UBA INVESTMENTS LIMITED: O HKD

Exchange Code Listed Last trade Delisted
SEHK main board 0352  2000-10-20  2002-06-25  2002-07-02
SEHK main board 0768  2000-01-18    
Stock code:

CCASS holdings on 2014-09-23

Row CCASS
ID		 Participant Holding Stake %
1 B01540 UPBEST SECURITIES CO LTD 166,624,000
2 C00041 OCBC BANK (HONG KONG) LTD 19,280,000
3 C00019 THE HONGKONG AND SHANGHAI BANKING 18,680,000
4 C00033 BANK OF CHINA (HONG KONG) LTD 16,918,000
5 B01280 WING FAT SECURITIES LTD 12,638,000
6 B01610 KGI ASIA LTD 12,570,000
7 B01601 CSC SECURITIES (HK) LTD 11,968,000
8 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 8,128,000
9 B01183 CHONG HING SECURITIES LTD 8,056,000
10 B01284 HANG SENG SECURITIES LTD 5,444,000
11 B01588 LEI SHING HONG SECURITIES LTD 5,182,000
12 B01086 EVERBRIGHT SECURITIES INVESTMENT 5,176,000
13 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 4,536,000
14 B01320 LUEN FAT SECURITIES CO LTD 4,426,000
15 B01130 BOCI SECURITIES LTD 4,392,000
16 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 4,372,000
17 B01445 VICTORY SECURITIES CO LTD 3,900,000
18 B01253 STOCKWELL SECURITIES LTD 3,618,000
19 B01584 CHIEF SECURITIES LTD 3,110,000
20 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 3,094,000
21 C00037 SHANGHAI COMMERCIAL BANK LTD 2,876,000
22 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 2,740,000
23 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 2,610,000
24 B01829 HUATAI FINANCIAL HOLDINGS (HONG KONG) 2,178,000
25 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 1,758,000
26 C00010 CITIBANK N.A. 1,746,000
27 B01773 TOYO SECURITIES ASIA LTD 1,640,000
28 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 1,470,000
29 B01324 FUNDERSTONE SECURITIES LTD 1,434,000
30 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 1,204,000
31 B01843 TELECOM KING SECURITIES LTD 1,086,000
32 B01289 SOUTH CHINA SECURITIES LTD 1,014,000
33 B01298 GET NICE SECURITIES LTD 1,010,000
34 B01905 SDICS INTERNATIONAL SECURITIES (HONG 870,000
35 B01415 TARZAN STOCK & SHARES LTD 800,000
36 B01623 TAI FUNG KUENTAI SECURITIES CO LTD 760,000
37 B01727 ICBC (ASIA) SECURITIES LTD 752,000
38 B01356 DELTA ASIA SECURITIES LTD 744,000
39 B01272 FB SECURITIES (HONG KONG) LTD 650,000
40 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 630,000
41 C00018 HANG SENG BANK LTD 568,000
42 B01551 YUE XIU SECURITIES CO LTD 534,000
43 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 530,000
44 C00003 THE BANK OF EAST ASIA LTD 500,000
45 B01563 XINKONG INTERNATIONAL SECURITIES LTD 484,000
46 B01842 BOCOM INTERNATIONAL SECURITIES LTD 462,000
47 B01460 BERICH BROKERAGE LTD 460,000
48 B01929 CHINA GALAXY INTERNATIONAL SECURITIES 440,000
49 C00028 NANYANG COMMERCIAL BANK LTD 408,000
50 B01650 KAM LUEN SECURITIES LTD 400,000
51 B01705 HENIK SECURITIES LTD 398,000
52 B01355 CHINA EVERBRIGHT SECURITIES (HK) LTD 300,000
53 B01416 VC BROKERAGE LTD 300,000
54 B01826 GF SECURITIES (HONG KONG) BROKERAGE LTD 260,000
55 B01376 PUBLIC SECURITIES LTD 250,000
56 B01648 STELLAR SECURITIES LTD 250,000
57 B01231 WINNER INTERNATIONAL SECURITIES LTD 244,000
58 B01890 GUOSEN SECURITIES (HK) BROKERAGE CO LTD 228,000
59 B01552 CARRIER STOCK INVESTMENT CO LTD 200,000
60 B01338 EMPEROR SECURITIES LTD 200,000
61 B01212 HENYEP SECURITIES LTD 200,000
62 B01439 TAI TAK SECURITIES (ASIA) LTD 200,000
63 B01353 UOB KAY HIAN (HONG KONG) LTD 196,000
64 B01089 HSBC BROKING SECURITIES (HONG KONG) LTD 188,000
65 C00048 CHIYU BANKING CORPORATION LTD 170,000
66 B01410 WINGS SECURITIES (HK) LTD 132,000
67 B01252 CORPORATE BROKERS LTD 130,000
68 B01721 HUA NAN SECURITIES (HK) LTD 128,000
69 B01118 EAST ASIA SECURITIES CO LTD 126,000
70 B01351 WING FUNG SECURITIES LTD 110,000
71 None HUI FUNG PING 100,000
72 B01751 IMAGI BROKERAGE LTD 100,000
73 B01566 K.K.M. SECURITIES LTD 100,000
74 B01698 LUEN SING SECURITIES LTD 100,000
75 B01345 PHILLIP SECURITIES (HONG KONG) LTD 100,000
76 B01585 SINO GRADE SECURITIES LTD 100,000
77 B01632 WAI FAT SECURITIES LTD 100,000
78 B01385 FAIRWIN BROKING LTD 80,000
79 B01433 HING WAI ALLIED SECURITIES LTD 76,000
80 B01508 SOUTHWEST SECURITIES (HK) BROKERAGE LTD 60,000
81 B01169 PUBLIC FINANCIAL SECURITIES LTD 56,000
82 B01813 CCB INTERNATIONAL SECURITIES LTD 50,000
83 B01184 QUAM SECURITIES LTD 50,000
84 B01275 SANFULL SECURITIES LTD 50,000
85 B01891 FUTURE GROWTH FINANCIAL SERVICES LTD 44,000
86 B01695 DAH SING SECURITIES LTD 40,000
87 C00015 DBS BANK (HONG KONG) LTD 40,000
88 B01545 TUNG SHING SECURITIES (BROKERS) LTD 40,000
89 B01818 I-ACCESS INVESTORS LTD 28,000
90 B01740 WIN SECURITIES LTD 24,000
91 B01119 CELESTIAL SECURITIES LTD 20,000
92 B01500 D.J. SECURITIES LTD 20,000
93 C00040 INDUSTRIAL AND COMMERCIAL BANK OF CHINA 20,000
94 B01556 LUK FOOK SECURITIES (HK) LTD 20,000
95 B01679 TAI FUNG SECURITIES LTD 20,000
96 C00088 CHINA MERCHANTS BANK CO LTD 16,000
97 B01137 CHOW SANG SANG SECURITIES LTD 14,000
98 B01581 KINGSWAY FINANCIAL SERVICES GROUP LTD 14,000
99 B01649 CINDA INTERNATIONAL SECURITIES LTD 12,000
100 B01607 RHB SECURITIES HONG KONG LTD 10,000
101 B01825 GUOYUAN SECURITIES BROKERAGE (HONG KONG) 4,000
102 B01921 GONG PING SECURITIES LTD 2,000
103 B01407 WIN WONG SECURITIES LTD 2,000
104 B01240 TSUN CHI YUEN SECURITIES CO LTD 1,000

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