SINO-OCEAN GROUP HOLDING LIMITED

Exchange Code Listed Last trade Delisted
HK Main 03377  2007-09-28    
Stock code:
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CCASS holding changes from 2008-11-06 to 2008-11-07

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 B01161 UBS SECURITIES HONG KONG LTD 43,363,158 6,697,500 0.97 0.15 2008-11-07
2 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 360,619,402 4,770,100 8.06 0.11 2008-11-07
3 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 220,964,240 2,739,000 4.94 0.06 2008-11-07
4 C00010 CITIBANK N.A. 180,094,986 2,031,500 4.03 0.05 2008-11-07
5 B01490 HSBC SECURITIES BROKERS (ASIA) LTD 55,919,000 1,218,000 1.25 0.03 2008-11-07
6 B01137 CHOW SANG SANG SECURITIES LTD 2,765,500 1,135,000 0.06 0.03 2008-11-07
7 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 29,123,983 1,086,000 0.65 0.02 2008-11-07
8 B01748 COL SECURITIES (HK) LTD 700,000 630,000 0.02 0.01 2008-11-07
9 B01272 FB SECURITIES (HONG KONG) LTD 1,805,500 536,000 0.04 0.01 2008-11-07
10 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 7,009,500 521,000 0.16 0.01 2008-11-07
11 B01673 FULBRIGHT SECURITIES LTD 1,269,000 440,500 0.03 0.01 2008-11-07
12 B01740 WIN SECURITIES LTD 1,074,000 400,000 0.02 0.01 2008-11-07
13 B01119 CELESTIAL SECURITIES LTD 3,389,000 253,000 0.08 0.01 2008-11-07
14 B01253 STOCKWELL SECURITIES LTD 328,500 227,000 0.01 0.01 2008-11-07
15 B01575 MASTER TRADEMORE SECURITIES LTD 367,000 222,000 0.01 0.00 2008-11-07
16 B01686 FIRST SHANGHAI SECURITIES LTD 4,568,500 155,000 0.10 0.00 2008-11-07
17 B01355 CHINA EVERBRIGHT SECURITIES (HK) LTD 2,019,500 136,000 0.05 0.00 2008-11-07
18 B01410 WINGS SECURITIES (HK) LTD 165,500 120,000 0.00 0.00 2008-11-07
19 B01310 TUNG TAK SECURITIES (H.K.) CO LTD 141,500 100,000 0.00 0.00 2008-11-07
20 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 12,116,000 84,000 0.27 0.00 2008-11-07
21 C00074 DEUTSCHE BANK AG 41,852,000 80,000 0.94 0.00 2008-11-07
22 B01298 GET NICE SECURITIES LTD 1,690,500 78,000 0.04 0.00 2008-11-07
23 B01454 HAO TIAN INTERNATIONAL SECURITIES LTD 301,500 50,000 0.01 0.00 2008-11-07
24 B01694 MINERVA HOLDING FINANCIAL SECURITIES LTD 98,000 50,000 0.00 0.00 2008-11-07
25 B01843 TELECOM KING SECURITIES LTD 32,000 21,000 0.00 0.00 2008-11-07
26 B01606 EWARTON SECURITIES LTD 76,000 20,000 0.00 0.00 2008-11-07
27 B01247 KWAI HUNG SECURITIES CO LTD 280,500 15,000 0.01 0.00 2008-11-07
28 B01564 ABCI SECURITIES CO LTD 831,000 12,000 0.02 0.00 2008-11-07
29 B01501 GOLDRIDE SECURITIES LTD 38,000 10,000 0.00 0.00 2008-11-07
30 B01514 KARL-THOMSON SECURITIES CO LTD 257,000 10,000 0.01 0.00 2008-11-07
31 B01133 RBC INVESTMENT SERVICES (ASIA) LTD 1,506,000 8,500 0.03 0.00 2008-11-07
32 B01778 UNITED WORLD ONLINE LTD 678,000 7,500 0.02 0.00 2008-11-07
33 B01462 MANGO FINANCIAL LTD 287,500 5,000 0.01 0.00 2008-11-07
34 B01404 HONG KONG STOCK LINK SECURITIES LTD 33,500 4,000 0.00 0.00 2008-11-07
35 B01638 KILMOREY SECURITIES LTD 168,000 3,000 0.00 0.00 2008-11-07
36 B01166 KING FOOK SECURITIES CO LTD 241,500 2,000 0.01 0.00 2008-11-07
37 B01224 MERRILL LYNCH FAR EAST LTD 6,700,950 1,450 0.15 0.00 2008-11-07
38 B01375 AVEREST CAPITAL LTD 17,500 -500 0.00 -0.00 2008-11-07
39 B01460 BERICH BROKERAGE LTD 179,000 -500 0.00 -0.00 2008-11-07
40 C00018 HANG SENG BANK LTD 3,676,000 -500 0.08 -0.00 2008-11-07
41 B01127 REORIENT FINANCIAL MARKETS LTD 204,500 -500 0.00 -0.00 2008-11-07
42 B01519 GOOD HARVEST SECURITIES CO LTD 46,000 -1,000 0.00 -0.00 2008-11-07
43 B01724 RAMON INVESTMENT CO LTD 39,500 -1,500 0.00 -0.00 2008-11-07
44 B01806 CHINA GATHER WEALTH FINANCIAL CO LTD 28,500 -2,000 0.00 -0.00 2008-11-07
45 B01415 TARZAN STOCK & SHARES LTD 98,000 -2,000 0.00 -0.00 2008-11-07
46 B01674 HONGKONG BAY SECURITIES LTD 51,500 -4,000 0.00 -0.00 2008-11-07
47 B01666 GLORY SUN SECURITIES LTD 236,000 -5,000 0.01 -0.00 2008-11-07
48 B01789 HO FUNG SHARES INVESTMENT LTD 81,510 -5,000 0.00 -0.00 2008-11-07
49 B01779 LEE'S SECURITIES CO LTD (IN LIQUIDATION) 117,000 -5,000 0.00 -0.00 2008-11-07
50 B01275 SANFULL SECURITIES LTD 231,500 -5,000 0.01 -0.00 2008-11-07
51 B01780 TUNG SHUN SECURITIES LTD 36,000 -5,000 0.00 -0.00 2008-11-07
52 B01590 INTERACTIVE BROKERS HONG KONG LTD 177,500 -6,000 0.00 -0.00 2008-11-07
53 B01588 LEI SHING HONG SECURITIES LTD 104,000 -6,000 0.00 -0.00 2008-11-07
54 B01684 WANG ON SECURITIES LTD 82,000 -6,000 0.00 -0.00 2008-11-07
55 B01543 KWONG FAT HONG (SECURITIES) LTD 58,500 -8,000 0.00 -0.00 2008-11-07
56 B01563 XINKONG INTERNATIONAL SECURITIES LTD 552,500 -9,000 0.01 -0.00 2008-11-07
57 B01523 EVER-LONG SECURITIES CO LTD 50,000 -10,000 0.00 -0.00 2008-11-07
58 B01660 GRANSING SECURITIES CO., LIMITED 486,500 -10,000 0.01 -0.00 2008-11-07
59 B01550 HUAYU SECURITIES LTD 19,500 -10,000 0.00 -0.00 2008-11-07
60 B01469 KAISER SECURITIES LTD 135,000 -10,000 0.00 -0.00 2008-11-07
61 B01340 LEHIN SECURITIES LTD 134,518 -10,000 0.00 -0.00 2008-11-07
62 B01769 ONE CHINA SECURITIES LTD 126,190 -10,000 0.00 -0.00 2008-11-07
63 B01198 PO KAY SECURITIES & SHARES CO LTD 266,500 -10,000 0.01 -0.00 2008-11-07
64 B01788 SUNRISE SECURITIES LTD 78,500 -10,000 0.00 -0.00 2008-11-07
65 B01511 TAT LEE SECURITIES CO LTD 428,500 -10,000 0.01 -0.00 2008-11-07
66 B01600 THOMAS GLOBAL FINANCIAL SERVICES LTD 1,500 -10,000 0.00 -0.00 2008-11-07
67 B01427 TSE'S SECURITIES LTD 199,500 -10,000 0.00 -0.00 2008-11-07
68 B01220 WING ON CHEONG SECURITIES CO LTD 97,500 -10,000 0.00 -0.00 2008-11-07
69 B01754 ASIA PACIFIC SECURITIES LTD 38,000 -10,500 0.00 -0.00 2008-11-07
70 B01599 POLARIS SECURITIES (HONG KONG) LTD 397,500 -10,500 0.01 -0.00 2008-11-07
71 B01649 CINDA INTERNATIONAL SECURITIES LTD 606,500 -11,000 0.01 -0.00 2008-11-07
72 B01181 FOSUN INTERNATIONAL SECURITIES LTD 205,000 -12,000 0.00 -0.00 2008-11-07
73 B01455 NATIONAL RESOURCES SECURITIES LTD 105,000 -12,000 0.00 -0.00 2008-11-07
74 B01356 DELTA ASIA SECURITIES LTD 166,000 -12,500 0.00 -0.00 2008-11-07
75 B01765 PROMISING SECURITIES CO LTD 82,500 -14,000 0.00 -0.00 2008-11-07
76 C00036 CHINA CONSTRUCTION BANK (ASIA) 545,500 -15,000 0.01 -0.00 2008-11-07
77 B01324 FUNDERSTONE SECURITIES LTD 839,500 -16,000 0.02 -0.00 2008-11-07
78 B01430 CITIGROUP GLOBAL MARKETS ASIA LTD 0 -17,000 -0.00 2008-11-07
79 C00015 DBS BANK (HONG KONG) LTD 2,847,000 -17,000 0.06 -0.00 2008-11-07
80 B01743 CEPA ALLIANCE SECURITIES LTD 81,500 -18,000 0.00 -0.00 2008-11-07
81 B01483 BULLISH SECURITIES LTD 148,000 -19,000 0.00 -0.00 2008-11-07
82 B01722 CTW SECURITIES LTD 25,000 -20,000 0.00 -0.00 2008-11-07
83 B01771 CVP SECURITIES LTD (IN LIQUIDATION) 99,500 -20,000 0.00 -0.00 2008-11-07
84 B01450 DL BROKERAGE LTD 189,000 -20,000 0.00 -0.00 2008-11-07
85 B01633 ENLIGHTEN SECURITIES LTD 36,500 -20,000 0.00 -0.00 2008-11-07
86 B01745 GUOCHUANG SECURITIES FINANCIAL HOLDING 47,500 -20,000 0.00 -0.00 2008-11-07
87 B01661 HERMES SECURITIES LTD 14,500 -20,000 0.00 -0.00 2008-11-07
88 B01752 HOI SANG SECURITIES LTD 167,500 -20,000 0.00 -0.00 2008-11-07
89 B01260 LAMTEX SECURITIES LTD 383,000 -20,000 0.01 -0.00 2008-11-07
90 B01698 LUEN SING SECURITIES LTD 38,500 -20,000 0.00 -0.00 2008-11-07
91 B01715 PRESIDENT SECURITIES (HONG KONG) LTD 432,000 -20,000 0.01 -0.00 2008-11-07
92 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 57,000 -21,500 0.00 -0.00 2008-11-07
93 B01267 WINFULL SECURITIES LTD 248,000 -28,000 0.01 -0.00 2008-11-07
94 B01477 FT SECURITIES LTD 433,000 -30,000 0.01 -0.00 2008-11-07
95 B01230 GAOYU SECURITIES LIMITED 108,000 -30,000 0.00 -0.00 2008-11-07
96 B01818 I-ACCESS INVESTORS LTD 20,000 -30,000 0.00 -0.00 2008-11-07
97 B01362 JOSPA INVESTMENT CO LTD 395,000 -30,000 0.01 -0.00 2008-11-07
98 B01566 K.K.M. SECURITIES LTD 12,500 -30,000 0.00 -0.00 2008-11-07
99 B01320 LUEN FAT SECURITIES CO LTD 182,500 -30,000 0.00 -0.00 2008-11-07
100 B01421 ONEPLATFORM SECURITIES LTD 287,000 -34,000 0.01 -0.00 2008-11-07
101 B01700 REALINK FINANCIAL TRADE LTD 247,500 -39,500 0.01 -0.00 2008-11-07
102 B01383 RICH PLEASURE SECURITIES LTD 388,500 -40,000 0.01 -0.00 2008-11-07
103 B01438 KINGSTON SECURITIES LTD 511,000 -42,000 0.01 -0.00 2008-11-07
104 B01579 APRICOT CAPITAL (HONG KONG) LTD 122,500 -50,000 0.00 -0.00 2008-11-07
105 B01714 HEAD & SHOULDERS SECURITIES LTD 356,500 -50,000 0.01 -0.00 2008-11-07
106 B01443 YING WAH SECURITIES CO LTD 138,500 -50,000 0.00 -0.00 2008-11-07
107 B01646 TAI NING STOCK CO LTD 138,000 -55,000 0.00 -0.00 2008-11-07
108 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 4,485,000 -59,000 0.10 -0.00 2008-11-07
109 B01271 HANG TAI SECURITIES LTD 109,500 -60,000 0.00 -0.00 2008-11-07
110 B01217 TAIPING SECURITIES (HK) CO LTD 755,000 -60,000 0.02 -0.00 2008-11-07
111 B01685 ARK SECURITIES (HONG KONG) LTD 220,000 -70,000 0.00 -0.00 2008-11-07
112 B01407 WIN WONG SECURITIES LTD 205,500 -70,000 0.00 -0.00 2008-11-07
113 B01695 DAH SING SECURITIES LTD 1,051,500 -80,000 0.02 -0.00 2008-11-07
114 B01584 CHIEF SECURITIES LTD 2,362,000 -92,000 0.05 -0.00 2008-11-07
115 B01831 NERICO BROTHERS LTD 42,500 -100,000 0.00 -0.00 2008-11-07
116 B01209 MASON SECURITIES LTD 632,500 -108,000 0.01 -0.00 2008-11-07
117 C00048 CHIYU BANKING CORPORATION LTD 4,395,500 -109,000 0.10 -0.00 2008-11-07
118 B01152 YU ON SECURITIES CO LTD 82,000 -110,000 0.00 -0.00 2008-11-07
119 B01842 BOCOM INTERNATIONAL SECURITIES LTD 24,610,500 -111,000 0.55 -0.00 2008-11-07
120 B01184 QUAM SECURITIES LTD 1,534,500 -120,000 0.03 -0.00 2008-11-07
121 C00003 THE BANK OF EAST ASIA LTD 4,655,700 -120,000 0.10 -0.00 2008-11-07
122 B01373 CHRISTFUND SECURITIES LTD 1,230,500 -130,000 0.03 -0.00 2008-11-07
123 C00065 HSBC PRIVATE BANK (SUISSE) SA 18,143,000 -130,000 0.41 -0.00 2008-11-07
124 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 13,700,500 -133,000 0.31 -0.00 2008-11-07
125 B01423 PRUDENTIAL BROKERAGE LTD 1,215,000 -134,000 0.03 -0.00 2008-11-07
126 B01183 CHONG HING SECURITIES LTD 4,653,000 -140,500 0.10 -0.00 2008-11-07
127 B01169 PUBLIC FINANCIAL SECURITIES LTD 559,500 -150,000 0.01 -0.00 2008-11-07
128 B01118 EAST ASIA SECURITIES CO LTD 7,238,000 -165,500 0.16 -0.00 2008-11-07
129 B01289 SOUTH CHINA SECURITIES LTD 693,500 -197,000 0.02 -0.00 2008-11-07
130 B01252 CORPORATE BROKERS LTD 501,000 -205,500 0.01 -0.00 2008-11-07
131 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 6,944,000 -216,500 0.16 -0.00 2008-11-07
132 B01762 DBS VICKERS (HONG KONG) LTD 8,330,000 -245,000 0.19 -0.01 2008-11-07
133 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 1,560,000 -251,500 0.03 -0.01 2008-11-07
134 B01353 UOB KAY HIAN (HONG KONG) LTD 4,148,500 -262,500 0.09 -0.01 2008-11-07
135 B01345 PHILLIP SECURITIES (HONG KONG) LTD 6,348,000 -276,500 0.14 -0.01 2008-11-07
136 B01716 ORIENT SECURITIES LTD 1,311,000 -300,000 0.03 -0.01 2008-11-07
137 C00028 NANYANG COMMERCIAL BANK LTD 6,663,500 -313,000 0.15 -0.01 2008-11-07
138 B01727 ICBC (ASIA) SECURITIES LTD 3,678,500 -349,000 0.08 -0.01 2008-11-07
139 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 1,158,500 -351,000 0.03 -0.01 2008-11-07
140 B01785 PARTNERS CAPITAL SECURITIES LTD 101,000 -377,500 0.00 -0.01 2008-11-07
141 B01338 EMPEROR SECURITIES LTD 304,500 -392,000 0.01 -0.01 2008-11-07
142 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 29,325,000 -399,000 0.66 -0.01 2008-11-07
143 C00037 SHANGHAI COMMERCIAL BANK LTD 12,798,000 -400,000 0.29 -0.01 2008-11-07
144 B01416 VC BROKERAGE LTD 3,135,000 -581,000 0.07 -0.01 2008-11-07
145 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 4,105,000 -644,000 0.09 -0.01 2008-11-07
146 B01610 KGI ASIA LTD 6,514,000 -878,000 0.15 -0.02 2008-11-07
147 B01130 BOCI SECURITIES LTD 113,111,500 -953,000 2.53 -0.02 2008-11-07
148 B01284 HANG SENG SECURITIES LTD 50,390,300 -1,004,500 1.13 -0.02 2008-11-07
149 B01264 MIB SECURITIES (HONG KONG) LTD 1,004,000 -1,078,000 0.02 -0.02 2008-11-07
150 B01086 EVERBRIGHT SECURITIES INVESTMENT 21,007,500 -1,517,500 0.47 -0.03 2008-11-07
151 B01545 TUNG SHING SECURITIES (BROKERS) LTD 2,907,500 -1,593,000 0.07 -0.04 2008-11-07
152 B01089 HSBC BROKING SECURITIES (HONG KONG) LTD 38,772,600 -1,788,000 0.87 -0.04 2008-11-07
153 C00033 BANK OF CHINA (HONG KONG) LTD 79,600,500 -2,348,000 1.78 -0.05 2008-11-07
154 C00019 THE HONGKONG AND SHANGHAI BANKING 1,239,797,748 -3,510,550 27.72 -0.08 2008-11-07
154 Total changed named holdings 2,738,148,785 28,500 61.23 0.00
254 Unchanged named holdings 143,038,715 0 3.20 0.00
408 Total named holdings 2,881,187,500 28,500 64.43 0.00
438 Unnamed Investor Participants 5,801,000 -6,000 0.13 -0.00
846 Total securities in CCASS 2,886,988,500 22,500 64.56 0.00
Securities not in CCASS 1,584,998,500 -22,500 35.44 -0.00
Issued securities 4,471,987,000 0 100.00 0.00 2008-10-31

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2008-11-05
Volume59,166,000
Turnover135,564,175
Average price2.291

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