China Southern Airlines Company Limited

Exchange Code Listed Last trade Delisted
HK Main 01055  1997-07-31    
Stock code:
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CCASS holding changes from 2011-01-05 to 2011-01-06

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 B01610 KGI ASIA LTD 20,411,750 14,914,000 0.73 0.53 2011-01-06
2 B01686 FIRST SHANGHAI SECURITIES LTD 5,328,000 1,336,000 0.19 0.05 2011-01-06
3 B01798 WINNING SECURITIES CO LTD 1,000,000 1,000,000 0.04 0.04 2011-01-06
4 C00091 BANK OF SINGAPORE LTD 5,427,000 994,000 0.19 0.04 2011-01-06
5 B01323 DEUTSCHE SECURITIES ASIA LTD 11,781,894 513,454 0.42 0.02 2011-01-06
6 C00033 BANK OF CHINA (HONG KONG) LTD 74,136,000 378,000 2.65 0.01 2011-01-06
7 B01086 EVERBRIGHT SECURITIES INVESTMENT 4,708,000 290,000 0.17 0.01 2011-01-06
8 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 22,978,000 246,000 0.82 0.01 2011-01-06
9 B01901 CMB INTERNATIONAL SECURITIES LTD 3,631,000 226,000 0.13 0.01 2011-01-06
10 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 12,447,000 226,000 0.45 0.01 2011-01-06
11 B01289 SOUTH CHINA SECURITIES LTD 568,500 190,000 0.02 0.01 2011-01-06
12 B01161 UBS SECURITIES HONG KONG LTD 10,376,591 188,000 0.37 0.01 2011-01-06
13 B01284 HANG SENG SECURITIES LTD 35,726,700 180,000 1.28 0.01 2011-01-06
14 B01727 ICBC (ASIA) SECURITIES LTD 3,819,000 160,000 0.14 0.01 2011-01-06
15 B01353 UOB KAY HIAN (HONG KONG) LTD 4,831,000 160,000 0.17 0.01 2011-01-06
16 B01191 OKACHI INVESTMENTS (HONG KONG) CO LTD 169,000 146,000 0.01 0.01 2011-01-06
17 B01330 NOMURA SECURITIES (HK) LTD 2,978,582 80,000 0.11 0.00 2011-01-06
18 B01887 CHINA JIANXIN FINANCIAL SERVICES LTD 76,000 76,000 0.00 0.00 2011-01-06
19 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 987,000 66,000 0.04 0.00 2011-01-06
20 B01217 TAIPING SECURITIES (HK) CO LTD 591,000 64,000 0.02 0.00 2011-01-06
21 B01777 DAIWA CAPITAL MARKETS HONG KONG LTD 3,821,000 59,000 0.14 0.00 2011-01-06
22 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 354,000 56,000 0.01 0.00 2011-01-06
23 B01338 EMPEROR SECURITIES LTD 713,000 52,000 0.03 0.00 2011-01-06
24 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 3,861,500 50,000 0.14 0.00 2011-01-06
25 B01545 TUNG SHING SECURITIES (BROKERS) LTD 2,942,000 50,000 0.11 0.00 2011-01-06
26 B01581 KINGSWAY FINANCIAL SERVICES GROUP LTD 1,173,000 30,000 0.04 0.00 2011-01-06
27 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 3,505,000 30,000 0.13 0.00 2011-01-06
28 B01564 ABCI SECURITIES CO LTD 131,000 26,000 0.00 0.00 2011-01-06
29 B01584 CHIEF SECURITIES LTD 1,298,000 24,000 0.05 0.00 2011-01-06
30 B01345 PHILLIP SECURITIES (HONG KONG) LTD 2,249,000 24,000 0.08 0.00 2011-01-06
31 B01695 DAH SING SECURITIES LTD 640,000 22,000 0.02 0.00 2011-01-06
32 B01460 BERICH BROKERAGE LTD 60,000 20,000 0.00 0.00 2011-01-06
33 B01563 XINKONG INTERNATIONAL SECURITIES LTD 179,000 20,000 0.01 0.00 2011-01-06
34 B01555 ABN AMRO CLEARING HONG KONG LTD 1,378,000 16,000 0.05 0.00 2011-01-06
35 B01700 REALINK FINANCIAL TRADE LTD 130,000 16,000 0.00 0.00 2011-01-06
36 B01508 SOUTHWEST SECURITIES (HK) BROKERAGE LTD 119,000 14,000 0.00 0.00 2011-01-06
37 B01843 TELECOM KING SECURITIES LTD 106,000 14,000 0.00 0.00 2011-01-06
38 B01329 BLOOMYEARS LTD 11,000 10,000 0.00 0.00 2011-01-06
39 B01272 FB SECURITIES (HONG KONG) LTD 837,000 10,000 0.03 0.00 2011-01-06
40 B01651 MING HON SECURITIES LTD 38,000 10,000 0.00 0.00 2011-01-06
41 B01831 NERICO BROTHERS LTD 72,000 10,000 0.00 0.00 2011-01-06
42 B01710 SINO-RICH SECURITIES & FUTURES LTD 10,000 10,000 0.00 0.00 2011-01-06
43 B01407 WIN WONG SECURITIES LTD 48,000 10,000 0.00 0.00 2011-01-06
44 B01818 I-ACCESS INVESTORS LTD 106,000 8,000 0.00 0.00 2011-01-06
45 B01326 KING SUN SECURITIES LTD 28,000 8,000 0.00 0.00 2011-01-06
46 B01607 RHB SECURITIES HONG KONG LTD 588,000 6,000 0.02 0.00 2011-01-06
47 B01119 CELESTIAL SECURITIES LTD 747,000 4,000 0.03 0.00 2011-01-06
48 B01511 TAT LEE SECURITIES CO LTD 99,000 4,000 0.00 0.00 2011-01-06
49 C00003 THE BANK OF EAST ASIA LTD 766,000 4,000 0.03 0.00 2011-01-06
50 B01296 MONTGOMERY SECURITIES LTD 2,000 2,000 0.00 0.00 2011-01-06
51 B01599 POLARIS SECURITIES (HONG KONG) LTD 632,000 2,000 0.02 0.00 2011-01-06
52 B01773 TOYO SECURITIES ASIA LTD 2,847,000 2,000 0.10 0.00 2011-01-06
53 B01769 ONE CHINA SECURITIES LTD 15,825 800 0.00 0.00 2011-01-06
54 C00036 CHINA CONSTRUCTION BANK (ASIA) 2,380,000 -2,000 0.09 -0.00 2011-01-06
55 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 6,310,157 -2,000 0.23 -0.00 2011-01-06
56 B01328 BAN HIN SECURITIES CO LTD 323,000 -4,000 0.01 -0.00 2011-01-06
57 B01137 CHOW SANG SANG SECURITIES LTD 644,000 -4,000 0.02 -0.00 2011-01-06
58 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 1,066,000 -4,000 0.04 -0.00 2011-01-06
59 B01521 CHAN NGOK MING SECURITIES LTD 6,000 -6,000 0.00 -0.00 2011-01-06
60 B01758 CHINA RESERVE SECURITIES LTD 4,017,000 -6,000 0.14 -0.00 2011-01-06
61 B01756 CHINA SKY SECURITIES LTD 0 -10,000 -0.00 2011-01-06
62 B01089 HSBC BROKING SECURITIES (HONG KONG) LTD 23,924,050 -10,000 0.86 -0.00 2011-01-06
63 B01077 MACQUARIE CAPITAL SECURITIES LTD 2,103,600 -10,000 0.08 -0.00 2011-01-06
64 B01275 SANFULL SECURITIES LTD 231,000 -10,000 0.01 -0.00 2011-01-06
65 B01509 UNICORN SECURITIES CO LTD 5,000 -10,000 0.00 -0.00 2011-01-06
66 B01416 VC BROKERAGE LTD 224,000 -10,000 0.01 -0.00 2011-01-06
67 B01778 UNITED WORLD ONLINE LTD 3,072,000 -13,000 0.11 -0.00 2011-01-06
68 B01762 DBS VICKERS (HONG KONG) LTD 10,891,453 -16,000 0.39 -0.00 2011-01-06
69 B01673 FULBRIGHT SECURITIES LTD 391,000 -16,000 0.01 -0.00 2011-01-06
70 B01590 INTERACTIVE BROKERS HONG KONG LTD 1,301,000 -16,000 0.05 -0.00 2011-01-06
71 B01183 CHONG HING SECURITIES LTD 2,215,000 -17,000 0.08 -0.00 2011-01-06
72 C00048 CHIYU BANKING CORPORATION LTD 3,007,000 -20,000 0.11 -0.00 2011-01-06
73 C00015 DBS BANK (HONG KONG) LTD 1,575,500 -20,000 0.06 -0.00 2011-01-06
74 B01445 VICTORY SECURITIES CO LTD 730,000 -20,000 0.03 -0.00 2011-01-06
75 B01224 MERRILL LYNCH FAR EAST LTD 5,015,353 -24,000 0.18 -0.00 2011-01-06
76 B01355 CHINA EVERBRIGHT SECURITIES (HK) LTD 1,675,000 -30,000 0.06 -0.00 2011-01-06
77 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 8,312,000 -36,000 0.30 -0.00 2011-01-06
78 B01184 QUAM SECURITIES LTD 496,000 -40,000 0.02 -0.00 2011-01-06
79 C00037 SHANGHAI COMMERCIAL BANK LTD 3,119,000 -40,000 0.11 -0.00 2011-01-06
80 B01842 BOCOM INTERNATIONAL SECURITIES LTD 26,462,000 -50,000 0.95 -0.00 2011-01-06
81 B01570 GOLDENWAY SECURITIES CO LTD 253,000 -50,000 0.01 -0.00 2011-01-06
82 B01771 CVP SECURITIES LTD (IN LIQUIDATION) 33,000 -66,000 0.00 -0.00 2011-01-06
83 B01510 ORIENTAL PATRON SECURITIES LTD 280,000 -80,000 0.01 -0.00 2011-01-06
84 B01324 FUNDERSTONE SECURITIES LTD 367,000 -96,000 0.01 -0.00 2011-01-06
85 B01753 FORTUNE (HK) SECURITIES LTD 410,000 -100,000 0.01 -0.00 2011-01-06
86 B01256 SINOLINK SECURITIES (HONG KONG) CO LTD 4,733,000 -166,000 0.17 -0.01 2011-01-06
87 B01118 EAST ASIA SECURITIES CO LTD 3,245,000 -172,000 0.12 -0.01 2011-01-06
88 B01829 HUATAI FINANCIAL HOLDINGS (HONG KONG) 170,000 -200,000 0.01 -0.01 2011-01-06
89 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 2,242,324 -264,000 0.08 -0.01 2011-01-06
90 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 9,423,000 -273,000 0.34 -0.01 2011-01-06
91 B01825 GUOYUAN SECURITIES BROKERAGE (HONG KONG) 5,504,000 -610,000 0.20 -0.02 2011-01-06
92 B01615 KAM FAI SECURITIES CO LTD 8,000 -1,000,000 0.00 -0.04 2011-01-06
93 C00010 CITIBANK N.A. 130,753,662 -1,022,000 4.68 -0.04 2011-01-06
94 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 165,589,881 -1,068,000 5.92 -0.04 2011-01-06
95 B01130 BOCI SECURITIES LTD 62,067,997 -2,030,000 2.22 -0.07 2011-01-06
96 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 10,718,000 -2,168,000 0.38 -0.08 2011-01-06
97 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 13,739,075 -4,579,756 0.49 -0.16 2011-01-06
98 C00019 THE HONGKONG AND SHANGHAI BANKING 804,450,165 -7,716,498 28.78 -0.28 2011-01-06
98 Total changed named holdings 1,574,961,559 -50,000 56.35 -0.00
247 Unchanged named holdings 170,593,839 0 6.10 0.00
345 Total named holdings 1,745,555,398 -50,000 62.45 0.00
62 Unnamed Investor Participants 3,964,000 50,000 0.14 0.00
407 Total securities in CCASS 1,749,519,398 0 62.60 0.00
Securities not in CCASS 1,045,397,602 0 37.40 0.00
Issued securities 2,794,917,000 0 100.00 0.00 2010-12-31

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2011-01-04
Volume15,903,799
Turnover76,959,119
Average price4.839

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