Carpenter Tan Holdings Limited: O HKD

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Exchange	Code	Listed	Last trade	Delisted
SEHK main board	0837	2009-12-29

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Stock code:

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CCASS holdings on 2014-05-09

Row	CCASS ID	Participant	Holding	Stake %
1	C00019	THE HONGKONG AND SHANGHAI BANKING	12,981,500
2	B01565	GUOTAI JUNAN SECURITIES (HONG KONG) LTD	12,539,211
3	B01130	BOCI SECURITIES LTD	11,162,000
4	C00039	STANDARD CHARTERED BANK (HONG KONG) LTD	10,932,000
5	B01148	CHINA MERCHANTS SECURITIES (HK) CO LTD	5,858,000
6	C00033	BANK OF CHINA (HONG KONG) LTD	3,566,000
7	B01089	HSBC BROKING SECURITIES (HONG KONG) LTD	2,826,000
8	B01156	CMB INTERNATIONAL GLOBAL MARKETS LTD	2,496,000
9	C00010	CITIBANK N.A.	2,301,000
10	B01143	HAITONG INTERNATIONAL SECURITIES CO LTD	2,118,000
11	B01355	CHINA EVERBRIGHT SECURITIES (HK) LTD	1,966,000
12	B01610	KGI ASIA LTD	1,710,000
13	B01590	INTERACTIVE BROKERS HONG KONG LTD	1,566,000
14	C00088	CHINA MERCHANTS BANK CO LTD	966,000
15	B01727	ICBC (ASIA) SECURITIES LTD	882,000
16	B01284	HANG SENG SECURITIES LTD	834,000
17	B01825	GUOYUAN SECURITIES BROKERAGE (HONG KONG)	668,000
18	B01353	UOB KAY HIAN (HONG KONG) LTD	436,000
19	B01274	MORGAN STANLEY HONG KONG SECURITIES LTD	398,000
20	B01654	CHINA INTERNATIONAL CAPITAL CORPORATION	390,000
21	B01228	CITIC SECURITIES BROKERAGE (HK) LTD	272,000
22	B01858	YUANTA SECURITIES (HONG KONG) CO LTD	260,000
23	B01740	WIN SECURITIES LTD	224,000
24	B01150	MTF SECURITIES LTD	220,000
25	B01601	CSC SECURITIES (HK) LTD	200,000
26	B01256	SINOLINK SECURITIES (HONG KONG) CO LTD	200,000
27	B01086	EVERBRIGHT SECURITIES INVESTMENT	168,000
28	B01829	HUATAI FINANCIAL HOLDINGS (HONG KONG)	154,000
29	B01890	GUOSEN SECURITIES (HK) BROKERAGE CO LTD	132,000
30	B01551	YUE XIU SECURITIES CO LTD	114,000
31	B01875	GUODU SECURITIES (HONG KONG) LTD	112,000
32	B01324	FUNDERSTONE SECURITIES LTD	100,000
33	B01118	EAST ASIA SECURITIES CO LTD	98,000
34	C00028	NANYANG COMMERCIAL BANK LTD	92,000
35	B01788	SUNRISE SECURITIES LTD	80,000
36	B01521	CHAN NGOK MING SECURITIES LTD	72,000
37	B01272	FB SECURITIES (HONG KONG) LTD	68,000
38	B01413	CORE PACIFIC - YAMAICHI INTERNATIONAL	62,000
39	B01451	GOLDMAN SACHS (ASIA) SECURITIES LTD	62,000
40	B01224	MERRILL LYNCH FAR EAST LTD	62,000
41	C00037	SHANGHAI COMMERCIAL BANK LTD	58,000
42	B01938	CHINA INDUSTRIAL SECURITIES	50,000
43	B01581	KINGSWAY FINANCIAL SERVICES GROUP LTD	44,000
44	B01115	SHENWAN HONGYUAN SECURITIES (H.K.) LTD	40,000
45	B01638	KILMOREY SECURITIES LTD	30,000
46	B01265	OCBC SECURITIES BROKERAGE (HK) LTD	30,000
47	B01345	PHILLIP SECURITIES (HONG KONG) LTD	24,000
48	B01183	CHONG HING SECURITIES LTD	22,000
49	B01668	BRIGHT SMART SECURITIES INTERNATIONAL	20,000
50	B01584	CHIEF SECURITIES LTD	20,000
51	B01252	CORPORATE BROKERS LTD	20,000
52	B01762	DBS VICKERS (HONG KONG) LTD	18,000
53	C00093	BNP PARIBAS	16,000
54	B01347	CGS INTERNATIONAL SECURITIES HK LTD	16,000
55	C00036	CHINA CONSTRUCTION BANK (ASIA)	16,000
56	B01818	I-ACCESS INVESTORS LTD	16,000
57	C00003	THE BANK OF EAST ASIA LTD	16,000
58	C00002	BANK OF COMMUNICATIONS TRUSTEE LTD	14,000
59	B01695	DAH SING SECURITIES LTD	14,000
60	B01826	GF SECURITIES (HONG KONG) BROKERAGE LTD	14,000
61	C00018	HANG SENG BANK LTD	14,000
62	B01901	CMB INTERNATIONAL SECURITIES LTD	12,000
63	B01119	CELESTIAL SECURITIES LTD	10,000
64	B01298	GET NICE SECURITIES LTD	10,000
65	B01209	MASON SECURITIES LTD	10,000
66	B01423	PRUDENTIAL BROKERAGE LTD	10,000
67	B01275	SANFULL SECURITIES LTD	10,000
68	B01514	KARL-THOMSON SECURITIES CO LTD	8,000
69	B01905	SDICS INTERNATIONAL SECURITIES (HONG	8,000
70	B01773	TOYO SECURITIES ASIA LTD	8,000
71	B01842	BOCOM INTERNATIONAL SECURITIES LTD	6,000
72	B01779	LEE'S SECURITIES CO LTD (IN LIQUIDATION)	6,000
73	B01585	SINO GRADE SECURITIES LTD	6,000
74	C00015	DBS BANK (HONG KONG) LTD	4,000
75	B01433	HING WAI ALLIED SECURITIES LTD	4,000
76	C00041	OCBC BANK (HONG KONG) LTD	4,000
77	B01882	PING AN OF CHINA SECURITIES (HONG KONG)	4,000
78	B01777	DAIWA CAPITAL MARKETS HONG KONG LTD	2,000
79	B01323	DEUTSCHE SECURITIES ASIA LTD	2,000
80	B01338	EMPEROR SECURITIES LTD	2,000
81	B01686	FIRST SHANGHAI SECURITIES LTD	2,000
82	B01608	OPEN SECURITIES LTD	2,000
83	B01940	SOFI SECURITIES (HONG KONG) LTD	2,000
84	B01445	VICTORY SECURITIES CO LTD	2,000
85	B01267	WINFULL SECURITIES LTD	2,000
86	B01340	LEHIN SECURITIES LTD	101

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