Harvest CSI Smallcap 500 Index ETF: Unit CNY

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Exchange	Code	Listed	Last trade	Delisted
SEHK Collective Investment Schemes	3150	2015-05-21	2017-11-20	2019-12-09
SEHK Collective Investment Schemes	83150	2015-05-21	2017-11-20	2019-12-09

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Stock code:

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CCASS holdings on 2019-12-06

Row	CCASS ID	Participant	Holding	Stake %
1	B01138	CLSA LTD	116,200
2	B01284	HANG SENG SECURITIES LTD	30,000
3	C00019	THE HONGKONG AND SHANGHAI BANKING	17,200
4	B01727	ICBC (ASIA) SECURITIES LTD	13,000
5	B01148	CHINA MERCHANTS SECURITIES (HK) CO LTD	6,400
6	C00033	BANK OF CHINA (HONG KONG) LTD	6,000
7	B01497	SINOPAC SECURITIES (ASIA) LTD	1,000
8	C00010	CITIBANK N.A.	200
9	B01407	WIN WONG SECURITIES LTD	200
10	B01858	YUANTA SECURITIES (HONG KONG) CO LTD	200

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