This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2026-02-06 | 4 | 16 | 20 | 80.00% |
| 2026-01-31 | 4 | 16 | 20 | 80.00% |
| 2025-12-31 | 4 | 16 | 20 | 80.00% |
| 2025-11-30 | 4 | 16 | 20 | 80.00% |
| 2025-10-31 | 4 | 16 | 20 | 80.00% |
| 2025-09-30 | 4 | 16 | 20 | 80.00% |
| 2025-08-31 | 4 | 16 | 20 | 80.00% |
| 2025-07-31 | 4 | 16 | 20 | 80.00% |
| 2025-06-30 | 4 | 17 | 21 | 80.95% |
| 2025-05-31 | 4 | 17 | 21 | 80.95% |
| 2025-04-30 | 4 | 17 | 21 | 80.95% |
| 2025-03-31 | 4 | 17 | 21 | 80.95% |
| 2025-02-28 | 4 | 17 | 21 | 80.95% |
| 2025-01-31 | 4 | 17 | 21 | 80.95% |
| 2024-12-31 | 4 | 17 | 21 | 80.95% |
| 2024-11-30 | 4 | 17 | 21 | 80.95% |
| 2024-10-31 | 4 | 17 | 21 | 80.95% |
| 2011-06-30 | 2 | 0 | 2 | 0.00% |
| 2011-05-31 | 2 | 1 | 3 | 33.33% |
| 2011-04-30 | 2 | 20 | 22 | 90.91% |
| 2011-03-31 | 2 | 22 | 24 | 91.67% |
| 2011-02-28 | 2 | 22 | 24 | 91.67% |
| 2011-01-31 | 2 | 23 | 25 | 92.00% |
| 2010-12-31 | 2 | 24 | 26 | 92.31% |
| 2010-11-30 | 2 | 26 | 28 | 92.86% |
| 2010-10-31 | 2 | 26 | 28 | 92.86% |
| 2010-09-30 | 3 | 27 | 30 | 90.00% |
| 2010-08-31 | 3 | 28 | 31 | 90.32% |
| 2010-07-31 | 3 | 29 | 32 | 90.62% |
| 2010-06-30 | 3 | 29 | 32 | 90.62% |
| 2010-05-31 | 3 | 30 | 33 | 90.91% |
| 2010-04-30 | 3 | 31 | 34 | 91.18% |
| 2010-03-31 | 3 | 31 | 34 | 91.18% |
| 2010-02-28 | 3 | 33 | 36 | 91.67% |
| 2010-01-31 | 3 | 35 | 38 | 92.11% |
| 2009-12-31 | 3 | 36 | 39 | 92.31% |
| 2009-11-30 | 3 | 36 | 39 | 92.31% |
| 2009-10-31 | 3 | 36 | 39 | 92.31% |
| 2009-09-30 | 3 | 36 | 39 | 92.31% |
| 2009-08-31 | 3 | 38 | 41 | 92.68% |
| 2009-07-31 | 3 | 40 | 43 | 93.02% |
| 2009-06-30 | 3 | 41 | 44 | 93.18% |
| 2009-05-31 | 3 | 43 | 46 | 93.48% |
| 2009-04-30 | 3 | 41 | 44 | 93.18% |
| 2009-03-31 | 3 | 43 | 46 | 93.48% |
| 2009-02-28 | 3 | 41 | 44 | 93.18% |
| 2009-01-31 | 3 | 40 | 43 | 93.02% |
| 2008-12-31 | 3 | 36 | 39 | 92.31% |
| 2008-11-30 | 3 | 35 | 38 | 92.11% |
| 2008-10-31 | 3 | 36 | 39 | 92.31% |
| 2008-09-30 | 3 | 35 | 38 | 92.11% |
| 2008-08-31 | 3 | 30 | 33 | 90.91% |
| 2008-07-31 | 3 | 31 | 34 | 91.18% |
| 2008-06-30 | 3 | 30 | 33 | 90.91% |
| 2008-05-31 | 3 | 30 | 33 | 90.91% |
| 2008-04-30 | 3 | 30 | 33 | 90.91% |
| 2008-03-31 | 3 | 29 | 32 | 90.62% |
| 2008-02-29 | 3 | 29 | 32 | 90.62% |
| 2008-01-31 | 3 | 31 | 34 | 91.18% |
| 2007-12-31 | 3 | 30 | 33 | 90.91% |
| 2007-11-30 | 3 | 29 | 32 | 90.62% |
| 2007-10-31 | 2 | 30 | 32 | 93.75% |
| 2007-09-30 | 2 | 27 | 29 | 93.10% |
| 2007-08-31 | 2 | 25 | 27 | 92.59% |
| 2007-07-31 | 2 | 25 | 27 | 92.59% |
| 2007-06-30 | 2 | 22 | 24 | 91.67% |
| 2007-05-31 | 2 | 23 | 25 | 92.00% |
| 2007-04-30 | 2 | 23 | 25 | 92.00% |
| 2007-03-31 | 2 | 24 | 26 | 92.31% |
| 2007-02-28 | 2 | 25 | 27 | 92.59% |
| 2007-01-31 | 2 | 25 | 27 | 92.59% |
| 2006-12-31 | 2 | 24 | 26 | 92.31% |
| 2006-11-30 | 2 | 23 | 25 | 92.00% |
| 2006-10-31 | 2 | 20 | 22 | 90.91% |
| 2006-09-30 | 2 | 23 | 25 | 92.00% |
| 2006-08-31 | 2 | 20 | 22 | 90.91% |
| 2006-07-31 | 2 | 19 | 21 | 90.48% |
| 2006-06-30 | 2 | 19 | 21 | 90.48% |
| 2006-05-31 | 2 | 17 | 19 | 89.47% |
| 2006-04-30 | 2 | 17 | 19 | 89.47% |
| 2006-03-31 | 2 | 22 | 24 | 91.67% |
| 2006-02-28 | 2 | 23 | 25 | 92.00% |
| 2006-01-31 | 2 | 23 | 25 | 92.00% |
| 2005-12-31 | 2 | 22 | 24 | 91.67% |
| 2005-11-30 | 2 | 23 | 25 | 92.00% |
| 2005-10-31 | 2 | 21 | 23 | 91.30% |
| 2005-09-30 | 2 | 20 | 22 | 90.91% |
| 2005-08-31 | 2 | 23 | 25 | 92.00% |
| 2005-07-31 | 2 | 25 | 27 | 92.59% |
| 2005-06-30 | 2 | 25 | 27 | 92.59% |
| 2005-05-31 | 2 | 25 | 27 | 92.59% |
| 2005-04-30 | 2 | 23 | 25 | 92.00% |
| 2005-03-31 | 2 | 22 | 24 | 91.67% |
| 2005-02-28 | 2 | 20 | 22 | 90.91% |
| 2005-01-31 | 3 | 20 | 23 | 86.96% |
| 2004-12-31 | 3 | 20 | 23 | 86.96% |
| 2004-11-30 | 3 | 20 | 23 | 86.96% |
| 2004-10-31 | 4 | 19 | 23 | 82.61% |
| 2004-09-30 | 3 | 20 | 23 | 86.96% |
| 2004-08-31 | 2 | 22 | 24 | 91.67% |
| 2004-07-31 | 2 | 22 | 24 | 91.67% |
| 2004-06-30 | 2 | 22 | 24 | 91.67% |
| 2004-05-31 | 2 | 23 | 25 | 92.00% |
| 2004-04-30 | 2 | 23 | 25 | 92.00% |
| 2004-03-31 | 2 | 24 | 26 | 92.31% |
| 2004-02-29 | 2 | 22 | 24 | 91.67% |
| 2004-01-31 | 2 | 22 | 24 | 91.67% |
| 2003-12-31 | 2 | 24 | 26 | 92.31% |
| 2003-11-30 | 2 | 24 | 26 | 92.31% |
| 2003-10-31 | 2 | 24 | 26 | 92.31% |
| 2003-09-30 | 2 | 28 | 30 | 93.33% |
| 2003-08-31 | 2 | 26 | 28 | 92.86% |
| 2003-07-31 | 2 | 27 | 29 | 93.10% |
| 2003-06-30 | 2 | 21 | 23 | 91.30% |
| 2003-05-31 | 2 | 19 | 21 | 90.48% |
| 2003-04-30 | 2 | 19 | 21 | 90.48% |
| 2003-03-31 | 2 | 19 | 21 | 90.48% |
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