SFC licensee history: all firms: All activities
This page shows the historic number of people who are SFC licensees for all firms. Licensees are either Responsible Officers (ROs) or Representatives (Reps). We treat a person who holds both roles (in different categories of license, possible at different firms) as an RO. Each person is counted only once, even if she works for more than one firm. To see each firm separately, select the league table above and then click the firm's history link. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-10-31 | 9827 | 33575 | 43402 | — |
| 2025-09-30 | 9799 | 33474 | 43273 | — |
| 2025-08-31 | 9757 | 33058 | 42815 | — |
| 2025-07-31 | 9745 | 32885 | 42630 | — |
| 2025-06-30 | 9731 | 32692 | 42423 | — |
| 2025-05-31 | 9731 | 32725 | 42456 | — |
| 2025-04-30 | 9742 | 32579 | 42321 | — |
| 2025-03-31 | 9720 | 32540 | 42260 | — |
| 2025-02-28 | 9711 | 32503 | 42214 | — |
| 2025-01-31 | 9694 | 32374 | 42068 | — |
| 2024-12-31 | 9661 | 32329 | 41990 | — |
| 2024-11-30 | 9615 | 32407 | 42022 | — |
| 2024-10-31 | 9561 | 32325 | 41886 | — |
| 2024-09-30 | 9505 | 31937 | 41442 | — |
| 2024-08-31 | 9476 | 31826 | 41302 | — |
| 2024-07-31 | 9432 | 31769 | 41201 | — |
| 2024-06-30 | 9420 | 31666 | 41086 | — |
| 2024-05-31 | 9405 | 31808 | 41213 | — |
| 2024-04-30 | 9373 | 31853 | 41226 | — |
| 2024-03-31 | 9366 | 31916 | 41282 | — |
| 2024-02-29 | 9399 | 32015 | 41414 | — |
| 2024-01-31 | 9379 | 32066 | 41445 | — |
| 2023-12-31 | 9388 | 31935 | 41323 | — |
| 2023-11-30 | 9407 | 32135 | 41542 | — |
| 2023-10-31 | 9383 | 32098 | 41481 | — |
| 2023-09-30 | 9376 | 32104 | 41480 | — |
| 2023-08-31 | 9395 | 32111 | 41506 | — |
| 2023-07-31 | 9408 | 31960 | 41368 | — |
| 2023-06-30 | 9425 | 32009 | 41434 | — |
| 2023-05-31 | 9448 | 32053 | 41501 | — |
| 2023-04-30 | 9424 | 32033 | 41457 | — |
| 2023-03-31 | 9418 | 32170 | 41588 | — |
| 2023-02-28 | 9430 | 32208 | 41638 | — |
| 2023-01-31 | 9405 | 32223 | 41628 | — |
| 2022-12-31 | 9361 | 32294 | 41655 | — |
| 2022-11-30 | 9407 | 32452 | 41859 | — |
| 2022-10-31 | 9354 | 32524 | 41878 | — |
| 2022-09-30 | 9371 | 32491 | 41862 | — |
| 2022-08-31 | 9340 | 32380 | 41720 | — |
| 2022-07-31 | 9333 | 32315 | 41648 | — |
| 2022-06-30 | 9327 | 32311 | 41638 | — |
| 2022-05-31 | 9341 | 32562 | 41903 | — |
| 2022-04-30 | 9342 | 32540 | 41882 | — |
| 2022-03-31 | 9333 | 32571 | 41904 | — |
| 2022-02-28 | 9337 | 32579 | 41916 | — |
| 2022-01-31 | 9318 | 32666 | 41984 | — |
| 2021-12-31 | 9307 | 32629 | 41936 | — |
| 2021-11-30 | 9249 | 32555 | 41804 | — |
| 2021-10-31 | 9207 | 32285 | 41492 | — |
| 2021-09-30 | 9187 | 31980 | 41167 | — |
| 2021-08-31 | 9161 | 31762 | 40923 | — |
| 2021-07-31 | 9161 | 31486 | 40647 | — |
| 2021-06-30 | 9188 | 31401 | 40589 | — |
| 2021-05-31 | 9206 | 31475 | 40681 | — |
| 2021-04-30 | 9201 | 31535 | 40736 | — |
| 2021-03-31 | 9191 | 31637 | 40828 | — |
| 2021-02-28 | 9167 | 31583 | 40750 | — |
| 2021-01-31 | 9192 | 31688 | 40880 | — |
| 2020-12-31 | 9167 | 31726 | 40893 | — |
| 2020-11-30 | 9177 | 31832 | 41009 | — |
| 2020-10-31 | 9158 | 31790 | 40948 | — |
| 2020-09-30 | 9127 | 31686 | 40813 | — |
| 2020-08-31 | 9093 | 31628 | 40721 | — |
| 2020-07-31 | 9093 | 31760 | 40853 | — |
| 2020-06-30 | 9047 | 31719 | 40766 | — |
| 2020-05-31 | 9065 | 31787 | 40852 | — |
| 2020-04-30 | 9025 | 31786 | 40811 | — |
| 2020-03-31 | 9015 | 31912 | 40927 | — |
| 2020-02-29 | 8988 | 32083 | 41071 | — |
| 2020-01-31 | 8978 | 32169 | 41147 | — |
| 2019-12-31 | 8922 | 32239 | 41161 | — |
| 2019-11-30 | 8918 | 32247 | 41165 | — |
| 2019-10-31 | 8890 | 32249 | 41139 | — |
| 2019-09-30 | 8882 | 32179 | 41061 | — |
| 2019-08-31 | 8818 | 32076 | 40894 | — |
| 2019-07-31 | 8796 | 31946 | 40742 | — |
| 2019-06-30 | 8756 | 31866 | 40622 | — |
| 2019-05-31 | 8732 | 32015 | 40747 | — |
| 2019-04-30 | 8687 | 32008 | 40695 | — |
| 2019-03-31 | 8635 | 32060 | 40695 | — |
| 2019-02-28 | 8603 | 32098 | 40701 | — |
| 2019-01-31 | 8590 | 32049 | 40639 | — |
| 2018-12-31 | 8491 | 31864 | 40355 | — |
| 2018-11-30 | 8476 | 31960 | 40436 | — |
| 2018-10-31 | 8383 | 31729 | 40112 | — |
| 2018-09-30 | 8340 | 31439 | 39779 | — |
| 2018-08-31 | 8298 | 31288 | 39586 | — |
| 2018-07-31 | 8176 | 31115 | 39291 | — |
| 2018-06-30 | 8114 | 30891 | 39005 | — |
| 2018-05-31 | 8066 | 30913 | 38979 | — |
| 2018-04-30 | 7965 | 30825 | 38790 | — |
| 2018-03-31 | 7879 | 30879 | 38758 | — |
| 2018-02-28 | 7834 | 30863 | 38697 | — |
| 2018-01-31 | 7772 | 30904 | 38676 | — |
| 2017-12-31 | 7712 | 30677 | 38389 | — |
| 2017-11-30 | 7649 | 30695 | 38344 | — |
| 2017-10-31 | 7532 | 30542 | 38074 | — |
| 2017-09-30 | 7408 | 30407 | 37815 | — |
| 2017-08-31 | 7325 | 30247 | 37572 | — |
| 2017-07-31 | 7277 | 30115 | 37392 | — |
| 2017-06-30 | 7230 | 30172 | 37402 | — |
| 2017-05-31 | 7225 | 30281 | 37506 | — |
| 2017-04-30 | 7207 | 30284 | 37491 | — |
| 2017-03-31 | 7221 | 30390 | 37611 | — |
| 2017-02-28 | 7169 | 30446 | 37615 | — |
| 2017-01-31 | 7111 | 30421 | 37532 | — |
| 2016-12-31 | 7021 | 30347 | 37368 | — |
| 2016-11-30 | 6996 | 30413 | 37409 | — |
| 2016-10-31 | 6865 | 30329 | 37194 | — |
| 2016-09-30 | 6804 | 30280 | 37084 | — |
| 2016-08-31 | 6726 | 30161 | 36887 | — |
| 2016-07-31 | 6645 | 29890 | 36535 | — |
| 2016-06-30 | 6564 | 29870 | 36434 | — |
| 2016-05-31 | 6513 | 29913 | 36426 | — |
| 2016-04-30 | 6505 | 29998 | 36503 | — |
| 2016-03-31 | 6472 | 30093 | 36565 | — |
| 2016-02-29 | 6454 | 30032 | 36486 | — |
| 2016-01-31 | 6412 | 30013 | 36425 | — |
| 2015-12-31 | 6364 | 30078 | 36442 | — |
| 2015-11-30 | 6320 | 30134 | 36454 | — |
| 2015-10-31 | 6256 | 29948 | 36204 | — |
| 2015-09-30 | 6236 | 29668 | 35904 | — |
| 2015-08-31 | 6165 | 29458 | 35623 | — |
| 2015-07-31 | 6129 | 29215 | 35344 | — |
| 2015-06-30 | 6115 | 29120 | 35235 | — |
| 2015-05-31 | 6071 | 29075 | 35146 | — |
| 2015-04-30 | 6074 | 29165 | 35239 | — |
| 2015-03-31 | 6029 | 29288 | 35317 | — |
| 2015-02-28 | 6020 | 29237 | 35257 | — |
| 2015-01-31 | 6013 | 29156 | 35169 | — |
| 2014-12-31 | 5989 | 29104 | 35093 | — |
| 2014-11-30 | 5968 | 29062 | 35030 | — |
| 2014-10-31 | 5947 | 28995 | 34942 | — |
| 2014-09-30 | 5893 | 28816 | 34709 | — |
| 2014-08-31 | 5860 | 28626 | 34486 | — |
| 2014-07-31 | 5818 | 28433 | 34251 | — |
| 2014-06-30 | 5790 | 28403 | 34193 | — |
| 2014-05-31 | 5776 | 28482 | 34258 | — |
| 2014-04-30 | 5755 | 28541 | 34296 | — |
| 2014-03-31 | 5740 | 28670 | 34410 | — |
| 2014-02-28 | 5718 | 28723 | 34441 | — |
| 2014-01-31 | 5716 | 28670 | 34386 | — |
| 2013-12-31 | 5664 | 28618 | 34282 | — |
| 2013-11-30 | 5635 | 28622 | 34257 | — |
| 2013-10-31 | 5620 | 28655 | 34275 | — |
| 2013-09-30 | 5597 | 28488 | 34085 | — |
| 2013-08-31 | 5582 | 28393 | 33975 | — |
| 2013-07-31 | 5551 | 28251 | 33802 | — |
| 2013-06-30 | 5518 | 28108 | 33626 | — |
| 2013-05-31 | 5526 | 28298 | 33824 | — |
| 2013-04-30 | 5519 | 28322 | 33841 | — |
| 2013-03-31 | 5514 | 28412 | 33926 | — |
| 2013-02-28 | 5499 | 28552 | 34051 | — |
| 2013-01-31 | 5508 | 28489 | 33997 | — |
| 2012-12-31 | 5481 | 28643 | 34124 | — |
| 2012-11-30 | 5473 | 28771 | 34244 | — |
| 2012-10-31 | 5460 | 28882 | 34342 | — |
| 2012-09-30 | 5425 | 28838 | 34263 | — |
| 2012-08-31 | 5382 | 28956 | 34338 | — |
| 2012-07-31 | 5344 | 28902 | 34246 | — |
| 2012-06-30 | 5313 | 28815 | 34128 | — |
| 2012-05-31 | 5320 | 28914 | 34234 | — |
| 2012-04-30 | 5283 | 29106 | 34389 | — |
| 2012-03-31 | 5269 | 29101 | 34370 | — |
| 2012-02-29 | 5166 | 29212 | 34378 | — |
| 2012-01-31 | 5135 | 29479 | 34614 | — |
| 2011-12-31 | 5099 | 29380 | 34479 | — |
| 2011-11-30 | 5082 | 29804 | 34886 | — |
| 2011-10-31 | 5035 | 29703 | 34738 | — |
| 2011-09-30 | 4972 | 29580 | 34552 | — |
| 2011-08-31 | 4938 | 29403 | 34341 | — |
| 2011-07-31 | 4877 | 28938 | 33815 | — |
| 2011-06-30 | 4843 | 28773 | 33616 | — |
| 2011-05-31 | 4801 | 29229 | 34030 | — |
| 2011-04-30 | 4787 | 29123 | 33910 | — |
| 2011-03-31 | 4789 | 29221 | 34010 | — |
| 2011-02-28 | 4754 | 28991 | 33745 | — |
| 2011-01-31 | 4741 | 28960 | 33701 | — |
| 2010-12-31 | 4692 | 28783 | 33475 | — |
| 2010-11-30 | 4671 | 28697 | 33368 | — |
| 2010-10-31 | 4634 | 28593 | 33227 | — |
| 2010-09-30 | 4564 | 28553 | 33117 | — |
| 2010-08-31 | 4533 | 28364 | 32897 | — |
| 2010-07-31 | 4485 | 28092 | 32577 | — |
| 2010-06-30 | 4433 | 27930 | 32363 | — |
| 2010-05-31 | 4398 | 28120 | 32518 | — |
| 2010-04-30 | 4388 | 28146 | 32534 | — |
| 2010-03-31 | 4376 | 28185 | 32561 | — |
| 2010-02-28 | 4350 | 28028 | 32378 | — |
| 2010-01-31 | 4331 | 27974 | 32305 | — |
| 2009-12-31 | 4311 | 27759 | 32070 | — |
| 2009-11-30 | 4312 | 27660 | 31972 | — |
| 2009-10-31 | 4274 | 27516 | 31790 | — |
| 2009-09-30 | 4274 | 27411 | 31685 | — |
| 2009-08-31 | 4238 | 27229 | 31467 | — |
| 2009-07-31 | 4218 | 27242 | 31460 | — |
| 2009-06-30 | 4178 | 27565 | 31743 | — |
| 2009-05-31 | 4151 | 27653 | 31804 | — |
| 2009-04-30 | 4149 | 28104 | 32253 | — |
| 2009-03-31 | 4163 | 28201 | 32364 | — |
| 2009-02-28 | 4138 | 28348 | 32486 | — |
| 2009-01-31 | 4115 | 28441 | 32556 | — |
| 2008-12-31 | 4126 | 28535 | 32661 | — |
| 2008-11-30 | 4102 | 28844 | 32946 | — |
| 2008-10-31 | 4085 | 29059 | 33144 | — |
| 2008-09-30 | 4061 | 28621 | 32682 | — |
| 2008-08-31 | 4018 | 28817 | 32835 | — |
| 2008-07-31 | 4005 | 28536 | 32541 | — |
| 2008-06-30 | 3949 | 28146 | 32095 | — |
| 2008-05-31 | 3919 | 27871 | 31790 | — |
| 2008-04-30 | 3917 | 27669 | 31586 | — |
| 2008-03-31 | 3891 | 27359 | 31250 | — |
| 2008-02-29 | 3850 | 27035 | 30885 | — |
| 2008-01-31 | 3820 | 26834 | 30654 | — |
| 2007-12-31 | 3767 | 26407 | 30174 | — |
| 2007-11-30 | 3742 | 26171 | 29913 | — |
| 2007-10-31 | 3708 | 25728 | 29436 | — |
| 2007-09-30 | 3681 | 25232 | 28913 | — |
| 2007-08-31 | 3656 | 24700 | 28356 | — |
| 2007-07-31 | 3604 | 24150 | 27754 | — |
| 2007-06-30 | 3575 | 23623 | 27198 | — |
| 2007-05-31 | 3547 | 23213 | 26760 | — |
| 2007-04-30 | 3524 | 22805 | 26329 | — |
| 2007-03-31 | 3475 | 22628 | 26103 | — |
| 2007-02-28 | 3368 | 22439 | 25807 | — |
| 2007-01-31 | 3321 | 22355 | 25676 | — |
| 2006-12-31 | 3295 | 22066 | 25361 | — |
| 2006-11-30 | 3269 | 21948 | 25217 | — |
| 2006-10-31 | 3226 | 21677 | 24903 | — |
| 2006-09-30 | 3195 | 21452 | 24647 | — |
| 2006-08-31 | 3175 | 21210 | 24385 | — |
| 2006-07-31 | 3170 | 20734 | 23904 | — |
| 2006-06-30 | 3159 | 20441 | 23600 | — |
| 2006-05-31 | 3160 | 20182 | 23342 | — |
| 2006-04-30 | 3148 | 19932 | 23080 | — |
| 2006-03-31 | 3167 | 19814 | 22981 | — |
| 2006-02-28 | 3168 | 19685 | 22853 | — |
| 2006-01-31 | 3150 | 19528 | 22678 | — |
| 2005-12-31 | 3137 | 19431 | 22568 | — |
| 2005-11-30 | 3119 | 19348 | 22467 | — |
| 2005-10-31 | 3102 | 19154 | 22256 | — |
| 2005-09-30 | 3083 | 18985 | 22068 | — |
| 2005-08-31 | 3047 | 18802 | 21849 | — |
| 2005-07-31 | 3024 | 18483 | 21507 | — |
| 2005-06-30 | 2982 | 18359 | 21341 | — |
| 2005-05-31 | 2914 | 18171 | 21085 | — |
| 2005-04-30 | 2846 | 18055 | 20901 | — |
| 2005-03-31 | 2801 | 17606 | 20407 | — |
| 2005-02-28 | 2741 | 17717 | 20458 | — |
| 2005-01-31 | 2725 | 17645 | 20370 | — |
| 2004-12-31 | 2717 | 17519 | 20236 | — |
| 2004-11-30 | 2678 | 17367 | 20045 | — |
| 2004-10-31 | 2634 | 17204 | 19838 | — |
| 2004-09-30 | 2607 | 17021 | 19628 | — |
| 2004-08-31 | 2554 | 16883 | 19437 | — |
| 2004-07-31 | 2509 | 16672 | 19181 | — |
| 2004-06-30 | 2477 | 16570 | 19047 | — |
| 2004-05-31 | 2469 | 16452 | 18921 | — |
| 2004-04-30 | 2455 | 16332 | 18787 | — |
| 2004-03-31 | 2442 | 16170 | 18612 | — |
| 2004-02-29 | 2441 | 15964 | 18405 | — |
| 2004-01-31 | 2418 | 15962 | 18380 | — |
| 2003-12-31 | 2401 | 15902 | 18303 | — |
| 2003-11-30 | 2380 | 15858 | 18238 | — |
| 2003-10-31 | 2369 | 15778 | 18147 | — |
| 2003-09-30 | 2365 | 15767 | 18132 | — |
| 2003-08-31 | 2358 | 15809 | 18167 | — |
| 2003-07-31 | 2359 | 15811 | 18170 | — |
| 2003-06-30 | 2357 | 15962 | 18319 | — |
| 2003-05-31 | 2350 | 16181 | 18531 | — |
| 2003-04-30 | 2355 | 16314 | 18669 | — |
| 2003-03-31 | 2364 | 16516 | 18880 | — |
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