This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2026-02-06 | 3 | 14 | 17 | 82.35% |
| 2025-12-31 | 3 | 14 | 17 | 82.35% |
| 2024-12-31 | 3 | 18 | 21 | 85.71% |
| 2023-12-31 | 3 | 16 | 19 | 84.21% |
| 2022-12-31 | 3 | 20 | 23 | 86.96% |
| 2021-12-31 | 3 | 17 | 20 | 85.00% |
| 2020-12-31 | 3 | 13 | 16 | 81.25% |
| 2019-12-31 | 4 | 13 | 17 | 76.47% |
| 2018-12-31 | 4 | 8 | 12 | 66.67% |
| 2017-12-31 | 5 | 8 | 13 | 61.54% |
| 2016-12-31 | 3 | 3 | 6 | 50.00% |
Powered by Renavon Data — Hong Kong financial data services, built on Webb-site.com datasets (CC-BY 4.0)
Sign up for our free newsletter
Recommend Renavon Hong Kong to a friend
Copyright & disclaimer, Privacy policy