China Southern Airlines Company Limited

Exchange Code Listed Last trade Delisted
HK Main 01055  1997-07-31    
Stock code:
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CCASS holding changes from 2011-10-28 to 2011-10-31

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 B01224 MERRILL LYNCH FAR EAST LTD 39,147,143 29,903,118 1.40 1.07 2011-10-31
2 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 9,577,873 4,188,000 0.34 0.15 2011-10-31
3 B01610 KGI ASIA LTD 1,801,750 628,000 0.06 0.02 2011-10-31
4 B01490 HSBC SECURITIES BROKERS (ASIA) LTD 1,005,842 465,000 0.04 0.02 2011-10-31
5 B01421 ONEPLATFORM SECURITIES LTD 460,000 310,000 0.02 0.01 2011-10-31
6 B01727 ICBC (ASIA) SECURITIES LTD 2,353,000 288,000 0.08 0.01 2011-10-31
7 B01353 UOB KAY HIAN (HONG KONG) LTD 4,090,000 252,000 0.15 0.01 2011-10-31
8 B01758 CHINA RESERVE SECURITIES LTD 1,664,000 120,000 0.06 0.00 2011-10-31
9 B01184 QUAM SECURITIES LTD 154,000 100,000 0.01 0.00 2011-10-31
10 C00037 SHANGHAI COMMERCIAL BANK LTD 2,121,000 94,000 0.08 0.00 2011-10-31
11 C00093 BNP PARIBAS 45,211,000 82,000 1.62 0.00 2011-10-31
12 B01842 BOCOM INTERNATIONAL SECURITIES LTD 37,594,000 40,000 1.35 0.00 2011-10-31
13 B01607 RHB SECURITIES HONG KONG LTD 624,000 20,000 0.02 0.00 2011-10-31
14 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 2,412,000 18,000 0.09 0.00 2011-10-31
15 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 471,000 16,000 0.02 0.00 2011-10-31
16 B01386 SBI CHINA CAPITAL FINANCIAL SERVICES LTD 20,000 14,000 0.00 0.00 2011-10-31
17 B01427 TSE'S SECURITIES LTD 175,000 14,000 0.01 0.00 2011-10-31
18 B01588 LEI SHING HONG SECURITIES LTD 81,000 10,000 0.00 0.00 2011-10-31
19 B01710 SINO-RICH SECURITIES & FUTURES LTD 11,000 10,000 0.00 0.00 2011-10-31
20 B01597 TIMES SECURITIES CO LTD 20,000 10,000 0.00 0.00 2011-10-31
21 B01695 DAH SING SECURITIES LTD 367,000 8,000 0.01 0.00 2011-10-31
22 B01661 HERMES SECURITIES LTD 19,000 6,000 0.00 0.00 2011-10-31
23 B01345 PHILLIP SECURITIES (HONG KONG) LTD 1,691,000 6,000 0.06 0.00 2011-10-31
24 B01921 GONG PING SECURITIES LTD 52,000 4,000 0.00 0.00 2011-10-31
25 B01818 I-ACCESS INVESTORS LTD 102,000 4,000 0.00 0.00 2011-10-31
26 B01773 TOYO SECURITIES ASIA LTD 2,071,000 3,000 0.07 0.00 2011-10-31
27 B01272 FB SECURITIES (HONG KONG) LTD 795,000 2,000 0.03 0.00 2011-10-31
28 B01181 FOSUN INTERNATIONAL SECURITIES LTD 205,000 2,000 0.01 0.00 2011-10-31
29 B01686 FIRST SHANGHAI SECURITIES LTD 693,000 -1,000 0.02 -0.00 2011-10-31
30 B01769 ONE CHINA SECURITIES LTD 13,515 -1,000 0.00 -0.00 2011-10-31
31 B01776 AIF SECURITIES LTD 63,000 -2,000 0.00 -0.00 2011-10-31
32 B01674 HONGKONG BAY SECURITIES LTD 0 -2,000 -0.00 2011-10-31
33 B01590 INTERACTIVE BROKERS HONG KONG LTD 1,685,000 -2,000 0.06 -0.00 2011-10-31
34 B01462 MANGO FINANCIAL LTD 105,000 -2,000 0.00 -0.00 2011-10-31
35 B01209 MASON SECURITIES LTD 591,000 -2,000 0.02 -0.00 2011-10-31
36 B01765 PROMISING SECURITIES CO LTD 33,000 -2,000 0.00 -0.00 2011-10-31
37 B01623 TAI FUNG KUENTAI SECURITIES CO LTD 652,000 -2,000 0.02 -0.00 2011-10-31
38 C00048 CHIYU BANKING CORPORATION LTD 2,959,000 -4,000 0.11 -0.00 2011-10-31
39 B01567 PRIME SECURITIES LTD 20,000 -4,000 0.00 -0.00 2011-10-31
40 B01119 CELESTIAL SECURITIES LTD 327,000 -6,000 0.01 -0.00 2011-10-31
41 B01826 GF SECURITIES (HONG KONG) BROKERAGE LTD 473,000 -6,000 0.02 -0.00 2011-10-31
42 B01264 MIB SECURITIES (HONG KONG) LTD 779,000 -6,000 0.03 -0.00 2011-10-31
43 B01749 TANG KEE SECURITIES LTD 105,000 -6,000 0.00 -0.00 2011-10-31
44 B01416 VC BROKERAGE LTD 58,000 -6,000 0.00 -0.00 2011-10-31
45 B01740 WIN SECURITIES LTD 298,000 -6,000 0.01 -0.00 2011-10-31
46 B01606 EWARTON SECURITIES LTD 47,000 -8,000 0.00 -0.00 2011-10-31
47 B01729 GRIT SECURITIES LTD 0 -8,000 -0.00 2011-10-31
48 B01540 UPBEST SECURITIES CO LTD 1,000 -8,000 0.00 -0.00 2011-10-31
49 B01546 WO FUNG SECURITIES CO LTD 9,000 -8,000 0.00 -0.00 2011-10-31
50 B01240 TSUN CHI YUEN SECURITIES CO LTD 220,416 -9,000 0.01 -0.00 2011-10-31
51 B01722 CTW SECURITIES LTD 0 -10,000 -0.00 2011-10-31
52 B01771 CVP SECURITIES LTD (IN LIQUIDATION) 15,000 -10,000 0.00 -0.00 2011-10-31
53 B01673 FULBRIGHT SECURITIES LTD 345,000 -10,000 0.01 -0.00 2011-10-31
54 B01543 KWONG FAT HONG (SECURITIES) LTD 508,000 -10,000 0.02 -0.00 2011-10-31
55 B01455 NATIONAL RESOURCES SECURITIES LTD 134,000 -10,000 0.00 -0.00 2011-10-31
56 C00003 THE BANK OF EAST ASIA LTD 1,036,000 -10,000 0.04 -0.00 2011-10-31
57 B01509 UNICORN SECURITIES CO LTD 28,000 -10,000 0.00 -0.00 2011-10-31
58 C00015 DBS BANK (HONG KONG) LTD 1,131,000 -12,000 0.04 -0.00 2011-10-31
59 B01297 ONSHINE SECURITIES LTD 5,120,000 -12,000 0.18 -0.00 2011-10-31
60 B01920 TIANDA SECURITIES LTD 10,000 -12,000 0.00 -0.00 2011-10-31
61 B01183 CHONG HING SECURITIES LTD 1,048,000 -14,000 0.04 -0.00 2011-10-31
62 B01545 TUNG SHING SECURITIES (BROKERS) LTD 2,208,000 -14,000 0.08 -0.00 2011-10-31
63 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 5,474,000 -16,000 0.20 -0.00 2011-10-31
64 B01260 LAMTEX SECURITIES LTD 26,000 -16,000 0.00 -0.00 2011-10-31
65 C00091 BANK OF SINGAPORE LTD 631,000 -18,000 0.02 -0.00 2011-10-31
66 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 1,196,000 -20,000 0.04 -0.00 2011-10-31
67 B01256 SINOLINK SECURITIES (HONG KONG) CO LTD 1,926,000 -20,000 0.07 -0.00 2011-10-31
68 B01086 EVERBRIGHT SECURITIES INVESTMENT 2,087,000 -22,000 0.07 -0.00 2011-10-31
69 C00028 NANYANG COMMERCIAL BANK LTD 2,980,000 -24,000 0.11 -0.00 2011-10-31
70 C00088 CHINA MERCHANTS BANK CO LTD 52,000 -28,000 0.00 -0.00 2011-10-31
71 B01077 MACQUARIE CAPITAL SECURITIES LTD 187,600 -30,000 0.01 -0.00 2011-10-31
72 B01300 OCBC SECURITIES (HONG KONG) LTD 435,000 -30,000 0.02 -0.00 2011-10-31
73 B01118 EAST ASIA SECURITIES CO LTD 2,099,000 -32,000 0.08 -0.00 2011-10-31
74 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 6,589,000 -36,000 0.24 -0.00 2011-10-31
75 B01289 SOUTH CHINA SECURITIES LTD 228,500 -38,000 0.01 -0.00 2011-10-31
76 B01599 POLARIS SECURITIES (HONG KONG) LTD 511,000 -40,000 0.02 -0.00 2011-10-31
77 B01649 CINDA INTERNATIONAL SECURITIES LTD 1,805,000 -42,000 0.06 -0.00 2011-10-31
78 B01551 YUE XIU SECURITIES CO LTD 297,000 -50,000 0.01 -0.00 2011-10-31
79 B01584 CHIEF SECURITIES LTD 1,097,000 -56,000 0.04 -0.00 2011-10-31
80 B01089 HSBC BROKING SECURITIES (HONG KONG) LTD 12,136,000 -60,000 0.43 -0.00 2011-10-31
81 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 5,636,000 -66,000 0.20 -0.00 2011-10-31
82 B01130 BOCI SECURITIES LTD 21,093,721 -69,000 0.75 -0.00 2011-10-31
83 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 9,929,000 -78,000 0.36 -0.00 2011-10-31
84 B01330 NOMURA SECURITIES (HK) LTD 1,452,124 -90,000 0.05 -0.00 2011-10-31
85 B01173 RIFA SECURITIES LTD 30,000 -104,000 0.00 -0.00 2011-10-31
86 B01762 DBS VICKERS (HONG KONG) LTD 2,141,500 -120,000 0.08 -0.00 2011-10-31
87 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 2,807,840 -146,000 0.10 -0.01 2011-10-31
88 B01230 GAOYU SECURITIES LIMITED 499,186 -150,000 0.02 -0.01 2011-10-31
89 C00065 HSBC PRIVATE BANK (SUISSE) SA 9,008,840 -242,000 0.32 -0.01 2011-10-31
90 C00033 BANK OF CHINA (HONG KONG) LTD 68,705,000 -306,000 2.46 -0.01 2011-10-31
91 C00041 OCBC BANK (HONG KONG) LTD 6,989,000 -306,000 0.25 -0.01 2011-10-31
92 B01338 EMPEROR SECURITIES LTD 359,000 -308,000 0.01 -0.01 2011-10-31
93 B01407 WIN WONG SECURITIES LTD 12,000 -310,000 0.00 -0.01 2011-10-31
94 B01284 HANG SENG SECURITIES LTD 14,783,700 -431,000 0.53 -0.02 2011-10-31
95 B01323 DEUTSCHE SECURITIES ASIA LTD 3,291,708 -476,000 0.12 -0.02 2011-10-31
96 B01555 ABN AMRO CLEARING HONG KONG LTD 126,400 -502,000 0.00 -0.02 2011-10-31
97 C00010 CITIBANK N.A. 99,232,532 -620,000 3.55 -0.02 2011-10-31
98 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 203,942,185 -4,089,755 7.30 -0.15 2011-10-31
99 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 36,821,970 -5,048,000 1.32 -0.18 2011-10-31
100 C00019 THE HONGKONG AND SHANGHAI BANKING 972,555,867 -22,336,363 34.80 -0.80 2011-10-31
100 Total changed named holdings 1,674,185,212 6,000 59.90 0.00
209 Unchanged named holdings 72,271,186 0 2.59 0.00
309 Total named holdings 1,746,456,398 6,000 62.49 0.00
46 Unnamed Investor Participants 3,563,000 0 0.13 0.00
355 Total securities in CCASS 1,750,019,398 6,000 62.61 0.00
Securities not in CCASS 1,044,897,602 -6,000 37.39 -0.00
Issued securities 2,794,917,000 0 100.00 0.00 2011-10-31

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2011-10-27
Volume20,401,000
Turnover97,341,140
Average price4.771

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