SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Caitong International Asset Management Co., Limited | RO | Dealing in securities | 2024-05-29 | |
| 2 | CAITONG INTERNATIONAL CAPITAL CO., LIMITED | RO | Dealing in securities | 2024-05-29 | |
| 3 | CAITONG INTERNATIONAL SECURITIES CO., LIMITED | RO | Advising on securities | 2024-02-01 | |
| 4 | RO | Dealing in securities | 2024-02-01 |
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