China Coal Energy Company Limited

Exchange Code Listed Last trade Delisted
HK Main 01898  2006-12-19    
Stock code:
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CCASS holding changes from 2009-10-29 to 2009-10-30

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 C00019 THE HONGKONG AND SHANGHAI BANKING 1,689,568,090 14,116,298 41.14 0.34 2009-10-30
2 B01121 SG SECURITIES (HK) LTD 36,485,500 5,514,000 0.89 0.13 2009-10-30
3 C00010 CITIBANK N.A. 502,944,348 3,307,000 12.25 0.08 2009-10-30
4 B01353 UOB KAY HIAN (HONG KONG) LTD 9,794,460 987,600 0.24 0.02 2009-10-30
5 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 1,272,000 812,000 0.03 0.02 2009-10-30
6 C00033 BANK OF CHINA (HONG KONG) LTD 141,252,194 521,000 3.44 0.01 2009-10-30
7 C00074 DEUTSCHE BANK AG 19,988,996 433,000 0.49 0.01 2009-10-30
8 B01130 BOCI SECURITIES LTD 17,197,487 321,000 0.42 0.01 2009-10-30
9 C00041 OCBC BANK (HONG KONG) LTD 6,330,113 172,000 0.15 0.00 2009-10-30
10 B01825 GUOYUAN SECURITIES BROKERAGE (HONG KONG) 1,318,000 149,000 0.03 0.00 2009-10-30
11 C00028 NANYANG COMMERCIAL BANK LTD 10,790,944 121,000 0.26 0.00 2009-10-30
12 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 3,122,000 115,000 0.08 0.00 2009-10-30
13 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 15,805,270 88,000 0.38 0.00 2009-10-30
14 C00093 BNP PARIBAS 11,375,900 88,000 0.28 0.00 2009-10-30
15 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 5,004,460 87,000 0.12 0.00 2009-10-30
16 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 3,354,140 60,000 0.08 0.00 2009-10-30
17 C00016 DBS BANK LTD 1,233,299 50,000 0.03 0.00 2009-10-30
18 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 6,785,854 48,000 0.17 0.00 2009-10-30
19 B01727 ICBC (ASIA) SECURITIES LTD 3,351,000 47,000 0.08 0.00 2009-10-30
20 B01345 PHILLIP SECURITIES (HONG KONG) LTD 7,344,682 46,000 0.18 0.00 2009-10-30
21 B01601 CSC SECURITIES (HK) LTD 483,000 44,000 0.01 0.00 2009-10-30
22 C00018 HANG SENG BANK LTD 30,809,368 35,228 0.75 0.00 2009-10-30
23 B01826 GF SECURITIES (HONG KONG) BROKERAGE LTD 44,000 35,000 0.00 0.00 2009-10-30
24 B01118 EAST ASIA SECURITIES CO LTD 6,205,040 33,000 0.15 0.00 2009-10-30
25 B01584 CHIEF SECURITIES LTD 1,293,674 32,000 0.03 0.00 2009-10-30
26 B01599 POLARIS SECURITIES (HONG KONG) LTD 529,000 28,000 0.01 0.00 2009-10-30
27 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 5,987,485 26,000 0.15 0.00 2009-10-30
28 B01673 FULBRIGHT SECURITIES LTD 518,000 25,000 0.01 0.00 2009-10-30
29 B01633 ENLIGHTEN SECURITIES LTD 104,000 23,000 0.00 0.00 2009-10-30
30 C00048 CHIYU BANKING CORPORATION LTD 7,236,721 21,000 0.18 0.00 2009-10-30
31 B01685 ARK SECURITIES (HONG KONG) LTD 152,000 20,000 0.00 0.00 2009-10-30
32 B01837 ETRADE SECURITIES (HONG KONG) LTD 178,819 20,000 0.00 0.00 2009-10-30
33 C00003 THE BANK OF EAST ASIA LTD 3,383,495 20,000 0.08 0.00 2009-10-30
34 C00015 DBS BANK (HONG KONG) LTD 5,807,674 19,000 0.14 0.00 2009-10-30
35 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 2,669,000 17,000 0.06 0.00 2009-10-30
36 B01183 CHONG HING SECURITIES LTD 4,107,982 17,000 0.10 0.00 2009-10-30
37 B01272 FB SECURITIES (HONG KONG) LTD 2,836,000 15,000 0.07 0.00 2009-10-30
38 B01700 REALINK FINANCIAL TRADE LTD 158,000 14,000 0.00 0.00 2009-10-30
39 B01470 HUNG SING SECURITIES LTD 165,000 13,000 0.00 0.00 2009-10-30
40 B01743 CEPA ALLIANCE SECURITIES LTD 148,000 10,000 0.00 0.00 2009-10-30
41 B01809 CHINA SYSTEM SECURITIES LTD 72,000 10,000 0.00 0.00 2009-10-30
42 B01649 CINDA INTERNATIONAL SECURITIES LTD 333,120 10,000 0.01 0.00 2009-10-30
43 B01324 FUNDERSTONE SECURITIES LTD 584,000 10,000 0.01 0.00 2009-10-30
44 B01166 KING FOOK SECURITIES CO LTD 131,000 10,000 0.00 0.00 2009-10-30
45 B01402 PHOENIX CAPITAL SECURITIES LTD 131,000 10,000 0.00 0.00 2009-10-30
46 B01567 PRIME SECURITIES LTD 57,001 10,000 0.00 0.00 2009-10-30
47 B01080 VMS SECURITIES LTD 13,000 10,000 0.00 0.00 2009-10-30
48 B01818 I-ACCESS INVESTORS LTD 24,000 9,000 0.00 0.00 2009-10-30
49 B01511 TAT LEE SECURITIES CO LTD 228,000 9,000 0.01 0.00 2009-10-30
50 B01473 SUNNY WORLD INVESTMENT LTD 405,000 8,000 0.01 0.00 2009-10-30
51 B01209 MASON SECURITIES LTD 773,923 7,000 0.02 0.00 2009-10-30
52 B01266 PRIME CDEX SECURITIES LTD 551,000 7,000 0.01 0.00 2009-10-30
53 B01740 WIN SECURITIES LTD 188,600 7,000 0.00 0.00 2009-10-30
54 B01581 KINGSWAY FINANCIAL SERVICES GROUP LTD 666,000 6,000 0.02 0.00 2009-10-30
55 B01427 TSE'S SECURITIES LTD 71,000 6,000 0.00 0.00 2009-10-30
56 B01654 CHINA INTERNATIONAL CAPITAL CORPORATION 121,495,000 5,000 2.96 0.00 2009-10-30
57 B01356 DELTA ASIA SECURITIES LTD 158,000 5,000 0.00 0.00 2009-10-30
58 B01450 DL BROKERAGE LTD 294,000 5,000 0.01 0.00 2009-10-30
59 B01523 EVER-LONG SECURITIES CO LTD 102,000 5,000 0.00 0.00 2009-10-30
60 B01642 KMT SECURITIES LTD 75,000 5,000 0.00 0.00 2009-10-30
61 B01300 OCBC SECURITIES (HONG KONG) LTD 156,000 5,000 0.00 0.00 2009-10-30
62 B01508 SOUTHWEST SECURITIES (HK) BROKERAGE LTD 86,000 5,000 0.00 0.00 2009-10-30
63 B01563 XINKONG INTERNATIONAL SECURITIES LTD 425,000 5,000 0.01 0.00 2009-10-30
64 B01458 YICKO SECURITIES LTD 403,000 5,000 0.01 0.00 2009-10-30
65 B01521 CHAN NGOK MING SECURITIES LTD 9,000 4,000 0.00 0.00 2009-10-30
66 B01404 HONG KONG STOCK LINK SECURITIES LTD 18,000 4,000 0.00 0.00 2009-10-30
67 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 194,000 4,000 0.00 0.00 2009-10-30
68 B01169 PUBLIC FINANCIAL SECURITIES LTD 466,000 3,000 0.01 0.00 2009-10-30
69 B01771 CVP SECURITIES LTD (IN LIQUIDATION) 63,000 2,000 0.00 0.00 2009-10-30
70 B01669 FIRST SECURITIES (HK) LTD 15,000 2,000 0.00 0.00 2009-10-30
71 B01843 TELECOM KING SECURITIES LTD 67,000 2,000 0.00 0.00 2009-10-30
72 B01267 WINFULL SECURITIES LTD 220,000 2,000 0.01 0.00 2009-10-30
73 B01410 WINGS SECURITIES (HK) LTD 360,000 2,000 0.01 0.00 2009-10-30
74 B01129 WOCOM SECURITIES LTD 448,000 2,000 0.01 0.00 2009-10-30
75 B01802 REDFORD SECURITIES LTD 6,000 1,000 0.00 0.00 2009-10-30
76 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 2,192,313 179 0.05 0.00 2009-10-30
77 B01340 LEHIN SECURITIES LTD 123,245 -139 0.00 -0.00 2009-10-30
78 B01769 ONE CHINA SECURITIES LTD 190,543 -185 0.00 -0.00 2009-10-30
79 B01240 TSUN CHI YUEN SECURITIES CO LTD 292,079 -1,000 0.01 -0.00 2009-10-30
80 B01454 HAO TIAN INTERNATIONAL SECURITIES LTD 16,000 -2,000 0.00 -0.00 2009-10-30
81 B01433 HING WAI ALLIED SECURITIES LTD 99,000 -2,000 0.00 -0.00 2009-10-30
82 B01580 OSHIDORI SECURITIES LTD 10,000 -2,000 0.00 -0.00 2009-10-30
83 B01676 TAI SHING STOCK INVESTMENT CO LTD 145,000 -2,000 0.00 -0.00 2009-10-30
84 B01137 CHOW SANG SANG SECURITIES LTD 2,126,000 -3,000 0.05 -0.00 2009-10-30
85 B01575 MASTER TRADEMORE SECURITIES LTD 50,000 -3,000 0.00 -0.00 2009-10-30
86 B01607 RHB SECURITIES HONG KONG LTD 149,000 -3,000 0.00 -0.00 2009-10-30
87 B01086 EVERBRIGHT SECURITIES INVESTMENT 5,802,087 -4,000 0.14 -0.00 2009-10-30
88 B01271 HANG TAI SECURITIES LTD 192,000 -5,000 0.00 -0.00 2009-10-30
89 B01664 ROOFER SECURITIES LTD 21,000 -6,000 0.00 -0.00 2009-10-30
90 B01778 UNITED WORLD ONLINE LTD 978,000 -6,000 0.02 -0.00 2009-10-30
91 B01695 DAH SING SECURITIES LTD 1,539,019 -7,000 0.04 -0.00 2009-10-30
92 B01423 PRUDENTIAL BROKERAGE LTD 744,920 -8,000 0.02 -0.00 2009-10-30
93 B01416 VC BROKERAGE LTD 744,000 -8,000 0.02 -0.00 2009-10-30
94 C00036 CHINA CONSTRUCTION BANK (ASIA) 586,168 -9,000 0.01 -0.00 2009-10-30
95 B01842 BOCOM INTERNATIONAL SECURITIES LTD 3,119,770 -10,000 0.08 -0.00 2009-10-30
96 B01678 GLS SECURITIES LTD 10,000 -10,000 0.00 -0.00 2009-10-30
97 B01660 GRANSING SECURITIES CO., LIMITED 28,000 -10,000 0.00 -0.00 2009-10-30
98 B01514 KARL-THOMSON SECURITIES CO LTD 168,000 -10,000 0.00 -0.00 2009-10-30
99 B01445 VICTORY SECURITIES CO LTD 170,000 -10,000 0.00 -0.00 2009-10-30
100 B01077 MACQUARIE CAPITAL SECURITIES LTD 782,553 -14,000 0.02 -0.00 2009-10-30
101 B01641 FULL WIN SECURITIES LTD 161,000 -20,000 0.00 -0.00 2009-10-30
102 B01191 OKACHI INVESTMENTS (HONG KONG) CO LTD 54,000 -20,000 0.00 -0.00 2009-10-30
103 B01373 CHRISTFUND SECURITIES LTD 395,000 -30,000 0.01 -0.00 2009-10-30
104 C00037 SHANGHAI COMMERCIAL BANK LTD 8,238,299 -39,000 0.20 -0.00 2009-10-30
105 B01666 GLORY SUN SECURITIES LTD 65,000 -45,000 0.00 -0.00 2009-10-30
106 B01762 DBS VICKERS (HONG KONG) LTD 3,538,842 -47,000 0.09 -0.00 2009-10-30
107 B01355 CHINA EVERBRIGHT SECURITIES (HK) LTD 5,512,000 -48,000 0.13 -0.00 2009-10-30
108 B01737 DAIWA CAPITAL MARKETS TRADING HONG KONG 2,486,082 -50,000 0.06 -0.00 2009-10-30
109 B01709 RPS INVESTMENT LTD 24,000 -50,000 0.00 -0.00 2009-10-30
110 B01430 CITIGROUP GLOBAL MARKETS ASIA LTD 1,284,529 -52,000 0.03 -0.00 2009-10-30
111 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 1,101,000 -65,000 0.03 -0.00 2009-10-30
112 B01490 HSBC SECURITIES BROKERS (ASIA) LTD 14,541,760 -71,000 0.35 -0.00 2009-10-30
113 B01853 CMBC SECURITIES CO LTD 2,000 -72,000 0.00 -0.00 2009-10-30
114 B01590 INTERACTIVE BROKERS HONG KONG LTD 311,100 -83,000 0.01 -0.00 2009-10-30
115 B01224 MERRILL LYNCH FAR EAST LTD 6,071,783 -87,800 0.15 -0.00 2009-10-30
116 B01289 SOUTH CHINA SECURITIES LTD 475,000 -96,000 0.01 -0.00 2009-10-30
117 B01866 ICBC INTERNATIONAL SECURITIES LTD 543,000 -100,000 0.01 -0.00 2009-10-30
118 B01645 SELINA & CO LTD 126,000 -100,000 0.00 -0.00 2009-10-30
119 B01545 TUNG SHING SECURITIES (BROKERS) LTD 3,301,920 -103,000 0.08 -0.00 2009-10-30
120 B01119 CELESTIAL SECURITIES LTD 1,273,000 -146,000 0.03 -0.00 2009-10-30
121 B01323 DEUTSCHE SECURITIES ASIA LTD 3,724,107 -148,000 0.09 -0.00 2009-10-30
122 B01330 NOMURA SECURITIES (HK) LTD 7,149,359 -150,000 0.17 -0.00 2009-10-30
123 B01089 HSBC BROKING SECURITIES (HONG KONG) LTD 22,321,200 -184,000 0.54 -0.00 2009-10-30
124 B01326 KING SUN SECURITIES LTD 223,000 -200,000 0.01 -0.00 2009-10-30
125 B01438 KINGSTON SECURITIES LTD 274,000 -278,000 0.01 -0.01 2009-10-30
126 B01555 ABN AMRO CLEARING HONG KONG LTD 969,339 -374,000 0.02 -0.01 2009-10-30
127 B01284 HANG SENG SECURITIES LTD 31,183,179 -380,000 0.76 -0.01 2009-10-30
128 B01839 RABO BROKERAGE HK LTD 5,828,000 -400,000 0.14 -0.01 2009-10-30
129 B01610 KGI ASIA LTD 4,110,000 -690,000 0.10 -0.02 2009-10-30
130 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 858,565,919 -818,000 20.91 -0.02 2009-10-30
131 B01299 BNP PARIBAS SECURITIES (ASIA) LTD 79,501,532 -1,918,000 1.94 -0.05 2009-10-30
132 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 62,364,489 -2,424,153 1.52 -0.06 2009-10-30
133 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 33,433,089 -3,240,028 0.81 -0.08 2009-10-30
134 B01161 UBS SECURITIES HONG KONG LTD 40,207,375 -5,135,000 0.98 -0.13 2009-10-30
134 Total changed named holdings 3,916,062,239 9,953,000 95.36 0.24
281 Unchanged named holdings 49,230,758 0 1.20 0.00
415 Total named holdings 3,965,292,997 9,953,000 96.56 0.00
374 Unnamed Investor Participants 116,220,852 -10,010,000 2.83 -0.24
789 Total securities in CCASS 4,081,513,849 -57,000 99.39 -0.00
Securities not in CCASS 25,149,151 57,000 0.61 0.00
Issued securities 4,106,663,000 0 100.00 0.00 2009-09-30

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2009-10-28
Volume40,397,676
Turnover449,702,048
Average price11.132

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