SINO-OCEAN GROUP HOLDING LIMITED

Exchange Code Listed Last trade Delisted
HK Main 03377  2007-09-28    
Stock code:
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CCASS holding changes from 2011-01-07 to 2011-01-10

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 B01224 MERRILL LYNCH FAR EAST LTD 31,398,432 1,161,500 0.56 0.02 2011-01-10
2 B01530 FULLJET SECURITIES LTD 7,700,500 1,100,000 0.14 0.02 2011-01-10
3 B01323 DEUTSCHE SECURITIES ASIA LTD 15,617,669 737,500 0.28 0.01 2011-01-10
4 B01353 UOB KAY HIAN (HONG KONG) LTD 4,293,060 515,000 0.08 0.01 2011-01-10
5 B01427 TSE'S SECURITIES LTD 2,719,505 500,000 0.05 0.01 2011-01-10
6 C00018 HANG SENG BANK LTD 1,397,112 400,000 0.02 0.01 2011-01-10
7 B01430 CITIGROUP GLOBAL MARKETS ASIA LTD 655,224 377,500 0.01 0.01 2011-01-10
8 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 8,465,484 335,600 0.15 0.01 2011-01-10
9 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 10,675,408 299,000 0.19 0.01 2011-01-10
10 B01161 UBS SECURITIES HONG KONG LTD 12,991,266 295,000 0.23 0.01 2011-01-10
11 B01284 HANG SENG SECURITIES LTD 96,453,605 262,500 1.71 0.00 2011-01-10
12 B01209 MASON SECURITIES LTD 3,239,516 235,000 0.06 0.00 2011-01-10
13 B01727 ICBC (ASIA) SECURITIES LTD 9,155,910 218,000 0.16 0.00 2011-01-10
14 C00065 HSBC PRIVATE BANK (SUISSE) SA 91,421,914 191,400 1.62 0.00 2011-01-10
15 C00033 BANK OF CHINA (HONG KONG) LTD 109,328,773 170,500 1.94 0.00 2011-01-10
16 B01686 FIRST SHANGHAI SECURITIES LTD 1,488,939 150,000 0.03 0.00 2011-01-10
17 B01133 RBC INVESTMENT SERVICES (ASIA) LTD 2,891,254 150,000 0.05 0.00 2011-01-10
18 B01673 FULBRIGHT SECURITIES LTD 1,749,077 140,000 0.03 0.00 2011-01-10
19 B01130 BOCI SECURITIES LTD 1,275,509,817 125,000 22.62 0.00 2011-01-10
20 B01345 PHILLIP SECURITIES (HONG KONG) LTD 8,299,995 124,500 0.15 0.00 2011-01-10
21 B01355 CHINA EVERBRIGHT SECURITIES (HK) LTD 3,115,211 110,000 0.06 0.00 2011-01-10
22 B01450 DL BROKERAGE LTD 420,500 100,000 0.01 0.00 2011-01-10
23 C00028 NANYANG COMMERCIAL BANK LTD 12,947,297 99,000 0.23 0.00 2011-01-10
24 B01839 RABO BROKERAGE HK LTD 13,796,230 96,000 0.24 0.00 2011-01-10
25 B01086 EVERBRIGHT SECURITIES INVESTMENT 7,313,771 86,000 0.13 0.00 2011-01-10
26 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 9,912,639 82,500 0.18 0.00 2011-01-10
27 B01089 HSBC BROKING SECURITIES (HONG KONG) LTD 36,225,223 77,000 0.64 0.00 2011-01-10
28 B01584 CHIEF SECURITIES LTD 2,713,465 76,500 0.05 0.00 2011-01-10
29 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 2,469,543 71,000 0.04 0.00 2011-01-10
30 C00037 SHANGHAI COMMERCIAL BANK LTD 9,872,601 68,500 0.18 0.00 2011-01-10
31 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 7,468,497 64,000 0.13 0.00 2011-01-10
32 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 35,047,174 63,500 0.62 0.00 2011-01-10
33 B01624 CHINA GUARD INVESTMENTS LTD 8,819,500 60,000 0.16 0.00 2011-01-10
34 B01731 SHUN HENG SECURITIES LTD 135,728 50,000 0.00 0.00 2011-01-10
35 C00015 DBS BANK (HONG KONG) LTD 4,334,850 35,000 0.08 0.00 2011-01-10
36 B01272 FB SECURITIES (HONG KONG) LTD 1,629,995 28,000 0.03 0.00 2011-01-10
37 B01842 BOCOM INTERNATIONAL SECURITIES LTD 11,194,918 26,000 0.20 0.00 2011-01-10
38 B01700 REALINK FINANCIAL TRADE LTD 419,690 22,000 0.01 0.00 2011-01-10
39 B01610 KGI ASIA LTD 2,841,978 21,500 0.05 0.00 2011-01-10
40 B01564 ABCI SECURITIES CO LTD 416,083 20,000 0.01 0.00 2011-01-10
41 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 1,741,650 20,000 0.03 0.00 2011-01-10
42 B01300 OCBC SECURITIES (HONG KONG) LTD 936,672 20,000 0.02 0.00 2011-01-10
43 B01184 QUAM SECURITIES LTD 449,510 20,000 0.01 0.00 2011-01-10
44 B01607 RHB SECURITIES HONG KONG LTD 401,583 20,000 0.01 0.00 2011-01-10
45 B01762 DBS VICKERS (HONG KONG) LTD 6,419,696 19,500 0.11 0.00 2011-01-10
46 B01118 EAST ASIA SECURITIES CO LTD 10,285,385 15,000 0.18 0.00 2011-01-10
47 B01119 CELESTIAL SECURITIES LTD 1,781,896 12,500 0.03 0.00 2011-01-10
48 B01294 CS WEALTH SECURITIES LTD 122,505 12,000 0.00 0.00 2011-01-10
49 B01901 CMB INTERNATIONAL SECURITIES LTD 71,000 11,000 0.00 0.00 2011-01-10
50 B01590 INTERACTIVE BROKERS HONG KONG LTD 826,528 10,000 0.01 0.00 2011-01-10
51 B01514 KARL-THOMSON SECURITIES CO LTD 520,500 10,000 0.01 0.00 2011-01-10
52 B01710 SINO-RICH SECURITIES & FUTURES LTD 43,000 10,000 0.00 0.00 2011-01-10
53 C00003 THE BANK OF EAST ASIA LTD 3,383,237 10,000 0.06 0.00 2011-01-10
54 B01540 UPBEST SECURITIES CO LTD 64,500 10,000 0.00 0.00 2011-01-10
55 B01458 YICKO SECURITIES LTD 47,500 10,000 0.00 0.00 2011-01-10
56 B01150 MTF SECURITIES LTD 461,000 6,000 0.01 0.00 2011-01-10
57 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 26,197,557 5,500 0.46 0.00 2011-01-10
58 B01183 CHONG HING SECURITIES LTD 6,453,496 5,000 0.11 0.00 2011-01-10
59 B01252 CORPORATE BROKERS LTD 265,752 5,000 0.00 0.00 2011-01-10
60 B01566 K.K.M. SECURITIES LTD 27,500 5,000 0.00 0.00 2011-01-10
61 B01439 TAI TAK SECURITIES (ASIA) LTD 173,500 5,000 0.00 0.00 2011-01-10
62 B01231 WINNER INTERNATIONAL SECURITIES LTD 179,500 5,000 0.00 0.00 2011-01-10
63 B01275 SANFULL SECURITIES LTD 499,617 4,000 0.01 0.00 2011-01-10
64 B01676 TAI SHING STOCK INVESTMENT CO LTD 425,555 4,000 0.01 0.00 2011-01-10
65 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 820,500 3,500 0.01 0.00 2011-01-10
66 B01765 PROMISING SECURITIES CO LTD 140,500 3,000 0.00 0.00 2011-01-10
67 B01551 YUE XIU SECURITIES CO LTD 241,000 3,000 0.00 0.00 2011-01-10
68 B01438 KINGSTON SECURITIES LTD 245,500 2,000 0.00 0.00 2011-01-10
69 B01695 DAH SING SECURITIES LTD 1,901,588 1,000 0.03 0.00 2011-01-10
70 C00036 CHINA CONSTRUCTION BANK (ASIA) 1,927,066 505 0.03 0.00 2011-01-10
71 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 4,539,234 500 0.08 0.00 2011-01-10
72 B01818 I-ACCESS INVESTORS LTD 371,037 500 0.01 0.00 2011-01-10
73 B01581 KINGSWAY FINANCIAL SERVICES GROUP LTD 111,711 500 0.00 0.00 2011-01-10
74 B01421 ONEPLATFORM SECURITIES LTD 310,500 500 0.01 0.00 2011-01-10
75 B01121 SG SECURITIES (HK) LTD 1,347,550 -500 0.02 -0.00 2011-01-10
76 B01773 TOYO SECURITIES ASIA LTD 2,332,044 -1,000 0.04 -0.00 2011-01-10
77 C00048 CHIYU BANKING CORPORATION LTD 6,787,022 -1,500 0.12 -0.00 2011-01-10
78 B01248 KWAN YICK SECURITIES (INTERNATIONAL) LTD 118,500 -5,000 0.00 -0.00 2011-01-10
79 B01289 SOUTH CHINA SECURITIES LTD 822,552 -7,000 0.01 -0.00 2011-01-10
80 B01605 ESSENCE INTERNATIONAL FINANCIAL HOLDINGS 5,000 -10,000 0.00 -0.00 2011-01-10
81 B01271 HANG TAI SECURITIES LTD 246,500 -10,000 0.00 -0.00 2011-01-10
82 B01545 TUNG SHING SECURITIES (BROKERS) LTD 2,403,414 -12,000 0.04 -0.00 2011-01-10
83 B01563 XINKONG INTERNATIONAL SECURITIES LTD 1,062,235 -14,000 0.02 -0.00 2011-01-10
84 B01423 PRUDENTIAL BROKERAGE LTD 1,647,532 -16,000 0.03 -0.00 2011-01-10
85 B01469 KAISER SECURITIES LTD 303,000 -20,000 0.01 -0.00 2011-01-10
86 B01330 NOMURA SECURITIES (HK) LTD 13,568,049 -20,000 0.24 -0.00 2011-01-10
87 B01137 CHOW SANG SANG SECURITIES LTD 1,680,875 -35,500 0.03 -0.00 2011-01-10
88 B01843 TELECOM KING SECURITIES LTD 299,500 -38,000 0.01 -0.00 2011-01-10
89 B01259 FAIR EAGLE SECURITIES CO LTD 202,000 -100,000 0.00 -0.00 2011-01-10
90 C00086 BNP PARIBAS WEALTH MANAGEMENT 17,665,515 -200,000 0.31 -0.00 2011-01-10
91 C00093 BNP PARIBAS 15,540,811 -300,000 0.28 -0.01 2011-01-10
92 B01299 BNP PARIBAS SECURITIES (ASIA) LTD 19,680,670 -354,000 0.35 -0.01 2011-01-10
93 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 36,046,449 -544,967 0.64 -0.01 2011-01-10
94 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 28,661,938 -1,044,000 0.51 -0.02 2011-01-10
95 C00019 THE HONGKONG AND SHANGHAI BANKING 1,144,110,975 -1,945,453 20.29 -0.03 2011-01-10
96 C00010 CITIBANK N.A. 99,986,035 -2,155,800 1.77 -0.04 2011-01-10
97 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 1,682,063,046 -2,196,780 29.83 -0.04 2011-01-10
97 Total changed named holdings 5,015,515,840 -17,495 88.95 -0.00
318 Unchanged named holdings 423,630,416 0 7.51 0.00
415 Total named holdings 5,439,146,256 -17,495 96.47 0.00
381 Unnamed Investor Participants 6,592,038 20,000 0.12 0.00
796 Total securities in CCASS 5,445,738,294 2,505 96.58 0.00
Securities not in CCASS 192,671,138 -2,505 3.42 -0.00
Issued securities 5,638,409,432 0 100.00 0.00 2011-01-07

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2011-01-06
Volume10,787,500
Turnover57,969,495
Average price5.374

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