SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

Organisation Role Activity From Until
1 Caitong International Asset Management Co., Limited Rep Asset management 2024-06-19
2 CAITONG INTERNATIONAL SECURITIES CO., LIMITED RO Advising on securities 2024-08-22
3 RO Dealing in securities 2024-08-22

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