UPBEST GROUP LIMITED: O HKD

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Exchange	Code	Listed	Last trade	Delisted
SEHK main board	0335	2000-10-18

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Stock code:

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CCASS holdings on 2016-09-13

Row	CCASS ID	Participant	Holding	Stake %
1	B01540	UPBEST SECURITIES CO LTD	274,433,998
2	C00041	OCBC BANK (HONG KONG) LTD	23,229,769
3	B01161	UBS SECURITIES HONG KONG LTD	21,038,000
4	B01588	LEI SHING HONG SECURITIES LTD	15,735,616
5	C00010	CITIBANK N.A.	12,603,152
6	B01280	WING FAT SECURITIES LTD	10,952,000
7	C00002	BANK OF COMMUNICATIONS TRUSTEE LTD	5,001,139
8	C00033	BANK OF CHINA (HONG KONG) LTD	4,684,552
9	C00019	THE HONGKONG AND SHANGHAI BANKING	3,391,552
10	B01284	HANG SENG SECURITIES LTD	3,073,733
11	B01231	WINNER INTERNATIONAL SECURITIES LTD	2,028,000
12	B01086	EVERBRIGHT SECURITIES INVESTMENT	1,982,517
13	C00039	STANDARD CHARTERED BANK (HONG KONG) LTD	1,708,000
14	B01551	YUE XIU SECURITIES CO LTD	1,466,000
15	B01610	KGI ASIA LTD	1,238,000
16	B01413	CORE PACIFIC - YAMAICHI INTERNATIONAL	1,115,160
17	B01826	GF SECURITIES (HONG KONG) BROKERAGE LTD	1,050,000
18	B01789	HO FUNG SHARES INVESTMENT LTD	990,464
19	B01320	LUEN FAT SECURITIES CO LTD	912,000
20	B01716	ORIENT SECURITIES LTD	902,000
21	B01173	RIFA SECURITIES LTD	876,000
22	B01668	BRIGHT SMART SECURITIES INTERNATIONAL	764,000
23	B01130	BOCI SECURITIES LTD	688,233
24	B01842	BOCOM INTERNATIONAL SECURITIES LTD	668,000
25	C00074	DEUTSCHE BANK AG	666,000
26	B01184	QUAM SECURITIES LTD	570,000
27	B01353	UOB KAY HIAN (HONG KONG) LTD	548,000
28	B01769	ONE CHINA SECURITIES LTD	494,859
29	B01298	GET NICE SECURITIES LTD	478,000
30	B01948	CAITONG INTERNATIONAL SECURITIES CO LTD	410,321
31	B01727	ICBC (ASIA) SECURITIES LTD	340,000
32	B01427	TSE'S SECURITIES LTD	340,000
33	B01224	MERRILL LYNCH FAR EAST LTD	326,000
34	C00036	CHINA CONSTRUCTION BANK (ASIA)	306,000
35	C00048	CHIYU BANKING CORPORATION LTD	298,000
36	B01584	CHIEF SECURITIES LTD	268,000
37	B01119	CELESTIAL SECURITIES LTD	260,000
38	B01694	MINERVA HOLDING FINANCIAL SECURITIES LTD	182,000
39	B01868	JIMEI SECURITIES LTD	174,000
40	B01649	CINDA INTERNATIONAL SECURITIES LTD	170,000
41	B01565	GUOTAI JUNAN SECURITIES (HONG KONG) LTD	170,000
42	B01423	PRUDENTIAL BROKERAGE LTD	130,000
43	B01275	SANFULL SECURITIES LTD	130,000
44	B01428	HIP HING SECURITIES LTD	120,000
45	C00028	NANYANG COMMERCIAL BANK LTD	120,000
46	C00003	THE BANK OF EAST ASIA LTD	112,000
47	B01228	CITIC SECURITIES BROKERAGE (HK) LTD	102,000
48	B01724	RAMON INVESTMENT CO LTD	102,000
49	B01695	DAH SING SECURITIES LTD	100,000
50	B01762	DBS VICKERS (HONG KONG) LTD	100,000
51	B01802	REDFORD SECURITIES LTD	100,000
52	B01788	SUNRISE SECURITIES LTD	100,000
53	B01564	ABCI SECURITIES CO LTD	80,000
54	C00042	CMB WING LUNG BANK LTD	80,000
55	B01089	HSBC BROKING SECURITIES (HONG KONG) LTD	80,000
56	C00018	HANG SENG BANK LTD	72,267
57	B01345	PHILLIP SECURITIES (HONG KONG) LTD	62,186
58	B01447	BETA INTERNATIONAL SECURITIES LIMITED	62,000
59	B01252	CORPORATE BROKERS LTD	60,000
60	B01493	YARDLEY SECURITIES LTD	54,000
61	B01816	CHEONG LEE SECURITIES LTD	50,000
62	B01929	CHINA GALAXY INTERNATIONAL SECURITIES	50,000
63	B01183	CHONG HING SECURITIES LTD	50,000
64	C00088	CHINA MERCHANTS BANK CO LTD	48,000
65	B01563	XINKONG INTERNATIONAL SECURITIES LTD	48,000
66	B01402	PHOENIX CAPITAL SECURITIES LTD	44,000
67	C00015	DBS BANK (HONG KONG) LTD	40,000
68	B01289	SOUTH CHINA SECURITIES LTD	40,000
69	B01415	TARZAN STOCK & SHARES LTD	40,000
70	B01818	I-ACCESS INVESTORS LTD	32,000
71	B01460	BERICH BROKERAGE LTD	30,000
72	B01118	EAST ASIA SECURITIES CO LTD	30,000
73	B01590	INTERACTIVE BROKERS HONG KONG LTD	30,000
74	B01265	OCBC SECURITIES BROKERAGE (HK) LTD	30,000
75	B01510	ORIENTAL PATRON SECURITIES LTD	30,000
76	B01272	FB SECURITIES (HONG KONG) LTD	26,000
77	B01650	KAM LUEN SECURITIES LTD	26,000
78	B01143	HAITONG INTERNATIONAL SECURITIES CO LTD	24,555
79	B01676	TAI SHING STOCK INVESTMENT CO LTD	24,000
80	B01253	STOCKWELL SECURITIES LTD	22,000
81	B01938	CHINA INDUSTRIAL SECURITIES	20,000
82	B01148	CHINA MERCHANTS SECURITIES (HK) CO LTD	20,000
83	B01181	FOSUN INTERNATIONAL SECURITIES LTD	20,000
84	B01825	GUOYUAN SECURITIES BROKERAGE (HONG KONG)	18,000
85	C00040	INDUSTRIAL AND COMMERCIAL BANK OF CHINA	16,000
86	B01853	CMBC SECURITIES CO LTD	15,530
87	B01810	ASTRUM CAPITAL MANAGEMENT LTD	14,000
88	B01955	FUTU SECURITIES INTERNATIONAL	12,000
89	C00037	SHANGHAI COMMERCIAL BANK LTD	12,000
90	B01450	DL BROKERAGE LTD	10,000
91	B01934	SELECT INVESTMENT SERVICES LTD	10,000
92	B01959	ZHONGTAI INTERNATIONAL SECURITIES LTD	10,000
93	B01851	RICHE BRIGHT SECURITIES LTD	8,000
94	B01433	HING WAI ALLIED SECURITIES LTD	6,000
95	B01297	ONSHINE SECURITIES LTD	6,000
96	B01169	PUBLIC FINANCIAL SECURITIES LTD	6,000
97	C00100	JPMORGAN CHASE BANK, NATIONAL	2,000
98	B01318	OKASAN INTERNATIONAL (ASIA) LTD	2,000
99	B01905	SDICS INTERNATIONAL SECURITIES (HONG	2,000
100	B01740	WIN SECURITIES LTD	2,000
101	B01137	CHOW SANG SANG SECURITIES LTD	928
102	B01240	TSUN CHI YUEN SECURITIES CO LTD	600
103	B01340	LEHIN SECURITIES LTD	332
104	None	HONG KONG SECURITIES CLEARING CO. LTD.	12

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