING SECURITIES (BROKERS) LTD 7,451,139 -60,000 0.05 -0.00 2011-12-28
60 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 34,151,238 -76,000 0.23 -0.00 2011-12-28
61 C00037 SHANGHAI COMMERCIAL BANK LTD 36,356,522 -77,000 0.24 -0.00 2011-12-28
62 B01555 ABN AMRO CLEARING HONG KONG LTD 3,370,492 -190,000 0.02 -0.00 2011-12-28
63 B01086 EVERBRIGHT SECURITIES INVESTMENT 16,177,728 -190,000 0.11 -0.00 2011-12-28
64 C00093 BNP PARIBAS 55,486,584 -191,130 0.37 -0.00 2011-12-28
65 C00033 BANK OF CHINA (HONG KONG) LTD 345,860,146 -201,200 2.32 -0.00 2011-12-28
66 B01272 FB SECURITIES (HONG KONG) LTD 12,911,934 -250,000 0.09 -0.00 2011-12-28
67 B01323 DEUTSCHE SECURITIES ASIA LTD 18,756,027 -288,280 0.13 -0.00 2011-12-28
68 C00028 NANYANG COMMERCIAL BANK LTD 34,034,828 -314,000 0.23 -0.00 2011-12-28
69 B01727 ICBC (ASIA) SECURITIES LTD 22,945,867 -618,800 0.15 -0.00 2011-12-28
70 C00065 HSBC PRIVATE BANK (SUISSE) SA 114,507,074 -796,860 0.77 -0.01 2011-12-28
71 B01610 KGI ASIA LTD 9,914,150 -812,000 0.07 -0.01 2011-12-28
72 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 28,111,309 -929,800 0.19 -0.01 2011-12-28
73 C00097 ABN AMRO BANK N.V. 24,743,658 -2,214,000 0.17 -0.01 2011-12-28
74 C00019 THE HONGKONG AND SHANGHAI BANKING 2,809,499,689 -8,277,371 18.88 -0.06 2011-12-28
74 Total changed named holdings 6,437,690,049 -58,000 43.26 -0.00
364 Unchanged named holdings 730,553,610 0 4.91 0.00
438 Total named holdings 7,168,243,659 -58,000 48.17 0.00
689 Unnamed Investor Participants 196,667,825 0 1.32 0.00
1,127 Total securities in CCASS 7,364,911,484 -58,000 49.49 -0.00
Securities not in CCASS 7,517,251,493 58,000 50.51 0.00
Issued securities 14,882,162,977 0 100.00 0.00 2011-11-30

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2011-12-22
Volume21,515,644
Turnover95,077,822
Average price4.419

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