This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2026-02-06 | 4 | 16 | 20 | 80.00% |
| 2025-12-31 | 4 | 16 | 20 | 80.00% |
| 2024-12-31 | 4 | 17 | 21 | 80.95% |
| 2010-12-31 | 2 | 24 | 26 | 92.31% |
| 2009-12-31 | 3 | 36 | 39 | 92.31% |
| 2008-12-31 | 3 | 36 | 39 | 92.31% |
| 2007-12-31 | 3 | 30 | 33 | 90.91% |
| 2006-12-31 | 2 | 24 | 26 | 92.31% |
| 2005-12-31 | 2 | 22 | 24 | 91.67% |
| 2004-12-31 | 3 | 20 | 23 | 86.96% |
| 2003-12-31 | 2 | 24 | 26 | 92.31% |
| 2003-03-31 | 2 | 19 | 21 | 90.48% |
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