China CITIC Financial Asset Management Co., Ltd.

Exchange Code Listed Last trade Delisted
HK Main 02799  2015-10-30    
Stock code:
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CCASS holding changes from 2016-11-16 to 2016-11-17

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 82,870,000 68,293,000 0.33 0.27 2016-11-17
2 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 90,927,000 46,450,000 0.36 0.19 2016-11-17
3 B01161 UBS SECURITIES HONG KONG LTD 45,239,000 28,578,000 0.18 0.11 2016-11-17
4 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 601,710,166 27,878,000 2.40 0.11 2016-11-17
5 C00093 BNP PARIBAS 16,627,587 16,069,600 0.07 0.06 2016-11-17
6 B01224 MERRILL LYNCH FAR EAST LTD 2,074,969,854 13,189,986 8.29 0.05 2016-11-17
7 C00102 MACQUARIE BANK LTD 4,800,000 4,800,000 0.02 0.02 2016-11-17
8 C00074 DEUTSCHE BANK AG 29,398,097 2,433,208 0.12 0.01 2016-11-17
9 B01351 WING FUNG SECURITIES LTD 1,409,000 1,396,000 0.01 0.01 2016-11-17
10 B01184 QUAM SECURITIES LTD 1,013,000 1,010,000 0.00 0.00 2016-11-17
11 B01825 GUOYUAN SECURITIES BROKERAGE (HONG KONG) 493,000 315,000 0.00 0.00 2016-11-17
12 B01323 DEUTSCHE SECURITIES ASIA LTD 295,000 295,000 0.00 0.00 2016-11-17
13 B01121 SG SECURITIES (HK) LTD 2,907,000 267,000 0.01 0.00 2016-11-17
14 B01338 EMPEROR SECURITIES LTD 268,953,000 255,000 1.07 0.00 2016-11-17
15 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 6,711,000 190,000 0.03 0.00 2016-11-17
16 B01373 CHRISTFUND SECURITIES LTD 213,000 110,000 0.00 0.00 2016-11-17
17 B01345 PHILLIP SECURITIES (HONG KONG) LTD 525,000 110,000 0.00 0.00 2016-11-17
18 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 26,495,000 75,000 0.11 0.00 2016-11-17
19 B01818 I-ACCESS INVESTORS LTD 319,000 61,000 0.00 0.00 2016-11-17
20 B01727 ICBC (ASIA) SECURITIES LTD 1,612,000 56,000 0.01 0.00 2016-11-17
21 B01940 SOFI SECURITIES (HONG KONG) LTD 61,000 50,000 0.00 0.00 2016-11-17
22 B01253 STOCKWELL SECURITIES LTD 52,000 50,000 0.00 0.00 2016-11-17
23 B01439 TAI TAK SECURITIES (ASIA) LTD 60,000 43,000 0.00 0.00 2016-11-17
24 B01937 CHANGJIANG SECURITIES BROKERAGE (HK) LTD 40,000 40,000 0.00 0.00 2016-11-17
25 B01607 RHB SECURITIES HONG KONG LTD 46,000 40,000 0.00 0.00 2016-11-17
26 B01130 BOCI SECURITIES LTD 135,578,000 21,000 0.54 0.00 2016-11-17
27 B01974 ARISTO SECURITIES LTD 20,000 20,000 0.00 0.00 2016-11-17
28 B01686 FIRST SHANGHAI SECURITIES LTD 45,000 20,000 0.00 0.00 2016-11-17
29 B01540 UPBEST SECURITIES CO LTD 20,000 20,000 0.00 0.00 2016-11-17
30 B01546 WO FUNG SECURITIES CO LTD 22,000 20,000 0.00 0.00 2016-11-17
31 B01955 FUTU SECURITIES INTERNATIONAL 177,000 15,000 0.00 0.00 2016-11-17
32 C00042 CMB WING LUNG BANK LTD 1,220,000 12,000 0.00 0.00 2016-11-17
33 B01423 PRUDENTIAL BROKERAGE LTD 56,000 10,000 0.00 0.00 2016-11-17
34 B01959 ZHONGTAI INTERNATIONAL SECURITIES LTD 826,000 9,000 0.00 0.00 2016-11-17
35 B01710 SINO-RICH SECURITIES & FUTURES LTD 5,000 5,000 0.00 0.00 2016-11-17
36 B01601 CSC SECURITIES (HK) LTD 1,000 1,000 0.00 0.00 2016-11-17
37 C00036 CHINA CONSTRUCTION BANK (ASIA) 4,347,000 -1,000 0.02 -0.00 2016-11-17
38 B01890 GUOSEN SECURITIES (HK) BROKERAGE CO LTD 1,661,000 -1,000 0.01 -0.00 2016-11-17
39 B01843 TELECOM KING SECURITIES LTD 42,000 -1,000 0.00 -0.00 2016-11-17
40 B01443 YING WAH SECURITIES CO LTD 0 -1,000 -0.00 2016-11-17
41 B01779 LEE'S SECURITIES CO LTD (IN LIQUIDATION) 10,000 -5,000 0.00 -0.00 2016-11-17
42 B01584 CHIEF SECURITIES LTD 314,000 -6,000 0.00 -0.00 2016-11-17
43 B01118 EAST ASIA SECURITIES CO LTD 3,348,000 -6,000 0.01 -0.00 2016-11-17
44 B01556 LUK FOOK SECURITIES (HK) LTD 376,000 -6,000 0.00 -0.00 2016-11-17
45 B01280 WING FAT SECURITIES LTD 37,000 -6,000 0.00 -0.00 2016-11-17
46 B01266 PRIME CDEX SECURITIES LTD 0 -7,000 -0.00 2016-11-17
47 B01212 HENYEP SECURITIES LTD 35,000 -9,000 0.00 -0.00 2016-11-17
48 B01240 TSUN CHI YUEN SECURITIES CO LTD 31,000 -10,000 0.00 -0.00 2016-11-17
49 B01610 KGI ASIA LTD 108,000 -14,000 0.00 -0.00 2016-11-17
50 C00037 SHANGHAI COMMERCIAL BANK LTD 497,000 -19,000 0.00 -0.00 2016-11-17
51 B01272 FB SECURITIES (HONG KONG) LTD 245,000 -21,000 0.00 -0.00 2016-11-17
52 B01508 SOUTHWEST SECURITIES (HK) BROKERAGE LTD 0 -34,000 -0.00 2016-11-17
53 C00088 CHINA MERCHANTS BANK CO LTD 679,000 -37,000 0.00 -0.00 2016-11-17
54 B01137 CHOW SANG SANG SECURITIES LTD 135,000 -46,000 0.00 -0.00 2016-11-17
55 B01183 CHONG HING SECURITIES LTD 689,000 -51,000 0.00 -0.00 2016-11-17
56 B01875 GUODU SECURITIES (HONG KONG) LTD 21,000 -80,000 0.00 -0.00 2016-11-17
57 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 1,379,000 -85,000 0.01 -0.00 2016-11-17
58 C00003 THE BANK OF EAST ASIA LTD 109,000 -93,000 0.00 -0.00 2016-11-17
59 B01829 HUATAI FINANCIAL HOLDINGS (HONG KONG) 3,224,000 -98,000 0.01 -0.00 2016-11-17
60 B01570 GOLDENWAY SECURITIES CO LTD 0 -100,000 -0.00 2016-11-17
61 C00016 DBS BANK LTD 16,622,000 -129,000 0.07 -0.00 2016-11-17
62 C00033 BANK OF CHINA (HONG KONG) LTD 74,443,000 -149,000 0.30 -0.00 2016-11-17
63 B01938 CHINA INDUSTRIAL SECURITIES 1,869,000 -191,000 0.01 -0.00 2016-11-17
64 B01284 HANG SENG SECURITIES LTD 728,000 -214,000 0.00 -0.00 2016-11-17
65 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 65,798,000 -302,000 0.26 -0.00 2016-11-17
66 B01590 INTERACTIVE BROKERS HONG KONG LTD 3,141,000 -449,000 0.01 -0.00 2016-11-17
67 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 2,954,122 -535,794 0.01 -0.00 2016-11-17
68 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 1,214,000 -555,000 0.00 -0.00 2016-11-17
69 B01555 ABN AMRO CLEARING HONG KONG LTD 1,787,000 -1,037,000 0.01 -0.00 2016-11-17
70 B01866 ICBC INTERNATIONAL SECURITIES LTD 3,704,000 -1,255,000 0.01 -0.01 2016-11-17
71 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 4,592,000 -7,524,000 0.02 -0.03 2016-11-17
72 B01563 XINKONG INTERNATIONAL SECURITIES LTD 115,427,000 -13,610,000 0.46 -0.05 2016-11-17
73 C00100 JPMORGAN CHASE BANK, NATIONAL 43,397,612 -23,674,000 0.17 -0.09 2016-11-17
74 C00010 CITIBANK N.A. 845,141,335 -47,301,000 3.37 -0.19 2016-11-17
75 C00019 THE HONGKONG AND SHANGHAI BANKING 1,074,990,400 -114,545,000 4.29 -0.46 2016-11-17
75 Total changed named holdings 5,668,811,173 0 22.64 0.00
115 Unchanged named holdings 2,762,403,727 0 11.03 0.00
190 Total named holdings 8,431,214,900 0 33.67 0.00
22 Unnamed Investor Participants 600,009,512 0 2.40 0.00
212 Total securities in CCASS 9,031,224,412 0 36.06 0.00
Securities not in CCASS 16,012,628,506 0 63.94 0.00
Issued securities 25,043,852,918 0 100.00 0.00 2016-10-31

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2016-11-15
Volume186,540,000
Turnover588,093,361
Average price3.153

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