China CITIC Bank Corporation Limited

Exchange Code Listed Last trade Delisted
HK Main 00998  2007-04-27    
Stock code:
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CCASS holding changes from 2011-11-11 to 2011-11-14

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 C00019 THE HONGKONG AND SHANGHAI BANKING 2,822,940,348 8,136,934 18.97 0.05 2011-11-14
2 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 1,671,568,180 7,927,000 11.23 0.05 2011-11-14
3 C00033 BANK OF CHINA (HONG KONG) LTD 334,916,163 7,227,586 2.25 0.05 2011-11-14
4 B01077 MACQUARIE CAPITAL SECURITIES LTD 8,565,926 4,339,280 0.06 0.03 2011-11-14
5 C00065 HSBC PRIVATE BANK (SUISSE) SA 113,975,156 2,224,140 0.77 0.01 2011-11-14
6 C00093 BNP PARIBAS 31,334,609 1,008,683 0.21 0.01 2011-11-14
7 B01089 HSBC BROKING SECURITIES (HONG KONG) LTD 65,335,382 356,000 0.44 0.00 2011-11-14
8 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 32,974,259 302,000 0.22 0.00 2011-11-14
9 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 64,557,314 198,400 0.43 0.00 2011-11-14
10 B01590 INTERACTIVE BROKERS HONG KONG LTD 2,741,915 156,000 0.02 0.00 2011-11-14
11 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 18,635,078 139,000 0.13 0.00 2011-11-14
12 B01330 NOMURA SECURITIES (HK) LTD 46,023,052 54,000 0.31 0.00 2011-11-14
13 B01737 DAIWA CAPITAL MARKETS TRADING HONG KONG 160,621 50,000 0.00 0.00 2011-11-14
14 B01623 TAI FUNG KUENTAI SECURITIES CO LTD 4,047,624 41,000 0.03 0.00 2011-11-14
15 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 26,036,616 30,000 0.17 0.00 2011-11-14
16 B01460 BERICH BROKERAGE LTD 593,010 26,000 0.00 0.00 2011-11-14
17 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 2,639,054 24,000 0.02 0.00 2011-11-14
18 B01575 MASTER TRADEMORE SECURITIES LTD 485,900 22,000 0.00 0.00 2011-11-14
19 B01183 CHONG HING SECURITIES LTD 19,741,339 21,000 0.13 0.00 2011-11-14
20 B01615 KAM FAI SECURITIES CO LTD 122,100 20,000 0.00 0.00 2011-11-14
21 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 6,534,466 20,000 0.04 0.00 2011-11-14
22 B01415 TARZAN STOCK & SHARES LTD 464,244 20,000 0.00 0.00 2011-11-14
23 B01610 KGI ASIA LTD 9,357,150 19,000 0.06 0.00 2011-11-14
24 B01540 UPBEST SECURITIES CO LTD 828,000 16,000 0.01 0.00 2011-11-14
25 C00018 HANG SENG BANK LTD 193,636,869 15,000 1.30 0.00 2011-11-14
26 B01727 ICBC (ASIA) SECURITIES LTD 28,254,879 15,000 0.19 0.00 2011-11-14
27 B01866 ICBC INTERNATIONAL SECURITIES LTD 5,211,239 15,000 0.04 0.00 2011-11-14
28 B01779 LEE'S SECURITIES CO LTD (IN LIQUIDATION) 560,250 13,000 0.00 0.00 2011-11-14
29 B01700 REALINK FINANCIAL TRADE LTD 397,342 13,000 0.00 0.00 2011-11-14
30 B01794 INTERCONTINENT SECURITIES CO LTD 21,650 12,000 0.00 0.00 2011-11-14
31 B01340 LEHIN SECURITIES LTD 619,895 12,000 0.00 0.00 2011-11-14
32 B01771 CVP SECURITIES LTD (IN LIQUIDATION) 150,498 10,000 0.00 0.00 2011-11-14
33 B01501 GOLDRIDE SECURITIES LTD 103,500 10,000 0.00 0.00 2011-11-14
34 B01341 TUNG TAI SECURITIES CO LTD 110,700 10,000 0.00 0.00 2011-11-14
35 B01310 TUNG TAK SECURITIES (H.K.) CO LTD 478,600 10,000 0.00 0.00 2011-11-14
36 B01220 WING ON CHEONG SECURITIES CO LTD 1,037,450 10,000 0.01 0.00 2011-11-14
37 B01247 KWAI HUNG SECURITIES CO LTD 867,659 6,000 0.01 0.00 2011-11-14
38 B01666 GLORY SUN SECURITIES LTD 222,367 5,000 0.00 0.00 2011-11-14
39 B01563 XINKONG INTERNATIONAL SECURITIES LTD 2,113,347 5,000 0.01 0.00 2011-11-14
40 B01921 GONG PING SECURITIES LTD 8,000 3,000 0.00 0.00 2011-11-14
41 B01267 WINFULL SECURITIES LTD 634,739 2,000 0.00 0.00 2011-11-14
42 B01443 YING WAH SECURITIES CO LTD 569,200 2,000 0.00 0.00 2011-11-14
43 B01714 HEAD & SHOULDERS SECURITIES LTD 3,010 1,000 0.00 0.00 2011-11-14
44 B01427 TSE'S SECURITIES LTD 503,307 1,000 0.00 0.00 2011-11-14
45 B01769 ONE CHINA SECURITIES LTD 143,596 -173 0.00 -0.00 2011-11-14
46 B01127 REORIENT FINANCIAL MARKETS LTD 52,203 -1,200 0.00 -0.00 2011-11-14
47 B01585 SINO GRADE SECURITIES LTD 510,322 -1,200 0.00 -0.00 2011-11-14
48 B01346 CHINA PACIFIC SECURITIES LTD 451,050 -2,000 0.00 -0.00 2011-11-14
49 B01118 EAST ASIA SECURITIES CO LTD 17,966,081 -3,000 0.12 -0.00 2011-11-14
50 B01356 DELTA ASIA SECURITIES LTD 1,226,402 -4,000 0.01 -0.00 2011-11-14
51 B01695 DAH SING SECURITIES LTD 5,027,943 -5,000 0.03 -0.00 2011-11-14
52 B01169 PUBLIC FINANCIAL SECURITIES LTD 3,995,788 -5,000 0.03 -0.00 2011-11-14
53 B01740 WIN SECURITIES LTD 542,800 -6,600 0.00 -0.00 2011-11-14
54 C00015 DBS BANK (HONG KONG) LTD 19,523,838 -9,000 0.13 -0.00 2011-11-14
55 B01776 AIF SECURITIES LTD 80,000 -10,000 0.00 -0.00 2011-11-14
56 B01402 PHOENIX CAPITAL SECURITIES LTD 47,600 -10,000 0.00 -0.00 2011-11-14
57 B01905 SDICS INTERNATIONAL SECURITIES (HONG 190,200 -10,000 0.00 -0.00 2011-11-14
58 B01086 EVERBRIGHT SECURITIES INVESTMENT 16,231,928 -12,000 0.11 -0.00 2011-11-14
59 B01550 HUAYU SECURITIES LTD 136,300 -12,000 0.00 -0.00 2011-11-14
60 B01407 WIN WONG SECURITIES LTD 447,229 -12,000 0.00 -0.00 2011-11-14
61 B01842 BOCOM INTERNATIONAL SECURITIES LTD 10,187,408 -14,000 0.07 -0.00 2011-11-14
62 B01584 CHIEF SECURITIES LTD 5,028,109 -15,000 0.03 -0.00 2011-11-14
63 C00088 CHINA MERCHANTS BANK CO LTD 328,200 -15,000 0.00 -0.00 2011-11-14
64 B01777 DAIWA CAPITAL MARKETS HONG KONG LTD 48,982,609 -19,000 0.33 -0.00 2011-11-14
65 B01521 CHAN NGOK MING SECURITIES LTD 123,607 -20,000 0.00 -0.00 2011-11-14
66 B01191 OKACHI INVESTMENTS (HONG KONG) CO LTD 250,000 -20,000 0.00 -0.00 2011-11-14
67 B01231 WINNER INTERNATIONAL SECURITIES LTD 1,055,212 -20,000 0.01 -0.00 2011-11-14
68 B01184 QUAM SECURITIES LTD 710,130 -26,000 0.00 -0.00 2011-11-14
69 B01416 VC BROKERAGE LTD 2,538,769 -30,000 0.02 -0.00 2011-11-14
70 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 4,259,116 -38,000 0.03 -0.00 2011-11-14
71 B01829 HUATAI FINANCIAL HOLDINGS (HONG KONG) 56,200 -42,000 0.00 -0.00 2011-11-14
72 B01762 DBS VICKERS (HONG KONG) LTD 80,868,730 -44,000 0.54 -0.00 2011-11-14
73 B01545 TUNG SHING SECURITIES (BROKERS) LTD 8,359,518 -50,000 0.06 -0.00 2011-11-14
74 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 12,006,114 -52,000 0.08 -0.00 2011-11-14
75 B01192 SEEKERS MARKETS LTD (IN LIQUIDATION) 65,028 -52,000 0.00 -0.00 2011-11-14
76 B01137 CHOW SANG SANG SECURITIES LTD 5,054,602 -56,000 0.03 -0.00 2011-11-14
77 B01347 CGS INTERNATIONAL SECURITIES HK LTD 1,331,098 -60,000 0.01 -0.00 2011-11-14
78 C00028 NANYANG COMMERCIAL BANK LTD 34,264,329 -60,000 0.23 -0.00 2011-11-14
79 B01423 PRUDENTIAL BROKERAGE LTD 2,997,233 -70,000 0.02 -0.00 2011-11-14
80 C00037 SHANGHAI COMMERCIAL BANK LTD 36,526,322 -82,000 0.25 -0.00 2011-11-14
81 B01345 PHILLIP SECURITIES (HONG KONG) LTD 8,367,343 -97,000 0.06 -0.00 2011-11-14
82 C00091 BANK OF SINGAPORE LTD 12,874,312 -112,000 0.09 -0.00 2011-11-14
83 B01818 I-ACCESS INVESTORS LTD 506,432 -118,800 0.00 -0.00 2011-11-14
84 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 34,872,441 -185,000 0.23 -0.00 2011-11-14
85 C00041 OCBC BANK (HONG KONG) LTD 19,493,759 -248,000 0.13 -0.00 2011-11-14
86 C00086 BNP PARIBAS WEALTH MANAGEMENT 62,216,171 -266,875 0.42 -0.00 2011-11-14
87 C00036 CHINA CONSTRUCTION BANK (ASIA) 7,176,271 -419,200 0.05 -0.00 2011-11-14
88 C00048 CHIYU BANKING CORPORATION LTD 20,180,815 -450,000 0.14 -0.00 2011-11-14
89 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 35,469,614 -497,274 0.24 -0.00 2011-11-14
90 B01284 HANG SENG SECURITIES LTD 9,227,494 -537,000 0.06 -0.00 2011-11-14
91 B01490 HSBC SECURITIES BROKERS (ASIA) LTD 12,375,835 -807,714 0.08 -0.01 2011-11-14
92 B01353 UOB KAY HIAN (HONG KONG) LTD 13,474,392 -810,000 0.09 -0.01 2011-11-14
93 B01121 SG SECURITIES (HK) LTD 4,347,637 -1,144,631 0.03 -0.01 2011-11-14
94 B01323 DEUTSCHE SECURITIES ASIA LTD 24,538,984 -1,473,280 0.16 -0.01 2011-11-14
95 B01685 ARK SECURITIES (HONG KONG) LTD 408,368 -1,500,000 0.00 -0.01 2011-11-14
96 C00097 ABN AMRO BANK N.V. 26,160,375 -1,539,280 0.18 -0.01 2011-11-14
97 B01224 MERRILL LYNCH FAR EAST LTD 8,020,245 -2,571,000 0.05 -0.02 2011-11-14
98 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 13,254,472 -2,574,000 0.09 -0.02 2011-11-14
99 B01130 BOCI SECURITIES LTD 167,200,948 -2,613,000 1.12 -0.02 2011-11-14
100 B01555 ABN AMRO CLEARING HONG KONG LTD 5,217,492 -2,616,000 0.04 -0.02 2011-11-14
101 C00010 CITIBANK N.A. 448,820,408 -3,204,586 3.02 -0.02 2011-11-14
102 B01430 CITIGROUP GLOBAL MARKETS ASIA LTD 965,350 -3,254,869 0.01 -0.02 2011-11-14
103 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 32,424,952 -4,640,741 0.22 -0.03 2011-11-14
103 Total changed named holdings 6,809,241,731 -20,400 45.75 -0.00
334 Unchanged named holdings 356,928,380 0 2.40 0.00
437 Total named holdings 7,166,170,111 -20,400 48.15 0.00
696 Unnamed Investor Participants 197,363,625 -52,000 1.33 -0.00
1,133 Total securities in CCASS 7,363,533,736 -72,400 49.48 -0.00
Securities not in CCASS 7,518,629,241 72,400 50.52 0.00
Issued securities 14,882,162,977 0 100.00 0.00 2011-10-31

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2011-11-10
Volume69,885,341
Turnover305,171,527
Average price4.367

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