SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED
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SFC roles
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| Row | Director | Position | From | Until |
|---|---|---|---|---|
| 1 | Au, Chi Ming | RepRepresentative | 2008-08-26 | 2009-09-10 |
| 2 | Chan, Chi Shing (SFC:ABE696) | RepRepresentative | 2006-09-28 | 2006-12-01 |
| 3 | Chan, Fung Chu | RepRepresentative | 2007-08-20 | 2010-01-11 |
| 4 | Chan, Ka Kit (SFC:ATS061) | RepRepresentative | 2009-09-11 | 2012-07-27 |
| 5 | Chan, Lai Yin (SFC:ACC427) | RepRepresentative | 2006-03-20 | 2009-04-01 |
| 6 | Chan, Lap Chung (SFC:AIJ099) | Resp OffResponsible Officer | 2008-12-18 | 2011-04-07 |
| 7 | Chan, Lee Yeung | Resp OffResponsible Officer | None | 2016-04-30 |
| 8 | Chan, Percy Pak Hin | RepRepresentative | 2006-10-17 | 2007-02-17 |
| 9 | Chan, Sai Yuen (SFC:BEM794) | RepRepresentative | 2017-11-09 | 2018-08-31 |
| 10 | Chan, Wing Yin (SFC:AJG655) | RepRepresentative | 2003-11-21 | 2005-03-02 |
| 11 | Cheng, Chor Ki | RepRepresentative | 2003-06-24 | 2005-03-14 |
| 12 | Chen, Zhenhong (SFC:BRQ147) | RepRepresentative | 2021-09-08 | 2022-05-20 |
| 13 | Cheung, Felix Cheuk Leung | RepRepresentative | 2004-03-24 | 2004-04-29 |
| 14 | Cheung, Kevin Ka Ho | RepRepresentative | 2007-02-12 | 2007-07-27 |
| 15 | Cheung, Vancy Wai Ching | RepRepresentative | 2007-08-23 | 2008-07-13 |
| 16 | Cheung, Wai Yin (SFC:AGY675) | RepRepresentative | 2016-01-08 | 2016-03-23 |
| 17 | Cheung, Wai Yin (SFC:AGY675) | Resp OffResponsible Officer | 2016-03-23 | 2019-10-16 |
| 18 | Chin, Chi Kui | RepRepresentative | 2010-05-05 | 2011-07-01 |
| 19 | Ching, Yung Fai | RepRepresentative | 2015-02-16 | 2015-12-31 |
| 20 | Choi, Pok Man | RepRepresentative | 2014-01-06 | 2014-11-19 |
| 21 | Choi, Sheung Hang | RepRepresentative | 2010-03-02 | 2011-05-18 |
| 22 | Chong, Ching | RepRepresentative | 2013-12-12 | 2020-01-18 |
| 23 | Chow, Eric Wai Tat | Resp OffResponsible Officer | 2003-11-04 | 2004-06-27 |
| 24 | Chow, Ronny Wai Man | RepRepresentative | 2011-07-06 | 2011-11-10 |
| 25 | Chow, Yin Shan | RepRepresentative | 2003-10-17 | 2013-07-01 |
| 26 | Choy, Chak Wai | RepRepresentative | 2007-03-09 | 2008-10-21 |
| 27 | Chua, Tsz Lan | RepRepresentative | 2009-09-30 | 2009-12-15 |
| 28 | Chua, Tsz Lan | Resp OffResponsible Officer | 2009-12-15 | 2010-08-13 |
| 29 | Chui, Man Nga | RepRepresentative | 2009-05-06 | 2012-01-02 |
| 30 | Chung, Sandy Lai Sze | RepRepresentative | None | 2006-08-14 |
| 31 | Chu, Wai Chau | RepRepresentative | 2007-01-10 | 2007-02-07 |
| 32 | Fan, Suet Heung Fanny | RepRepresentative | 2010-03-04 | 2011-01-27 |
| 33 | Feng, Yibiao | RepRepresentative | 2017-06-08 | 2019-11-11 |
| 34 | Fung, Hoi | RepRepresentative | 2005-06-29 | 2006-01-16 |
| 35 | Fung, Kin Wing (SFC:ANY399) | RepRepresentative | 2006-09-18 | 2007-05-13 |
| 36 | Fung, Sze Lung | RepRepresentative | 2021-07-28 | 2022-07-20 |
| 37 | Fung, Sze Yu | RepRepresentative | 2014-03-12 | 2020-09-03 |
| 38 | Fung, Sze Yu | Resp OffResponsible Officer | 2020-09-03 | 2022-12-23 |
| 39 | Fu, Wan Hin | Resp OffResponsible Officer | 2024-12-31 | 2025-02-12 |
| 40 | Ho, Vivien Wai Wan | RepRepresentative | 2009-12-14 | 2010-07-03 |
| 41 | Ip, Pui Lan | RepRepresentative | 2003-09-24 | 2005-05-20 |
| 42 | Kam, Dickson Chun Wah | RepRepresentative | 2006-03-20 | 2007-01-08 |
| 43 | Koo, Kit Yi | RepRepresentative | 2007-02-06 | 2007-03-02 |
| 44 | Koo, Kit Yi | RepRepresentative | 2007-09-05 | 2008-01-14 |
| 45 | Kung, Wai Ting | RepRepresentative | 2016-07-26 | 2016-09-29 |
| 46 | Kung, Wai Ting | Resp OffResponsible Officer | 2016-09-29 | 2019-03-14 |
| 47 | Kwok, Ka Yiu (SFC:AFG950) | RepRepresentative | 2005-04-18 | 2009-08-03 |
| 48 | Kwok, Shiu Man | Resp OffResponsible Officer | 2012-05-29 | 2012-10-22 |
| 49 | Kwok, Stephen Chee King | RepRepresentative | 2003-10-23 | 2005-03-14 |
| 50 | Kwok, Tsz Chung | RepRepresentative | 2009-12-30 | 2010-06-18 |
| 51 | Lai, Chun Wing (SFC:ANA177) | RepRepresentative | 2009-03-02 | 2009-08-20 |
| 52 | Lai, Yu Ling | RepRepresentative | 2007-01-29 | 2007-03-02 |
| 53 | Lam, Dennis Che Chung | Resp OffResponsible Officer | 2008-12-18 | 2012-08-09 |
| 54 | Lam, Mandy Choi Ying | RepRepresentative | 2004-04-30 | 2009-02-01 |
| 55 | Lam, Sheung Lai | RepRepresentative | 2007-09-24 | 2007-11-08 |
| 56 | Lau, Elaine Yim Ling | RepRepresentative | 2008-01-23 | 2018-09-04 |
| 57 | Lau, Ka Fung Adrian | RepRepresentative | 2016-05-19 | 2017-05-20 |
| 58 | Lau, Richard Kwok Kuen | RepRepresentative | 2006-12-20 | 2007-03-14 |
| 59 | Lau, Sze Ming | RepRepresentative | None | 2004-09-21 |
| 60 | Lee, Chi Wing (SFC:AOI909) | RepRepresentative | 2006-12-20 | 2007-08-06 |
| 61 | Lee, Hung Kwong | RepRepresentative | 2007-03-21 | 2008-06-01 |
| 62 | Lee, Kwok Wan (SFC:AZL662) | RepRepresentative | 2013-01-10 | 2013-12-31 |
| 63 | Lee, Peter Ching Wah | RepRepresentative | 2003-07-16 | 2003-09-08 |
| 64 | Lee, Po Chu (SFC:ATD387) | RepRepresentative | 2009-08-10 | 2011-05-09 |
| 65 | Lee, Tat Yuen | RepRepresentative | 2004-05-31 | 2006-01-04 |
| 66 | Lee, Wai Yip (SFC:AGJ482) | RepRepresentative | 2006-06-09 | 2007-01-30 |
| 67 | Lee, Yeuk Yu Ross | RepRepresentative | 2012-05-29 | 2013-01-12 |
| 68 | Lee, Yiu Keung (SFC:AGO806) | RepRepresentative | 2020-07-28 | 2022-08-20 |
| 69 | Leung, Hang Tung | RepRepresentative | 2023-10-25 | 2024-12-31 |
| 70 | Liang, Hao (SFC:ATN174) | RepRepresentative | 2016-05-24 | 2018-07-20 |
| 71 | Liang, Hao (SFC:ATN174) | Resp OffResponsible Officer | 2018-07-20 | 2022-07-21 |
| 72 | Li, Hon Wai Anthony | RepRepresentative | 2010-06-17 | 2013-09-26 |
| 73 | Lin, Ben Peng | RepRepresentative | 2011-12-19 | 2012-06-29 |
| 74 | Lin, Ben Peng | Resp OffResponsible Officer | 2012-06-29 | 2017-04-09 |
| 75 | Li, Shing | RepRepresentative | 2004-07-14 | 2004-11-10 |
| 76 | Liu, Ka Po (SFC:AOM985) | RepRepresentative | 2007-02-03 | 2007-12-29 |
| 77 | Liu, Xiaoquan | RepRepresentative | 2016-10-04 | 2017-08-20 |
| 78 | Lok, Sam Wan Wai | RepRepresentative | 2011-08-16 | 2011-12-15 |
| 79 | Long, Jieling | Resp OffResponsible Officer | 2022-07-27 | 2023-11-13 |
| 80 | Ma, Chengjunyi | RepRepresentative | 2021-04-27 | 2021-07-19 |
| 81 | Ma, Chengjunyi | Resp OffResponsible Officer | 2021-07-19 | 2022-07-01 |
| 82 | Ma, Chin Man | RepRepresentative | 2007-01-09 | 2007-01-19 |
| 83 | Ma, Cho Hong | RepRepresentative | 2006-03-27 | 2007-02-09 |
| 84 | Mok, Kit Ling | RepRepresentative | 2005-04-13 | 2006-08-07 |
| 85 | Ng, Burgess Hon Ki | RepRepresentative | 2007-12-05 | 2007-12-20 |
| 86 | Ng, Burgess Hon Ki | Resp OffResponsible Officer | 2007-12-20 | 2009-01-22 |
| 87 | Ng, Sing Hing | RepRepresentative | 2010-01-18 | 2018-06-01 |
| 88 | Nip, Yiu Chuen | Resp OffResponsible Officer | 2011-08-01 | 2021-01-25 |
| 89 | Niu, Xiao | RepRepresentative | 2017-06-08 | 2020-12-28 |
| 90 | Pang, Ching Lok | RepRepresentative | 2003-04-16 | 2003-07-17 |
| 91 | Pan, Wenang | RepRepresentative | 2017-11-09 | 2020-07-28 |
| 92 | Pao, Lik | RepRepresentative | 2007-12-20 | 2009-03-18 |
| 93 | Pao, Lik | Resp OffResponsible Officer | 2009-03-18 | 2016-03-21 |
| 94 | Poon, Chi Wai (SFC:AGG750) | RepRepresentative | None | 2004-05-02 |
| 95 | Poon, Lung Sang | RepRepresentative | 2004-02-09 | 2004-05-03 |
| 96 | Poon, Mung Yu | Resp OffResponsible Officer | 2010-10-05 | 2011-08-01 |
| 97 | Pun, Hau Wai | RepRepresentative | 2006-03-23 | 2006-06-14 |
| 98 | Pun, Tit Shan | Resp OffResponsible Officer | 2004-09-21 | 2008-01-01 |
| 99 | Siu, William Wai Wai | RepRepresentative | 2012-02-03 | 2012-07-10 |
| 100 | Sung, Yuk Yin | RepRepresentative | 2009-12-21 | 2010-05-19 |
| 101 | Sun, Hui (SFC:BFW664) | RepRepresentative | 2017-07-03 | 2021-10-31 |
| 102 | Sze, Ray Chun Wai | RepRepresentative | 2010-12-21 | 2011-08-23 |
| 103 | Takei, Akio (SFC:ACR988) | RepRepresentative | 2012-11-01 | 2015-06-30 |
| 104 | Tam, Hin Fai | RepRepresentative | 2006-11-03 | 2007-01-03 |
| 105 | Tam, Ho Kei | RepRepresentative | 2015-03-09 | 2016-02-02 |
| 106 | Tam, Howard King Ho | Resp OffResponsible Officer | 2012-09-14 | 2014-02-26 |
| 107 | Tam, Kin San | RepRepresentative | 2004-07-28 | 2006-07-13 |
| 108 | Tang, Andrew Ping Sum | Resp OffResponsible Officer | 2009-03-20 | 2009-06-12 |
| 109 | Tang, Davina Tak-wai | Resp OffResponsible Officer | 2012-07-20 | 2012-10-18 |
| 110 | Tong, Johnson Shing | RepRepresentative | 2007-01-16 | 2007-07-16 |
| 111 | Tong, Johnson Shing | RepRepresentative | 2007-12-12 | 2009-01-20 |
| 112 | Tong, Johnson Shing | RepRepresentative | 2013-12-30 | 2020-09-03 |
| 113 | Tong, Johnson Shing | Resp OffResponsible Officer | 2020-09-03 | None |
| 114 | Tsang, Chi Yuen (SFC:BLH606) | RepRepresentative | 2017-10-26 | 2019-06-30 |
| 115 | Tsang, Long | RepRepresentative | 2009-10-09 | 2010-06-18 |
| 116 | Tse, Ka Chun (SFC:AJG653) | RepRepresentative | 2003-11-21 | 2003-12-22 |
| 117 | Tsoi, Yuen Hoi | RepRepresentative | 2003-12-18 | 2005-02-04 |
| 118 | Tsui, Ching Wan | RepRepresentative | 2007-07-12 | 2008-02-02 |
| 119 | Tsui, Randy | Resp OffResponsible Officer | 2023-05-05 | 2025-03-05 |
| 120 | Wang, Huangji | Resp OffResponsible Officer | 2022-07-20 | 2023-05-22 |
| 121 | Wan, Sau Yi | RepRepresentative | 2023-10-25 | 2023-11-03 |
| 122 | Wan, Sau Yi | Resp OffResponsible Officer | 2023-11-03 | 2025-01-25 |
| 123 | Wong, Chi Ling (SFC:ACG593) | Resp OffResponsible Officer | 2025-07-11 | 2025-10-01 |
| 124 | Wong, Ho Chuen (SFC:ARO917) | RepRepresentative | 2010-01-18 | 2011-03-01 |
| 125 | Wong, Ivis Long Sau | RepRepresentative | 2009-09-21 | 2011-01-28 |
| 126 | Wong, Jackson Chi Yeung | RepRepresentative | 2013-09-17 | 2014-08-31 |
| 127 | Wong, Kenneth Chin Pang | RepRepresentative | 2003-06-24 | 2005-03-14 |
| 128 | Wong, Yee Hing (SFC:AAF918) | Resp OffResponsible Officer | 2006-02-24 | 2006-06-01 |
| 129 | Xiong, Ying (SFC:BFX045) | RepRepresentative | 2016-05-24 | 2017-10-14 |
| 130 | Xu, Yachuan | RepRepresentative | 2016-05-24 | 2019-06-06 |
| 131 | Yeung, Ching (SFC:ALW845) | RepRepresentative | 2005-04-21 | 2011-12-30 |
| 132 | Yeung, Flora Fung Yee | RepRepresentative | 2013-09-02 | 2022-07-18 |
| 133 | Yeung, Man Choi | RepRepresentative | 2007-01-17 | 2007-01-23 |
| 134 | Ying, Chien Huang | RepRepresentative | 2006-03-24 | 2008-03-06 |
| 135 | Yip, Lai Mei | RepRepresentative | None | 2005-03-14 |
| 136 | Yiu, Kwing Sum | RepRepresentative | 2006-10-12 | 2006-12-01 |
| 137 | Yu, Chunyan (SFC:BPW528) | RepRepresentative | 2020-07-28 | 2021-02-04 |
| 138 | Yue, Wing Man (SFC:AOE779) | RepRepresentative | 2006-11-28 | 2008-02-07 |
| 139 | Yu, Shiu Hang | RepRepresentative | 2009-04-17 | 2009-10-31 |
| 140 | Zhang, Sirui (SFC:BPL914) | RepRepresentative | 2020-03-30 | 2020-12-04 |
| 141 | Zheng, Binbin (SFC:BPU517) | RepRepresentative | 2021-10-05 | 2022-07-30 |
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