CMOC Group Limited (CN)

Exchange Code Listed Last trade Delisted
HK Main 03993  2007-04-26    
Stock code:
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CCASS holding changes from 2011-09-14 to 2011-09-15

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 C00019 THE HONGKONG AND SHANGHAI BANKING 367,252,147 6,578,501 28.01 0.50 2011-09-15
2 B01323 DEUTSCHE SECURITIES ASIA LTD 967,227 783,649 0.07 0.06 2011-09-15
3 C00010 CITIBANK N.A. 63,609,526 335,800 4.85 0.03 2011-09-15
4 B01161 UBS SECURITIES HONG KONG LTD 389,000 302,000 0.03 0.02 2011-09-15
5 B01118 EAST ASIA SECURITIES CO LTD 9,472,240 114,000 0.72 0.01 2011-09-15
6 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 9,210,500 52,000 0.70 0.00 2011-09-15
7 C00015 DBS BANK (HONG KONG) LTD 6,402,542 50,000 0.49 0.00 2011-09-15
8 B01330 NOMURA SECURITIES (HK) LTD 2,475,535 50,000 0.19 0.00 2011-09-15
9 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 4,116,000 50,000 0.31 0.00 2011-09-15
10 B01402 PHOENIX CAPITAL SECURITIES LTD 1,141,000 20,000 0.09 0.00 2011-09-15
11 B01086 EVERBRIGHT SECURITIES INVESTMENT 5,111,000 15,000 0.39 0.00 2011-09-15
12 B01842 BOCOM INTERNATIONAL SECURITIES LTD 2,410,000 12,000 0.18 0.00 2011-09-15
13 B01340 LEHIN SECURITIES LTD 347,063 10,000 0.03 0.00 2011-09-15
14 B01284 HANG SENG SECURITIES LTD 54,723,775 5,000 4.17 0.00 2011-09-15
15 B01581 KINGSWAY FINANCIAL SERVICES GROUP LTD 1,846,000 5,000 0.14 0.00 2011-09-15
16 B01563 XINKONG INTERNATIONAL SECURITIES LTD 664,000 4,000 0.05 0.00 2011-09-15
17 B01275 SANFULL SECURITIES LTD 527,000 2,000 0.04 0.00 2011-09-15
18 B01345 PHILLIP SECURITIES (HONG KONG) LTD 3,697,000 1,000 0.28 0.00 2011-09-15
19 B01455 NATIONAL RESOURCES SECURITIES LTD 35,000 -1,000 0.00 -0.00 2011-09-15
20 B01818 I-ACCESS INVESTORS LTD 208,000 -4,000 0.02 -0.00 2011-09-15
21 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 1,560,000 -4,000 0.12 -0.00 2011-09-15
22 B01777 DAIWA CAPITAL MARKETS HONG KONG LTD 1,768,000 -5,000 0.13 -0.00 2011-09-15
23 B01290 SPS SECURITIES LTD 229,000 -5,000 0.02 -0.00 2011-09-15
24 C00036 CHINA CONSTRUCTION BANK (ASIA) 2,742,300 -10,000 0.21 -0.00 2011-09-15
25 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 8,045,001 -10,000 0.61 -0.00 2011-09-15
26 B01762 DBS VICKERS (HONG KONG) LTD 4,579,000 -10,000 0.35 -0.00 2011-09-15
27 B01686 FIRST SHANGHAI SECURITIES LTD 2,577,000 -10,000 0.20 -0.00 2011-09-15
28 B01298 GET NICE SECURITIES LTD 1,209,000 -10,000 0.09 -0.00 2011-09-15
29 B01416 VC BROKERAGE LTD 279,000 -10,000 0.02 -0.00 2011-09-15
30 B01130 BOCI SECURITIES LTD 16,760,003 -11,000 1.28 -0.00 2011-09-15
31 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 1,090,000 -14,000 0.08 -0.00 2011-09-15
32 B01584 CHIEF SECURITIES LTD 1,634,000 -14,000 0.12 -0.00 2011-09-15
33 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 10,475,000 -20,000 0.80 -0.00 2011-09-15
34 B01666 GLORY SUN SECURITIES LTD 48,000 -20,000 0.00 -0.00 2011-09-15
35 B01509 UNICORN SECURITIES CO LTD 58,000 -20,000 0.00 -0.00 2011-09-15
36 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 3,845,000 -40,000 0.29 -0.00 2011-09-15
37 C00028 NANYANG COMMERCIAL BANK LTD 9,596,000 -40,000 0.73 -0.00 2011-09-15
38 C00037 SHANGHAI COMMERCIAL BANK LTD 12,684,000 -57,000 0.97 -0.00 2011-09-15
39 C00033 BANK OF CHINA (HONG KONG) LTD 103,490,000 -78,000 7.89 -0.01 2011-09-15
40 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 7,103,000 -110,000 0.54 -0.01 2011-09-15
41 C00093 BNP PARIBAS 7,825,900 -166,000 0.60 -0.01 2011-09-15
42 B01121 SG SECURITIES (HK) LTD 4,377,000 -241,000 0.33 -0.02 2011-09-15
43 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 24,180,540 -337,000 1.84 -0.03 2011-09-15
44 B01430 CITIGROUP GLOBAL MARKETS ASIA LTD 105,788 -358,800 0.01 -0.03 2011-09-15
45 B01342 WAH THAI SECURITIES LTD 120,000 -400,000 0.01 -0.03 2011-09-15
46 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 168,055,709 -1,360,500 12.82 -0.10 2011-09-15
47 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 2,009,855 -5,017,650 0.15 -0.38 2011-09-15
47 Total changed named holdings 931,050,651 6,000 71.01 0.00
371 Unchanged named holdings 220,950,321 0 16.85 0.00
418 Total named holdings 1,152,000,972 6,000 87.86 0.00
407 Unnamed Investor Participants 127,158,968 2,000 9.70 0.00
825 Total securities in CCASS 1,279,159,940 8,000 97.56 0.00
Securities not in CCASS 31,996,060 -8,000 2.44 -0.00
Issued securities 1,311,156,000 0 100.00 0.00 2011-08-31

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2011-09-12
Volume4,484,000
Turnover18,715,380
Average price4.174

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