CNI Securities Group Limited
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SFC roles
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| Row | Director | Position | From | Until |
|---|---|---|---|---|
| 1 | Bao, Quan | RepRepresentative | 2010-05-10 | 2010-06-24 |
| 2 | Bao, Quan | Resp OffResponsible Officer | 2011-06-28 | None |
| 3 | Chan, Andrew Wai Cheong | RepRepresentative | 2011-04-19 | 2011-07-31 |
| 4 | Chan, Ascar Siu Ling | RepRepresentative | 2010-05-14 | 2012-10-10 |
| 5 | Chan, Ascar Siu Ling | RepRepresentative | 2013-03-12 | 2013-08-19 |
| 6 | Chan, Chun Kin (SFC:AZC678) | RepRepresentative | 2022-11-08 | 2022-12-22 |
| 7 | Chan, Chun Kin (SFC:AZC678) | Resp OffResponsible Officer | 2022-12-22 | 2023-02-03 |
| 8 | Chan, Edwin Kin Bong | RepRepresentative | 2020-06-17 | 2020-11-04 |
| 9 | Chan, Edwin Kin Bong | Resp OffResponsible Officer | 2020-11-04 | 2021-06-11 |
| 10 | Chan, Fan Yi | RepRepresentative | 2015-02-27 | 2016-01-06 |
| 11 | Chan, Ka Kui (SFC:BBR128) | RepRepresentative | 2013-08-06 | 2017-07-07 |
| 12 | Chan, Lui | RepRepresentative | 2010-12-22 | 2011-09-15 |
| 13 | Chan, Lui | RepRepresentative | 2012-05-02 | 2013-03-18 |
| 14 | Chan, Pak Hung (SFC:AYM109) | RepRepresentative | 2011-11-18 | 2012-07-03 |
| 15 | Chan, Raymond Ka Jin | RepRepresentative | 2020-03-17 | 2021-04-16 |
| 16 | Chan, Stephen Wing Bun | RepRepresentative | 2016-10-27 | 2018-04-10 |
| 17 | Chan, Tik | RepRepresentative | 2013-04-02 | 2020-09-01 |
| 18 | Chan, Tsz Hin (SFC:BRI622) | RepRepresentative | 2021-08-16 | 2021-12-09 |
| 19 | Chan, Wai Ping (SFC:ANG599) | RepRepresentative | 2010-08-16 | 2014-02-13 |
| 20 | Chau, Samiel Chung Yin | RepRepresentative | 2021-06-09 | 2021-08-10 |
| 21 | Chau, Samiel Chung Yin | Resp OffResponsible Officer | 2021-08-10 | None |
| 22 | Chen, Chen (SFC:BUG463) | RepRepresentative | 2023-12-28 | None |
| 23 | Chen, Hua (SFC:BSS076) | RepRepresentative | 2023-04-28 | 2025-04-09 |
| 24 | Cheung, Angela On Ki | RepRepresentative | 2019-07-17 | 2020-06-30 |
| 25 | Cheung, Wai Kit (SFC:AES388) | Resp OffResponsible Officer | 2009-12-15 | 2010-10-13 |
| 26 | Cheung, Wai Kit (SFC:AES388) | RepRepresentative | 2010-10-13 | 2011-07-05 |
| 27 | Chin, Vincent (SFC:BSS974) | RepRepresentative | 2023-12-12 | None |
| 28 | Chow, Hugo Ching Hoi | RepRepresentative | 2017-09-06 | 2018-05-10 |
| 29 | Chow, Sik Hong | RepRepresentative | 2017-06-26 | 2020-02-28 |
| 30 | Chow, Simon Chi Wing | RepRepresentative | 2012-04-27 | 2014-10-14 |
| 31 | Chu, Kar Son | RepRepresentative | 2014-05-21 | 2016-10-21 |
| 32 | Fan, Chi Wai | RepRepresentative | 2010-12-02 | 2012-03-09 |
| 33 | Fong, Ting Kwan | RepRepresentative | 2020-10-27 | 2022-12-18 |
| 34 | Fox, Robin Jonathan Gibbs | RepRepresentative | 2020-08-17 | None |
| 35 | Hammond, Michael Edmund | RepRepresentative | 2020-11-06 | 2022-07-15 |
| 36 | Hon, Thomas Wing Hang | RepRepresentative | 2012-02-02 | 2017-02-02 |
| 37 | Huang, John Kwan Shun | RepRepresentative | 2010-11-30 | 2011-08-15 |
| 38 | Huang, Yudong | RepRepresentative | 2023-11-10 | None |
| 39 | Huang, Yu Min (SFC:BBW933) | RepRepresentative | 2013-10-17 | 2016-03-04 |
| 40 | Hui, Yik | RepRepresentative | 2022-12-20 | None |
| 41 | Hung, Kam Chan | RepRepresentative | 2011-11-08 | 2014-10-13 |
| 42 | Huo, Xintong | RepRepresentative | 2015-02-03 | 2015-10-06 |
| 43 | Keung, Kam Chuen | Resp OffResponsible Officer | 2010-09-22 | 2011-04-11 |
| 44 | Koo, Siu Kong | RepRepresentative | 2017-09-26 | None |
| 45 | Kwan, Ching Lai | RepRepresentative | 2017-02-20 | 2017-06-27 |
| 46 | Kwok, Joseph Chun Man | RepRepresentative | 2012-08-17 | 2013-03-12 |
| 47 | Kwong, Henry Yuk Ho | Resp OffResponsible Officer | 2014-05-13 | 2018-06-09 |
| 48 | Lai, Man Wah (SFC:ATX935) | RepRepresentative | 2013-03-08 | 2013-07-12 |
| 49 | Lai, Wai Kwong | RepRepresentative | 2022-07-28 | 2025-08-13 |
| 50 | Lam, Ching Yin (SFC:AOK261) | RepRepresentative | 2010-01-21 | 2010-08-13 |
| 51 | Lam, Hoi Sing (SFC:AUR383) | RepRepresentative | 2010-08-12 | 2016-04-20 |
| 52 | Lam, Kit Wai (SFC:ATW157) | RepRepresentative | 2010-04-13 | 2011-12-14 |
| 53 | Lam, Ngai Ming (SFC:AXO920) | RepRepresentative | 2011-08-15 | 2012-10-09 |
| 54 | Lam, Yee Kit | RepRepresentative | 2011-11-08 | 2012-03-16 |
| 55 | Lau, Diana Siu Lan | RepRepresentative | 2010-11-01 | 2011-12-21 |
| 56 | Lau, Ho Yin (SFC:AXV971) | RepRepresentative | 2012-03-21 | 2013-02-14 |
| 57 | Lau, Ho Yin (SFC:AXV971) | RepRepresentative | 2013-07-09 | 2014-01-20 |
| 58 | Law, Chor Yam | Resp OffResponsible Officer | 2009-12-15 | 2010-09-27 |
| 59 | Law, Spencer Wing Fai | Resp OffResponsible Officer | 2011-03-30 | 2011-07-31 |
| 60 | Lee, Ho Kwan (SFC:ALN808) | RepRepresentative | 2012-01-18 | 2016-05-10 |
| 61 | Lee, Sin Man (SFC:APV763) | RepRepresentative | 2021-04-27 | None |
| 62 | Lee, Siu Ming (SFC:AXI272) | RepRepresentative | 2012-05-31 | 2014-04-16 |
| 63 | Leung, Wing Chiu | RepRepresentative | 2011-05-25 | 2011-09-09 |
| 64 | Leung, Yuk Yip | RepRepresentative | 2011-09-22 | 2013-03-19 |
| 65 | Li, Feiyong | RepRepresentative | 2011-02-01 | 2019-05-31 |
| 66 | Li, Him Tai | RepRepresentative | 2020-02-14 | 2021-05-07 |
| 67 | Li, Ho Fung | RepRepresentative | 2012-07-19 | 2016-04-30 |
| 68 | Li, Ho Fung | RepRepresentative | 2017-10-10 | 2018-07-16 |
| 69 | Li, Ke (SFC:BGM281) | RepRepresentative | 2015-12-10 | 2017-05-15 |
| 70 | Lo, Kam Kong | RepRepresentative | 2010-12-21 | 2013-08-04 |
| 71 | Lo, Yiu Chun | RepRepresentative | 2012-01-06 | 2014-09-08 |
| 72 | Mai, Jiaming | RepRepresentative | 2017-04-07 | 2019-04-15 |
| 73 | Ma, Kwok Chau | RepRepresentative | 2022-07-22 | 2022-10-13 |
| 74 | Ma, Qipeng | RepRepresentative | 2014-03-19 | 2015-04-06 |
| 75 | Mo, Chun Wai (SFC:AXS068) | RepRepresentative | 2011-07-25 | 2011-10-27 |
| 76 | Ngai, Ting Yuen | Resp OffResponsible Officer | 2011-03-09 | 2020-09-04 |
| 77 | Ng, Chun Ho (SFC:AXR024) | RepRepresentative | 2014-09-04 | 2018-01-15 |
| 78 | Ng, Stephen Siu Chun | RepRepresentative | 2011-11-03 | 2014-10-29 |
| 79 | Or, Lee Sa | RepRepresentative | 2020-05-20 | None |
| 80 | Pang, Marvin Wai Yuen | RepRepresentative | 2025-02-24 | None |
| 81 | Pang, Shu Wan | Resp OffResponsible Officer | 2010-09-27 | 2016-10-17 |
| 82 | Pan, Miner | RepRepresentative | 2015-02-03 | 2016-07-15 |
| 83 | Seto, Ming Wai | RepRepresentative | 2011-05-23 | 2011-07-15 |
| 84 | Shi, Wei (SFC:BFP534) | RepRepresentative | 2015-06-30 | 2016-08-18 |
| 85 | Suen, Ho Yi | RepRepresentative | 2013-06-11 | 2015-12-01 |
| 86 | Tam, Ping Yee | RepRepresentative | 2022-12-08 | None |
| 87 | Tse, Chun Wing | RepRepresentative | 2012-01-17 | 2015-07-04 |
| 88 | Tse, Siu Hung (SFC:BOM816) | RepRepresentative | 2019-07-25 | 2020-02-14 |
| 89 | Wakao, Tetsuji | RepRepresentative | 2010-01-21 | 2010-06-24 |
| 90 | Wang, Yan (SFC:AWM002) | RepRepresentative | 2010-12-15 | 2011-03-07 |
| 91 | Wei, Zhiqiang (SFC:AXN293) | RepRepresentative | 2018-06-01 | 2020-07-02 |
| 92 | Wong, Audrey Hoi Yan | RepRepresentative | 2013-12-17 | 2014-05-19 |
| 93 | Wong, Ching Yi (SFC:AWV326) | RepRepresentative | 2013-03-26 | 2013-04-23 |
| 94 | Wong, Eddie Yuen Sut | RepRepresentative | 2012-03-12 | 2012-03-28 |
| 95 | Wong, Hobart | RepRepresentative | 2012-05-14 | 2017-02-02 |
| 96 | Wong, Ka Chun (SFC:AWF569) | RepRepresentative | 2010-11-30 | 2013-07-12 |
| 97 | Wong, Ka Chun (SFC:AWF569) | RepRepresentative | 2013-12-05 | 2016-07-22 |
| 98 | Wong, Ka Kit (SFC:AXI232) | RepRepresentative | 2011-06-21 | 2011-09-23 |
| 99 | Wong, Kingsley Man Kin | RepRepresentative | 2011-06-07 | 2011-07-30 |
| 100 | Wong, Lung Chun | RepRepresentative | 2019-04-29 | 2021-05-05 |
| 101 | Wong, Patricia Pui Gee | RepRepresentative | 2013-03-06 | 2017-01-20 |
| 102 | Wong, Tin Kit (SFC:AVD828) | RepRepresentative | 2013-07-09 | 2017-03-10 |
| 103 | Wong, Wai Ming (SFC:ASD119) | RepRepresentative | 2020-06-01 | 2022-04-11 |
| 104 | Wong, Wan Chun | RepRepresentative | 2011-03-07 | 2011-09-07 |
| 105 | Wong, Yeung (SFC:BBF244) | RepRepresentative | 2013-05-27 | 2013-07-02 |
| 106 | Wong, Yiu Ming (SFC:AXI233) | RepRepresentative | 2011-06-21 | 2011-07-29 |
| 107 | Woo, Ka On | RepRepresentative | 2012-10-31 | 2014-10-31 |
| 108 | Woo, Ka On | RepRepresentative | 2015-04-30 | 2015-11-24 |
| 109 | Yang, Bin (SFC:BHF720) | RepRepresentative | 2017-04-28 | 2019-06-20 |
| 110 | Yang, Xue (SFC:BJR080) | RepRepresentative | 2017-06-30 | 2019-05-31 |
| 111 | Yau, Siu Lung | RepRepresentative | 2012-03-02 | 2014-08-01 |
| 112 | Yip, Chun Man (SFC:AWO866) | RepRepresentative | 2011-09-30 | 2013-08-03 |
| 113 | Youngblood, Mark Leland | RepRepresentative | 2013-10-25 | None |
| 114 | Yu, Bernard Shui Sang | Resp OffResponsible Officer | 2022-05-04 | None |
| 115 | Zhang, Miao (SFC:BOX399) | RepRepresentative | 2021-01-11 | 2021-03-31 |
| 116 | Zhang, Miao (SFC:BOX399) | Resp OffResponsible Officer | 2021-03-31 | 2021-08-31 |
| 117 | Zhang, Weijia (SFC:BAX844) | RepRepresentative | 2013-02-26 | 2013-11-08 |
| 118 | Zhang, You (SFC:AMF141) | RepRepresentative | 2015-06-03 | 2017-04-18 |
| 119 | Zheng, Jiashou | RepRepresentative | 2020-05-07 | 2021-08-03 |
| 120 | Zhou, Silong | RepRepresentative | 2014-04-23 | 2017-03-01 |
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