China Coal Energy Company Limited

Exchange Code Listed Last trade Delisted
HK Main 01898  2006-12-19    
Stock code:
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CCASS holding changes from 2009-10-22 to 2009-10-23

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 B01161 UBS SECURITIES HONG KONG LTD 49,695,055 12,764,000 1.21 0.31 2009-10-23
2 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 853,314,105 3,185,200 20.78 0.08 2009-10-23
3 C00019 THE HONGKONG AND SHANGHAI BANKING 1,655,603,019 1,774,259 40.32 0.04 2009-10-23
4 B01508 SOUTHWEST SECURITIES (HK) BROKERAGE LTD 349,000 240,000 0.01 0.01 2009-10-23
5 C00065 HSBC PRIVATE BANK (SUISSE) SA 8,213,464 220,000 0.20 0.01 2009-10-23
6 B01086 EVERBRIGHT SECURITIES INVESTMENT 5,561,087 145,000 0.14 0.00 2009-10-23
7 B01077 MACQUARIE CAPITAL SECURITIES LTD 907,553 124,000 0.02 0.00 2009-10-23
8 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 2,490,000 110,000 0.06 0.00 2009-10-23
9 B01599 POLARIS SECURITIES (HONG KONG) LTD 617,000 102,000 0.02 0.00 2009-10-23
10 B01545 TUNG SHING SECURITIES (BROKERS) LTD 3,313,920 102,000 0.08 0.00 2009-10-23
11 C00028 NANYANG COMMERCIAL BANK LTD 10,948,984 78,000 0.27 0.00 2009-10-23
12 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 37,586,117 70,000 0.92 0.00 2009-10-23
13 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 71,714,130 67,000 1.75 0.00 2009-10-23
14 B01490 HSBC SECURITIES BROKERS (ASIA) LTD 21,844,360 60,000 0.53 0.00 2009-10-23
15 B01323 DEUTSCHE SECURITIES ASIA LTD 3,529,107 51,000 0.09 0.00 2009-10-23
16 B01430 CITIGROUP GLOBAL MARKETS ASIA LTD 633,000 42,000 0.02 0.00 2009-10-23
17 B01284 HANG SENG SECURITIES LTD 33,053,669 36,000 0.80 0.00 2009-10-23
18 B01590 INTERACTIVE BROKERS HONG KONG LTD 565,100 24,000 0.01 0.00 2009-10-23
19 C00086 BNP PARIBAS WEALTH MANAGEMENT 3,339,712 20,000 0.08 0.00 2009-10-23
20 B01641 FULL WIN SECURITIES LTD 141,000 20,000 0.00 0.00 2009-10-23
21 B01489 GRAND CARTEL SECURITIES CO LTD 52,000 20,000 0.00 0.00 2009-10-23
22 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 15,877,270 18,080 0.39 0.00 2009-10-23
23 B01183 CHONG HING SECURITIES LTD 4,260,982 16,000 0.10 0.00 2009-10-23
24 B01762 DBS VICKERS (HONG KONG) LTD 3,456,842 16,000 0.08 0.00 2009-10-23
25 B01282 CHELSEA SECURITIES LTD 35,000 15,000 0.00 0.00 2009-10-23
26 B01563 XINKONG INTERNATIONAL SECURITIES LTD 433,000 14,000 0.01 0.00 2009-10-23
27 B01118 EAST ASIA SECURITIES CO LTD 6,375,040 11,000 0.16 0.00 2009-10-23
28 B01584 CHIEF SECURITIES LTD 1,411,674 10,000 0.03 0.00 2009-10-23
29 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 6,806,854 10,000 0.17 0.00 2009-10-23
30 B01761 KO'S BROTHER SECURITIES CO LTD 125,000 10,000 0.00 0.00 2009-10-23
31 B01289 SOUTH CHINA SECURITIES LTD 553,000 10,000 0.01 0.00 2009-10-23
32 B01445 VICTORY SECURITIES CO LTD 184,000 10,000 0.00 0.00 2009-10-23
33 B01740 WIN SECURITIES LTD 185,600 10,000 0.00 0.00 2009-10-23
34 B01695 DAH SING SECURITIES LTD 1,613,019 9,000 0.04 0.00 2009-10-23
35 B01666 GLORY SUN SECURITIES LTD 55,000 7,000 0.00 0.00 2009-10-23
36 C00093 BNP PARIBAS 11,287,900 5,000 0.27 0.00 2009-10-23
37 B01355 CHINA EVERBRIGHT SECURITIES (HK) LTD 5,706,000 5,000 0.14 0.00 2009-10-23
38 B01324 FUNDERSTONE SECURITIES LTD 592,000 5,000 0.01 0.00 2009-10-23
39 B01581 KINGSWAY FINANCIAL SERVICES GROUP LTD 670,000 5,000 0.02 0.00 2009-10-23
40 B01240 TSUN CHI YUEN SECURITIES CO LTD 272,589 4,300 0.01 0.00 2009-10-23
41 C00048 CHIYU BANKING CORPORATION LTD 8,386,721 4,000 0.20 0.00 2009-10-23
42 B01298 GET NICE SECURITIES LTD 380,000 4,000 0.01 0.00 2009-10-23
43 B01416 VC BROKERAGE LTD 758,000 4,000 0.02 0.00 2009-10-23
44 B01373 CHRISTFUND SECURITIES LTD 379,000 3,000 0.01 0.00 2009-10-23
45 B01853 CMBC SECURITIES CO LTD 5,000 3,000 0.00 0.00 2009-10-23
46 B01123 HING WONG SECURITIES LTD 180,000 3,000 0.00 0.00 2009-10-23
47 B01831 NERICO BROTHERS LTD 28,000 3,000 0.00 0.00 2009-10-23
48 B01427 TSE'S SECURITIES LTD 85,000 3,000 0.00 0.00 2009-10-23
49 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 464,000 2,000 0.01 0.00 2009-10-23
50 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 1,140,000 2,000 0.03 0.00 2009-10-23
51 B01141 FE SECURITIES LTD 37,000 2,000 0.00 0.00 2009-10-23
52 B01732 WINTECH SECURITIES LTD 43,000 2,000 0.00 0.00 2009-10-23
53 B01866 ICBC INTERNATIONAL SECURITIES LTD 693,000 1,000 0.02 0.00 2009-10-23
54 C00040 INDUSTRIAL AND COMMERCIAL BANK OF CHINA 121,508 1,000 0.00 0.00 2009-10-23
55 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 73,000 1,000 0.00 0.00 2009-10-23
56 B01580 OSHIDORI SECURITIES LTD 12,000 1,000 0.00 0.00 2009-10-23
57 B01814 WELL LINK SECURITIES LTD 41,000 1,000 0.00 0.00 2009-10-23
58 B01638 KILMOREY SECURITIES LTD 69,000 -1,000 0.00 -0.00 2009-10-23
59 B01340 LEHIN SECURITIES LTD 155,384 -1,000 0.00 -0.00 2009-10-23
60 B01455 NATIONAL RESOURCES SECURITIES LTD 38,000 -1,000 0.00 -0.00 2009-10-23
61 B01567 PRIME SECURITIES LTD 82,001 -1,000 0.00 -0.00 2009-10-23
62 B01173 RIFA SECURITIES LTD 47,000 -1,000 0.00 -0.00 2009-10-23
63 B01627 SDHG INTERNATIONAL SECURITIES LTD 10,000 -1,000 0.00 -0.00 2009-10-23
64 B01710 SINO-RICH SECURITIES & FUTURES LTD 2,000 -1,000 0.00 -0.00 2009-10-23
65 B01605 ESSENCE INTERNATIONAL FINANCIAL HOLDINGS 58,000 -2,000 0.00 -0.00 2009-10-23
66 B01700 REALINK FINANCIAL TRADE LTD 172,000 -2,000 0.00 -0.00 2009-10-23
67 B01472 SUN GROWTH SECURITIES LTD 51,255 -2,000 0.00 -0.00 2009-10-23
68 B01843 TELECOM KING SECURITIES LTD 76,000 -2,000 0.00 -0.00 2009-10-23
69 B01727 ICBC (ASIA) SECURITIES LTD 3,392,000 -3,000 0.08 -0.00 2009-10-23
70 B01769 ONE CHINA SECURITIES LTD 187,074 -3,769 0.00 -0.00 2009-10-23
71 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 1,519,134 -4,000 0.04 -0.00 2009-10-23
72 B01438 KINGSTON SECURITIES LTD 304,000 -4,000 0.01 -0.00 2009-10-23
73 B01501 GOLDRIDE SECURITIES LTD 9,000 -5,000 0.00 -0.00 2009-10-23
74 B01300 OCBC SECURITIES (HONG KONG) LTD 161,000 -5,000 0.00 -0.00 2009-10-23
75 C00015 DBS BANK (HONG KONG) LTD 5,580,674 -6,000 0.14 -0.00 2009-10-23
76 B01423 PRUDENTIAL BROKERAGE LTD 759,920 -7,000 0.02 -0.00 2009-10-23
77 B01685 ARK SECURITIES (HONG KONG) LTD 196,000 -10,000 0.00 -0.00 2009-10-23
78 B01552 CARRIER STOCK INVESTMENT CO LTD 99,000 -10,000 0.00 -0.00 2009-10-23
79 B01259 FAIR EAGLE SECURITIES CO LTD 149,000 -10,000 0.00 -0.00 2009-10-23
80 B01673 FULBRIGHT SECURITIES LTD 485,000 -10,000 0.01 -0.00 2009-10-23
81 B01402 PHOENIX CAPITAL SECURITIES LTD 127,000 -10,000 0.00 -0.00 2009-10-23
82 C00036 CHINA CONSTRUCTION BANK (ASIA) 638,168 -12,000 0.02 -0.00 2009-10-23
83 B01818 I-ACCESS INVESTORS LTD 24,000 -12,000 0.00 -0.00 2009-10-23
84 B01646 TAI NING STOCK CO LTD 56,000 -12,000 0.00 -0.00 2009-10-23
85 B01272 FB SECURITIES (HONG KONG) LTD 2,914,000 -13,000 0.07 -0.00 2009-10-23
86 C00018 HANG SENG BANK LTD 31,052,669 -17,000 0.76 -0.00 2009-10-23
87 C00037 SHANGHAI COMMERCIAL BANK LTD 8,365,299 -17,000 0.20 -0.00 2009-10-23
88 B01842 BOCOM INTERNATIONAL SECURITIES LTD 2,682,770 -20,000 0.07 -0.00 2009-10-23
89 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 4,602,460 -29,000 0.11 -0.00 2009-10-23
90 B01825 GUOYUAN SECURITIES BROKERAGE (HONG KONG) 322,000 -40,000 0.01 -0.00 2009-10-23
91 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 6,101,429 -43,000 0.15 -0.00 2009-10-23
92 B01345 PHILLIP SECURITIES (HONG KONG) LTD 9,340,548 -44,000 0.23 -0.00 2009-10-23
93 B01610 KGI ASIA LTD 2,588,000 -47,000 0.06 -0.00 2009-10-23
94 B01224 MERRILL LYNCH FAR EAST LTD 6,323,938 -63,070 0.15 -0.00 2009-10-23
95 B01089 HSBC BROKING SECURITIES (HONG KONG) LTD 22,951,200 -67,000 0.56 -0.00 2009-10-23
96 B01119 CELESTIAL SECURITIES LTD 972,000 -73,000 0.02 -0.00 2009-10-23
97 B01130 BOCI SECURITIES LTD 15,565,145 -93,000 0.38 -0.00 2009-10-23
98 B01353 UOB KAY HIAN (HONG KONG) LTD 9,555,060 -98,000 0.23 -0.00 2009-10-23
99 B01737 DAIWA CAPITAL MARKETS TRADING HONG KONG 3,336,082 -100,000 0.08 -0.00 2009-10-23
100 B01121 SG SECURITIES (HK) LTD 30,878,500 -102,000 0.75 -0.00 2009-10-23
101 B01555 ABN AMRO CLEARING HONG KONG LTD 1,762,339 -216,000 0.04 -0.01 2009-10-23
102 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 2,199,000 -475,000 0.05 -0.01 2009-10-23
103 C00010 CITIBANK N.A. 468,665,158 -1,863,000 11.41 -0.05 2009-10-23
104 C00033 BANK OF CHINA (HONG KONG) LTD 143,292,794 -2,032,000 3.49 -0.05 2009-10-23
105 B01299 BNP PARIBAS SECURITIES (ASIA) LTD 88,797,364 -3,896,000 2.16 -0.09 2009-10-23
105 Total changed named holdings 3,712,913,746 9,998,000 90.41 0.24
309 Unchanged named holdings 212,355,251 0 5.17 0.00
414 Total named holdings 3,925,268,997 9,998,000 95.58 0.00
378 Unnamed Investor Participants 156,293,852 -10,010,000 3.81 -0.24
792 Total securities in CCASS 4,081,562,849 -12,000 99.39 -0.00
Securities not in CCASS 25,100,151 12,000 0.61 0.00
Issued securities 4,106,663,000 0 100.00 0.00 2009-09-30

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2009-10-21
Volume26,782,668
Turnover288,213,468
Average price10.761

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