CHINA WATER AFFAIRS GROUP LIMITED

Exchange Code Listed Last trade Delisted
HK Main 00855  1999-10-11    
Stock code:
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to

CCASS holding changes from 2016-10-03 to 2016-10-04

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 C00074 DEUTSCHE BANK AG 70,937,168 39,661,019 4.72 2.64 2016-10-04
2 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 237,347,902 622,000 15.81 0.04 2016-10-04
3 C00019 THE HONGKONG AND SHANGHAI BANKING 130,165,869 368,000 8.67 0.02 2016-10-04
4 B01590 INTERACTIVE BROKERS HONG KONG LTD 1,761,000 248,000 0.12 0.02 2016-10-04
5 B01161 UBS SECURITIES HONG KONG LTD 16,992,777 168,000 1.13 0.01 2016-10-04
6 C00028 NANYANG COMMERCIAL BANK LTD 964,400 90,000 0.06 0.01 2016-10-04
7 C00093 BNP PARIBAS 3,818,480 76,915 0.25 0.01 2016-10-04
8 B01130 BOCI SECURITIES LTD 134,862,500 70,000 8.98 0.00 2016-10-04
9 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 7,099,800 60,000 0.47 0.00 2016-10-04
10 B01289 SOUTH CHINA SECURITIES LTD 228,000 40,000 0.02 0.00 2016-10-04
11 C00036 CHINA CONSTRUCTION BANK (ASIA) 542,000 38,000 0.04 0.00 2016-10-04
12 B01890 GUOSEN SECURITIES (HK) BROKERAGE CO LTD 334,000 20,000 0.02 0.00 2016-10-04
13 C00100 JPMORGAN CHASE BANK, NATIONAL 44,138,283 10,000 2.94 0.00 2016-10-04
14 B01673 FULBRIGHT SECURITIES LTD 160,000 4,000 0.01 0.00 2016-10-04
15 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 3,037,000 2,000 0.20 0.00 2016-10-04
16 B01955 FUTU SECURITIES INTERNATIONAL 184,000 -2,000 0.01 -0.00 2016-10-04
17 B01345 PHILLIP SECURITIES (HONG KONG) LTD 820,200 -2,000 0.05 -0.00 2016-10-04
18 B01777 DAIWA CAPITAL MARKETS HONG KONG LTD 281,484,277 -4,000 18.75 -0.00 2016-10-04
19 C00037 SHANGHAI COMMERCIAL BANK LTD 657,500 -6,000 0.04 -0.00 2016-10-04
20 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 1,050,300 -10,000 0.07 -0.00 2016-10-04
21 C00042 CMB WING LUNG BANK LTD 3,186,100 -10,000 0.21 -0.00 2016-10-04
22 B01209 MASON SECURITIES LTD 110,000 -10,000 0.01 -0.00 2016-10-04
23 B01623 TAI FUNG KUENTAI SECURITIES CO LTD 180,500 -10,000 0.01 -0.00 2016-10-04
24 B01118 EAST ASIA SECURITIES CO LTD 698,000 -14,000 0.05 -0.00 2016-10-04
25 B01086 EVERBRIGHT SECURITIES INVESTMENT 2,577,000 -16,000 0.17 -0.00 2016-10-04
26 B01610 KGI ASIA LTD 6,036,400 -18,000 0.40 -0.00 2016-10-04
27 B01584 CHIEF SECURITIES LTD 267,500 -20,000 0.02 -0.00 2016-10-04
28 B01938 CHINA INDUSTRIAL SECURITIES 3,490,000 -20,000 0.23 -0.00 2016-10-04
29 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 15,394,000 -20,000 1.03 -0.00 2016-10-04
30 C00016 DBS BANK LTD 23,140,000 -20,000 1.54 -0.00 2016-10-04
31 B01184 QUAM SECURITIES LTD 1,208,500 -22,000 0.08 -0.00 2016-10-04
32 B01323 DEUTSCHE SECURITIES ASIA LTD 3,079,777 -26,000 0.21 -0.00 2016-10-04
33 B01267 WINFULL SECURITIES LTD 0 -36,000 -0.00 2016-10-04
34 B01818 I-ACCESS INVESTORS LTD 126,000 -40,000 0.01 -0.00 2016-10-04
35 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 5,008,000 -44,000 0.33 -0.00 2016-10-04
36 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 1,906,405 -48,000 0.13 -0.00 2016-10-04
37 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 958,000 -50,000 0.06 -0.00 2016-10-04
38 C00033 BANK OF CHINA (HONG KONG) LTD 16,575,401 -80,000 1.10 -0.01 2016-10-04
39 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 3,020,900 -80,000 0.20 -0.01 2016-10-04
40 B01825 GUOYUAN SECURITIES BROKERAGE (HONG KONG) 5,324,000 -100,000 0.35 -0.01 2016-10-04
41 B01284 HANG SENG SECURITIES LTD 11,185,600 -110,000 0.74 -0.01 2016-10-04
42 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 7,820,273 -136,000 0.52 -0.01 2016-10-04
43 B01842 BOCOM INTERNATIONAL SECURITIES LTD 534,000 -180,000 0.04 -0.01 2016-10-04
44 B01686 FIRST SHANGHAI SECURITIES LTD 470,500 -200,000 0.03 -0.01 2016-10-04
45 C00010 CITIBANK N.A. 112,484,307 -280,500 7.49 -0.02 2016-10-04
46 B01224 MERRILL LYNCH FAR EAST LTD 11,270,126 -39,873,434 0.75 -2.66 2016-10-04
46 Total changed named holdings 1,172,636,745 -10,000 78.10 -0.00
170 Unchanged named holdings 236,103,014 0 15.73 0.00
216 Total named holdings 1,408,739,759 -10,000 93.83 0.00
24 Unnamed Investor Participants 1,620,100 10,000 0.11 0.00
240 Total securities in CCASS 1,410,359,859 0 93.93 0.00
Securities not in CCASS 91,063,000 0 6.07 0.00
Issued securities 1,501,422,859 0 100.00 0.00 2016-09-30

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2016-09-30
Volume2,712,000
Turnover13,536,644
Average price4.991

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