SINO-OCEAN GROUP HOLDING LIMITED

Exchange Code Listed Last trade Delisted
HK Main 03377  2007-09-28    
Stock code:
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CCASS holding changes from 2011-11-18 to 2011-11-21

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 C00019 THE HONGKONG AND SHANGHAI BANKING 1,421,092,830 3,272,552 25.11 0.06 2011-11-21
2 B01323 DEUTSCHE SECURITIES ASIA LTD 39,307,668 961,500 0.69 0.02 2011-11-21
3 B01353 UOB KAY HIAN (HONG KONG) LTD 17,106,368 600,000 0.30 0.01 2011-11-21
4 B01161 UBS SECURITIES HONG KONG LTD 459,900 459,900 0.01 0.01 2011-11-21
5 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 1,706,949,900 359,500 30.16 0.01 2011-11-21
6 B01121 SG SECURITIES (HK) LTD 1,379,150 147,500 0.02 0.00 2011-11-21
7 B01762 DBS VICKERS (HONG KONG) LTD 34,978,884 100,000 0.62 0.00 2011-11-21
8 B01284 HANG SENG SECURITIES LTD 92,570,725 83,500 1.64 0.00 2011-11-21
9 B01813 CCB INTERNATIONAL SECURITIES LTD 1,049,500 50,000 0.02 0.00 2011-11-21
10 B01119 CELESTIAL SECURITIES LTD 1,725,236 50,000 0.03 0.00 2011-11-21
11 C00093 BNP PARIBAS 3,367,559 48,000 0.06 0.00 2011-11-21
12 C00037 SHANGHAI COMMERCIAL BANK LTD 10,251,695 43,500 0.18 0.00 2011-11-21
13 B01130 BOCI SECURITIES LTD 284,280,932 37,500 5.02 0.00 2011-11-21
14 B01224 MERRILL LYNCH FAR EAST LTD 9,293,466 37,000 0.16 0.00 2011-11-21
15 B01264 MIB SECURITIES (HONG KONG) LTD 438,068 33,000 0.01 0.00 2011-11-21
16 B01727 ICBC (ASIA) SECURITIES LTD 9,923,794 25,500 0.18 0.00 2011-11-21
17 B01373 CHRISTFUND SECURITIES LTD 561,942 20,000 0.01 0.00 2011-11-21
18 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 1,893,635 20,000 0.03 0.00 2011-11-21
19 B01511 TAT LEE SECURITIES CO LTD 586,815 20,000 0.01 0.00 2011-11-21
20 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 14,525,238 16,500 0.26 0.00 2011-11-21
21 B01545 TUNG SHING SECURITIES (BROKERS) LTD 2,453,872 12,000 0.04 0.00 2011-11-21
22 B01584 CHIEF SECURITIES LTD 2,379,596 10,000 0.04 0.00 2011-11-21
23 B01272 FB SECURITIES (HONG KONG) LTD 1,532,941 10,000 0.03 0.00 2011-11-21
24 C00028 NANYANG COMMERCIAL BANK LTD 13,098,930 10,000 0.23 0.00 2011-11-21
25 B01330 NOMURA SECURITIES (HK) LTD 1,212,009 10,000 0.02 0.00 2011-11-21
26 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 63,500 10,000 0.00 0.00 2011-11-21
27 B01563 XINKONG INTERNATIONAL SECURITIES LTD 1,024,030 10,000 0.02 0.00 2011-11-21
28 B01356 DELTA ASIA SECURITIES LTD 285,217 6,000 0.01 0.00 2011-11-21
29 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 4,930,266 4,000 0.09 0.00 2011-11-21
30 B01695 DAH SING SECURITIES LTD 2,097,680 4,000 0.04 0.00 2011-11-21
31 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 3,579,531 3,000 0.06 0.00 2011-11-21
32 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 13,159,700 2,500 0.23 0.00 2011-11-21
33 B01686 FIRST SHANGHAI SECURITIES LTD 1,401,741 1,000 0.02 0.00 2011-11-21
34 B01818 I-ACCESS INVESTORS LTD 345,253 1,000 0.01 0.00 2011-11-21
35 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 27,825,542 500 0.49 0.00 2011-11-21
36 B01490 HSBC SECURITIES BROKERS (ASIA) LTD 185,864 -71 0.00 -0.00 2011-11-21
37 C00040 INDUSTRIAL AND COMMERCIAL BANK OF CHINA 29,540,606 -500 0.52 -0.00 2011-11-21
38 B01183 CHONG HING SECURITIES LTD 6,993,014 -3,000 0.12 -0.00 2011-11-21
39 B01310 TUNG TAK SECURITIES (H.K.) CO LTD 57,000 -20,000 0.00 -0.00 2011-11-21
40 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 9,248,526 -23,500 0.16 -0.00 2011-11-21
41 B01086 EVERBRIGHT SECURITIES INVESTMENT 10,343,771 -32,500 0.18 -0.00 2011-11-21
42 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 39,071,530 -38,000 0.69 -0.00 2011-11-21
43 B01525 KEE CHEONG SECURITIES CO LTD 569,000 -40,000 0.01 -0.00 2011-11-21
44 B01439 TAI TAK SECURITIES (ASIA) LTD 141,529 -63,000 0.00 -0.00 2011-11-21
45 B01118 EAST ASIA SECURITIES CO LTD 9,818,999 -70,500 0.17 -0.00 2011-11-21
46 B01842 BOCOM INTERNATIONAL SECURITIES LTD 22,805,854 -143,500 0.40 -0.00 2011-11-21
47 C00033 BANK OF CHINA (HONG KONG) LTD 115,335,756 -173,000 2.04 -0.00 2011-11-21
48 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 24,205,759 -2,193,500 0.43 -0.04 2011-11-21
49 B01430 CITIGROUP GLOBAL MARKETS ASIA LTD 20,400 -3,677,381 0.00 -0.06 2011-11-21
49 Total changed named holdings 3,995,470,721 1,000 70.59 0.00
365 Unchanged named holdings 1,242,776,735 0 21.96 0.00
414 Total named holdings 5,238,247,456 1,000 92.55 0.00
395 Unnamed Investor Participants 9,004,340 0 0.16 0.00
809 Total securities in CCASS 5,247,251,796 1,000 92.71 0.00
Securities not in CCASS 412,696,836 -1,000 7.29 -0.00
Issued securities 5,659,948,632 0 100.00 0.00 2011-10-31

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2011-11-17
Volume4,795,500
Turnover13,968,010
Average price2.913

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