Carpenter Tan Holdings Limited: O HKD

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Exchange	Code	Listed	Last trade	Delisted
SEHK main board	0837	2009-12-29

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Stock code:

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CCASS holdings on 2016-10-27

Row	CCASS ID	Participant	Holding	Stake %
1	C00039	STANDARD CHARTERED BANK (HONG KONG) LTD	12,334,000
2	B01565	GUOTAI JUNAN SECURITIES (HONG KONG) LTD	10,116,911
3	C00019	THE HONGKONG AND SHANGHAI BANKING	8,682,000
4	B01590	INTERACTIVE BROKERS HONG KONG LTD	7,114,000
5	B01130	BOCI SECURITIES LTD	4,590,000
6	C00033	BANK OF CHINA (HONG KONG) LTD	4,296,000
7	C00010	CITIBANK N.A.	3,955,000
8	B01451	GOLDMAN SACHS (ASIA) SECURITIES LTD	3,390,000
9	B01148	CHINA MERCHANTS SECURITIES (HK) CO LTD	2,968,000
10	C00088	CHINA MERCHANTS BANK CO LTD	2,696,000
11	B01727	ICBC (ASIA) SECURITIES LTD	1,576,000
12	B01355	CHINA EVERBRIGHT SECURITIES (HK) LTD	1,412,000
13	B01668	BRIGHT SMART SECURITIES INTERNATIONAL	1,378,000
14	B01890	GUOSEN SECURITIES (HK) BROKERAGE CO LTD	1,338,000
15	B01284	HANG SENG SECURITIES LTD	1,310,000
16	B01115	SHENWAN HONGYUAN SECURITIES (H.K.) LTD	1,226,000
17	B01610	KGI ASIA LTD	1,222,000
18	B01955	FUTU SECURITIES INTERNATIONAL	1,206,000
19	B01143	HAITONG INTERNATIONAL SECURITIES CO LTD	1,182,000
20	B01686	FIRST SHANGHAI SECURITIES LTD	1,150,000
21	B01089	HSBC BROKING SECURITIES (HONG KONG) LTD	898,000
22	C00037	SHANGHAI COMMERCIAL BANK LTD	444,000
23	B01654	CHINA INTERNATIONAL CAPITAL CORPORATION	390,000
24	B01161	UBS SECURITIES HONG KONG LTD	374,000
25	C00042	CMB WING LUNG BANK LTD	318,000
26	B01826	GF SECURITIES (HONG KONG) BROKERAGE LTD	312,000
27	B01353	UOB KAY HIAN (HONG KONG) LTD	280,000
28	B01601	CSC SECURITIES (HK) LTD	268,000
29	B01438	KINGSTON SECURITIES LTD	250,000
30	B01858	YUANTA SECURITIES (HONG KONG) CO LTD	250,000
31	B01118	EAST ASIA SECURITIES CO LTD	222,000
32	B01825	GUOYUAN SECURITIES BROKERAGE (HONG KONG)	218,000
33	B01875	GUODU SECURITIES (HONG KONG) LTD	204,000
34	B01901	CMB INTERNATIONAL SECURITIES LTD	146,000
35	B01939	SOOCHOW SECURITIES INTERNATIONAL	144,000
36	B01973	PC SECURITIES LTD	142,000
37	B01581	KINGSWAY FINANCIAL SERVICES GROUP LTD	132,000
38	B01740	WIN SECURITIES LTD	128,000
39	B01551	YUE XIU SECURITIES CO LTD	114,000
40	C00036	CHINA CONSTRUCTION BANK (ASIA)	86,000
41	C00093	BNP PARIBAS	80,000
42	B01345	PHILLIP SECURITIES (HONG KONG) LTD	80,000
43	B01788	SUNRISE SECURITIES LTD	80,000
44	B01521	CHAN NGOK MING SECURITIES LTD	72,000
45	C00002	BANK OF COMMUNICATIONS TRUSTEE LTD	70,000
46	B01829	HUATAI FINANCIAL HOLDINGS (HONG KONG)	68,000
47	B01264	MIB SECURITIES (HONG KONG) LTD	60,000
48	C00100	JPMORGAN CHASE BANK, NATIONAL	58,000
49	B01266	PRIME CDEX SECURITIES LTD	56,000
50	B01413	CORE PACIFIC - YAMAICHI INTERNATIONAL	54,000
51	C00015	DBS BANK (HONG KONG) LTD	52,000
52	B01762	DBS VICKERS (HONG KONG) LTD	50,000
53	B01937	CHANGJIANG SECURITIES BROKERAGE (HK) LTD	48,000
54	B01859	CLC SECURITIES LTD	44,000
55	B01086	EVERBRIGHT SECURITIES INVESTMENT	44,000
56	B01818	I-ACCESS INVESTORS LTD	44,000
57	C00028	NANYANG COMMERCIAL BANK LTD	40,000
58	B01929	CHINA GALAXY INTERNATIONAL SECURITIES	38,000
59	C00016	DBS BANK LTD	36,000
60	B01256	SINOLINK SECURITIES (HONG KONG) CO LTD	36,000
61	B01224	MERRILL LYNCH FAR EAST LTD	34,000
62	B01773	TOYO SECURITIES ASIA LTD	32,000
63	B01638	KILMOREY SECURITIES LTD	30,000
64	B01905	SDICS INTERNATIONAL SECURITIES (HONG	30,000
65	B01900	ORIENT SECURITIES (HONG KONG) LTD	26,000
66	B01347	CGS INTERNATIONAL SECURITIES HK LTD	24,000
67	B01183	CHONG HING SECURITIES LTD	24,000
68	B01885	HAFOO SECURITIES LTD	22,000
69	B01173	RIFA SECURITIES LTD	20,000
70	B01814	WELL LINK SECURITIES LTD	20,000
71	B01842	BOCOM INTERNATIONAL SECURITIES LTD	14,000
72	B01584	CHIEF SECURITIES LTD	14,000
73	B01947	FUBON SECURITIES (HONG KONG) LTD	14,000
74	C00003	THE BANK OF EAST ASIA LTD	14,000
75	B01948	CAITONG INTERNATIONAL SECURITIES CO LTD	12,000
76	B01751	IMAGI BROKERAGE LTD	12,000
77	B01119	CELESTIAL SECURITIES LTD	10,000
78	B01695	DAH SING SECURITIES LTD	10,000
79	B01298	GET NICE SECURITIES LTD	10,000
80	C00041	OCBC BANK (HONG KONG) LTD	10,000
81	B01265	OCBC SECURITIES BROKERAGE (HK) LTD	10,000
82	B01423	PRUDENTIAL BROKERAGE LTD	10,000
83	B01275	SANFULL SECURITIES LTD	10,000
84	C00018	HANG SENG BANK LTD	8,000
85	B01657	JS CRESVALE SECURITIES INTERNATIONAL LTD	8,000
86	B01607	RHB SECURITIES HONG KONG LTD	6,000
87	B01585	SINO GRADE SECURITIES LTD	6,000
88	B01563	XINKONG INTERNATIONAL SECURITIES LTD	6,000
89	B01959	ZHONGTAI INTERNATIONAL SECURITIES LTD	6,000
90	B01228	CITIC SECURITIES BROKERAGE (HK) LTD	4,000
91	B01920	TIANDA SECURITIES LTD	4,000
92	B01712	WAH SANG SECURITIES LTD	4,000
93	B01129	WOCOM SECURITIES LTD	4,000
94	C00048	CHIYU BANKING CORPORATION LTD	2,000
95	B01777	DAIWA CAPITAL MARKETS HONG KONG LTD	2,000
96	B01209	MASON SECURITIES LTD	2,000
97	B01608	OPEN SECURITIES LTD	2,000
98	B01184	QUAM SECURITIES LTD	2,000
99	B01445	VICTORY SECURITIES CO LTD	2,000
100	B01267	WINFULL SECURITIES LTD	2,000
101	B01769	ONE CHINA SECURITIES LTD	1,800
102	B01340	LEHIN SECURITIES LTD	101

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