CHINA RAILWAY GROUP LIMITED

Exchange Code Listed Last trade Delisted
HK Main 00390  2007-12-07    
Stock code:
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CCASS holding changes from 2011-10-03 to 2011-10-04

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 B01323 DEUTSCHE SECURITIES ASIA LTD 30,053,116 10,865,000 0.71 0.26 2011-10-04
2 C00010 CITIBANK N.A. 164,223,927 5,435,250 3.90 0.13 2011-10-04
3 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 12,646,475 4,380,495 0.30 0.10 2011-10-04
4 B01577 YF SECURITIES CO LTD 4,290,000 2,200,000 0.10 0.05 2011-10-04
5 B01590 INTERACTIVE BROKERS HONG KONG LTD 3,510,000 2,010,000 0.08 0.05 2011-10-04
6 C00065 HSBC PRIVATE BANK (SUISSE) SA 73,431,917 1,580,000 1.75 0.04 2011-10-04
7 C00026 CHONG HING BANK LTD 1,892,000 900,000 0.04 0.02 2011-10-04
8 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 8,966,000 846,000 0.21 0.02 2011-10-04
9 C00033 BANK OF CHINA (HONG KONG) LTD 372,241,942 770,000 8.85 0.02 2011-10-04
10 B01161 UBS SECURITIES HONG KONG LTD 858,000 684,000 0.02 0.02 2011-10-04
11 B01118 EAST ASIA SECURITIES CO LTD 25,383,050 459,000 0.60 0.01 2011-10-04
12 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 15,713,000 442,000 0.37 0.01 2011-10-04
13 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 50,340,300 355,000 1.20 0.01 2011-10-04
14 B01673 FULBRIGHT SECURITIES LTD 3,790,000 310,000 0.09 0.01 2011-10-04
15 C00037 SHANGHAI COMMERCIAL BANK LTD 47,718,435 265,000 1.13 0.01 2011-10-04
16 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 22,703,711 257,000 0.54 0.01 2011-10-04
17 B01762 DBS VICKERS (HONG KONG) LTD 19,118,961 245,000 0.45 0.01 2011-10-04
18 B01252 CORPORATE BROKERS LTD 1,432,040 200,000 0.03 0.00 2011-10-04
19 B01227 HOORAY SECURITIES LTD 220,000 200,000 0.01 0.00 2011-10-04
20 B01130 BOCI SECURITIES LTD 86,110,380 198,000 2.05 0.00 2011-10-04
21 B01581 KINGSWAY FINANCIAL SERVICES GROUP LTD 6,445,000 183,000 0.15 0.00 2011-10-04
22 B01183 CHONG HING SECURITIES LTD 24,442,180 180,000 0.58 0.00 2011-10-04
23 B01438 KINGSTON SECURITIES LTD 5,797,000 161,000 0.14 0.00 2011-10-04
24 B01727 ICBC (ASIA) SECURITIES LTD 23,535,198 150,000 0.56 0.00 2011-10-04
25 B01610 KGI ASIA LTD 14,354,450 133,000 0.34 0.00 2011-10-04
26 C00093 BNP PARIBAS 28,065,123 126,000 0.67 0.00 2011-10-04
27 B01615 KAM FAI SECURITIES CO LTD 1,272,000 112,000 0.03 0.00 2011-10-04
28 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 34,211,709 105,000 0.81 0.00 2011-10-04
29 B01638 KILMOREY SECURITIES LTD 1,067,000 100,000 0.03 0.00 2011-10-04
30 B01584 CHIEF SECURITIES LTD 9,265,101 97,000 0.22 0.00 2011-10-04
31 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 28,454,308 89,000 0.68 0.00 2011-10-04
32 B01284 HANG SENG SECURITIES LTD 52,627,255 84,000 1.25 0.00 2011-10-04
33 C00028 NANYANG COMMERCIAL BANK LTD 35,349,677 73,000 0.84 0.00 2011-10-04
34 B01416 VC BROKERAGE LTD 5,524,500 56,000 0.13 0.00 2011-10-04
35 B01410 WINGS SECURITIES (HK) LTD 433,000 56,000 0.01 0.00 2011-10-04
36 C00036 CHINA CONSTRUCTION BANK (ASIA) 8,559,392 51,000 0.20 0.00 2011-10-04
37 B01077 MACQUARIE CAPITAL SECURITIES LTD 1,132,283 50,000 0.03 0.00 2011-10-04
38 B01789 HO FUNG SHARES INVESTMENT LTD 779,813 44,000 0.02 0.00 2011-10-04
39 B01754 ASIA PACIFIC SECURITIES LTD 89,000 42,000 0.00 0.00 2011-10-04
40 C00015 DBS BANK (HONG KONG) LTD 33,342,715 41,000 0.79 0.00 2011-10-04
41 B01298 GET NICE SECURITIES LTD 2,594,000 40,000 0.06 0.00 2011-10-04
42 B01275 SANFULL SECURITIES LTD 4,327,340 40,000 0.10 0.00 2011-10-04
43 B01585 SINO GRADE SECURITIES LTD 1,418,000 40,000 0.03 0.00 2011-10-04
44 B01545 TUNG SHING SECURITIES (BROKERS) LTD 10,596,000 38,000 0.25 0.00 2011-10-04
45 B01169 PUBLIC FINANCIAL SECURITIES LTD 3,263,000 35,000 0.08 0.00 2011-10-04
46 C00012 DAH SING BANK LTD 2,469,011 32,000 0.06 0.00 2011-10-04
47 B01355 CHINA EVERBRIGHT SECURITIES (HK) LTD 1,584,244 30,000 0.04 0.00 2011-10-04
48 C00048 CHIYU BANKING CORPORATION LTD 37,408,652 28,000 0.89 0.00 2011-10-04
49 B01564 ABCI SECURITIES CO LTD 1,224,000 27,000 0.03 0.00 2011-10-04
50 B01490 HSBC SECURITIES BROKERS (ASIA) LTD 7,676,029 24,000 0.18 0.00 2011-10-04
51 B01695 DAH SING SECURITIES LTD 9,663,726 22,000 0.23 0.00 2011-10-04
52 B01843 TELECOM KING SECURITIES LTD 650,000 22,000 0.02 0.00 2011-10-04
53 B01460 BERICH BROKERAGE LTD 300,000 20,000 0.01 0.00 2011-10-04
54 B01606 EWARTON SECURITIES LTD 441,000 20,000 0.01 0.00 2011-10-04
55 B01705 HENIK SECURITIES LTD 306,000 20,000 0.01 0.00 2011-10-04
56 B01300 OCBC SECURITIES (HONG KONG) LTD 1,726,000 20,000 0.04 0.00 2011-10-04
57 B01129 WOCOM SECURITIES LTD 998,000 20,000 0.02 0.00 2011-10-04
58 B01866 ICBC INTERNATIONAL SECURITIES LTD 1,909,000 17,000 0.05 0.00 2011-10-04
59 B01433 HING WAI ALLIED SECURITIES LTD 858,000 15,000 0.02 0.00 2011-10-04
60 B01290 SPS SECURITIES LTD 691,000 15,000 0.02 0.00 2011-10-04
61 B01623 TAI FUNG KUENTAI SECURITIES CO LTD 9,145,000 15,000 0.22 0.00 2011-10-04
62 B01777 DAIWA CAPITAL MARKETS HONG KONG LTD 30,628,000 14,000 0.73 0.00 2011-10-04
63 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 7,455,000 14,000 0.18 0.00 2011-10-04
64 B01778 UNITED WORLD ONLINE LTD 7,135,000 13,000 0.17 0.00 2011-10-04
65 B01423 PRUDENTIAL BROKERAGE LTD 4,440,000 11,000 0.11 0.00 2011-10-04
66 B01859 CLC SECURITIES LTD 75,000 10,000 0.00 0.00 2011-10-04
67 B01356 DELTA ASIA SECURITIES LTD 1,726,000 10,000 0.04 0.00 2011-10-04
68 B01523 EVER-LONG SECURITIES CO LTD 400,000 10,000 0.01 0.00 2011-10-04
69 B01890 GUOSEN SECURITIES (HK) BROKERAGE CO LTD 673,000 10,000 0.02 0.00 2011-10-04
70 B01543 KWONG FAT HONG (SECURITIES) LTD 401,000 10,000 0.01 0.00 2011-10-04
71 B01260 LAMTEX SECURITIES LTD 158,000 10,000 0.00 0.00 2011-10-04
72 B01264 MIB SECURITIES (HONG KONG) LTD 2,379,400 10,000 0.06 0.00 2011-10-04
73 B01253 STOCKWELL SECURITIES LTD 1,623,000 10,000 0.04 0.00 2011-10-04
74 B01540 UPBEST SECURITIES CO LTD 2,005,520 10,000 0.05 0.00 2011-10-04
75 B01458 YICKO SECURITIES LTD 1,517,800 10,000 0.04 0.00 2011-10-04
76 B01289 SOUTH CHINA SECURITIES LTD 2,752,000 9,000 0.07 0.00 2011-10-04
77 B01430 CITIGROUP GLOBAL MARKETS ASIA LTD 8,601 8,000 0.00 0.00 2011-10-04
78 B01773 TOYO SECURITIES ASIA LTD 39,514,000 6,000 0.94 0.00 2011-10-04
79 B01347 CGS INTERNATIONAL SECURITIES HK LTD 1,468,000 5,000 0.03 0.00 2011-10-04
80 B01758 CHINA RESERVE SECURITIES LTD 999,000 5,000 0.02 0.00 2011-10-04
81 B01599 POLARIS SECURITIES (HONG KONG) LTD 1,277,604 5,000 0.03 0.00 2011-10-04
82 B01842 BOCOM INTERNATIONAL SECURITIES LTD 7,496,590 4,000 0.18 0.00 2011-10-04
83 B01247 KWAI HUNG SECURITIES CO LTD 1,528,000 4,000 0.04 0.00 2011-10-04
84 B01373 CHRISTFUND SECURITIES LTD 2,206,000 3,000 0.05 0.00 2011-10-04
85 B01779 LEE'S SECURITIES CO LTD (IN LIQUIDATION) 209,000 3,000 0.00 0.00 2011-10-04
86 B01158 SOLID KING SECURITIES LTD 480,000 2,000 0.01 0.00 2011-10-04
87 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 20,148,000 1,000 0.48 0.00 2011-10-04
88 C00041 OCBC BANK (HONG KONG) LTD 27,358,208 1,000 0.65 0.00 2011-10-04
89 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 13,700,990 1,000 0.33 0.00 2011-10-04
90 B01240 TSUN CHI YUEN SECURITIES CO LTD 1,030,673 200 0.02 0.00 2011-10-04
91 B01769 ONE CHINA SECURITIES LTD 316,157 -690 0.01 -0.00 2011-10-04
92 B01181 FOSUN INTERNATIONAL SECURITIES LTD 279,000 -4,000 0.01 -0.00 2011-10-04
93 B01659 CHEER UNION SECURITIES LTD 246,000 -5,000 0.01 -0.00 2011-10-04
94 B01320 LUEN FAT SECURITIES CO LTD 1,163,000 -5,000 0.03 -0.00 2011-10-04
95 B01462 MANGO FINANCIAL LTD 488,000 -5,000 0.01 -0.00 2011-10-04
96 B01858 YUANTA SECURITIES (HONG KONG) CO LTD 829,207 -5,000 0.02 -0.00 2011-10-04
97 B01338 EMPEROR SECURITIES LTD 1,596,000 -10,000 0.04 -0.00 2011-10-04
98 B01580 OSHIDORI SECURITIES LTD 1,000 -10,000 0.00 -0.00 2011-10-04
99 B01607 RHB SECURITIES HONG KONG LTD 2,186,000 -10,000 0.05 -0.00 2011-10-04
100 B01576 SIU ON SECURITIES LTD 86,000 -10,000 0.00 -0.00 2011-10-04
101 B01184 QUAM SECURITIES LTD 523,000 -12,000 0.01 -0.00 2011-10-04
102 C00018 HANG SENG BANK LTD 263,765,658 -14,000 6.27 -0.00 2011-10-04
103 B01212 HENYEP SECURITIES LTD 774,000 -16,000 0.02 -0.00 2011-10-04
104 B01627 SDHG INTERNATIONAL SECURITIES LTD 90,000 -20,000 0.00 -0.00 2011-10-04
105 B01089 HSBC BROKING SECURITIES (HONG KONG) LTD 43,271,379 -23,000 1.03 -0.00 2011-10-04
106 B01328 BAN HIN SECURITIES CO LTD 460,000 -30,000 0.01 -0.00 2011-10-04
107 B01863 WESTOCK SECURITIES INTERNATIONAL (HK) 0 -30,000 -0.00 2011-10-04
108 C00091 BANK OF SINGAPORE LTD 3,657,550 -32,000 0.09 -0.00 2011-10-04
109 B01514 KARL-THOMSON SECURITIES CO LTD 1,274,000 -50,000 0.03 -0.00 2011-10-04
110 B01555 ABN AMRO CLEARING HONG KONG LTD 6,804,906 -57,300 0.16 -0.00 2011-10-04
111 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 6,079,450 -60,000 0.14 -0.00 2011-10-04
112 B01818 I-ACCESS INVESTORS LTD 1,042,999 -79,000 0.02 -0.00 2011-10-04
113 B01563 XINKONG INTERNATIONAL SECURITIES LTD 2,873,500 -81,000 0.07 -0.00 2011-10-04
114 B01657 JS CRESVALE SECURITIES INTERNATIONAL LTD 717,004 -100,000 0.02 -0.00 2011-10-04
115 B01784 FU YIP SECURITIES AND INVESTMENT CO LTD 160,000 -120,000 0.00 -0.00 2011-10-04
116 B01330 NOMURA SECURITIES (HK) LTD 10,314,442 -193,000 0.25 -0.00 2011-10-04
117 B01119 CELESTIAL SECURITIES LTD 4,313,000 -200,000 0.10 -0.00 2011-10-04
118 B01086 EVERBRIGHT SECURITIES INVESTMENT 19,325,274 -327,000 0.46 -0.01 2011-10-04
119 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 7,367,250 -341,000 0.18 -0.01 2011-10-04
120 B01345 PHILLIP SECURITIES (HONG KONG) LTD 17,576,930 -370,000 0.42 -0.01 2011-10-04
121 B01224 MERRILL LYNCH FAR EAST LTD 11,110,662 -535,508 0.26 -0.01 2011-10-04
122 B01121 SG SECURITIES (HK) LTD 5,687,843 -657,000 0.14 -0.02 2011-10-04
123 B01353 UOB KAY HIAN (HONG KONG) LTD 20,137,600 -892,000 0.48 -0.02 2011-10-04
124 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 288,985,741 -6,281,202 6.87 -0.15 2011-10-04
125 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 46,823,809 -9,550,008 1.11 -0.23 2011-10-04
126 C00019 THE HONGKONG AND SHANGHAI BANKING 1,106,813,713 -15,413,237 26.31 -0.37 2011-10-04
126 Total changed named holdings 3,416,571,420 -265,000 81.20 -0.01
314 Unchanged named holdings 316,398,716 0 7.52 0.00
440 Total named holdings 3,732,970,136 -265,000 88.72 0.00
868 Unnamed Investor Participants 402,720,610 102,000 9.57 0.00
1,308 Total securities in CCASS 4,135,690,746 -163,000 98.30 -0.00
Securities not in CCASS 71,699,254 163,000 1.70 0.00
Issued securities 4,207,390,000 0 100.00 0.00 2011-09-30

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2011-09-30
Volume54,346,910
Turnover87,032,930
Average price1.601

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