SPT Energy Group Inc.

Exchange Code Listed Last trade Delisted
HK Main 01251  2011-12-23    
Stock code:
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CCASS holding changes from 2013-12-31 to 2014-01-02

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 C00074 DEUTSCHE BANK AG 53,455,022 37,609,756 3.49 2.46 2014-01-02
2 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 62,885,170 397,600 4.11 0.03 2014-01-02
3 C00010 CITIBANK N.A. 53,521,312 100,000 3.50 0.01 2014-01-02
4 B01323 DEUTSCHE SECURITIES ASIA LTD 2,168,285 46,000 0.14 0.00 2014-01-02
5 B01224 MERRILL LYNCH FAR EAST LTD 146,700 20,000 0.01 0.00 2014-01-02
6 B01345 PHILLIP SECURITIES (HONG KONG) LTD 762,000 20,000 0.05 0.00 2014-01-02
7 B01415 TARZAN STOCK & SHARES LTD 20,000 20,000 0.00 0.00 2014-01-02
8 C00088 CHINA MERCHANTS BANK CO LTD 146,000 18,000 0.01 0.00 2014-01-02
9 B01853 CMBC SECURITIES CO LTD 19,700 18,000 0.00 0.00 2014-01-02
10 C00033 BANK OF CHINA (HONG KONG) LTD 21,971,280 14,000 1.44 0.00 2014-01-02
11 B01590 INTERACTIVE BROKERS HONG KONG LTD 1,222,000 14,000 0.08 0.00 2014-01-02
12 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 288,000 12,000 0.02 0.00 2014-01-02
13 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 9,036,000 12,000 0.59 0.00 2014-01-02
14 C00048 CHIYU BANKING CORPORATION LTD 1,828,000 12,000 0.12 0.00 2014-01-02
15 B01607 RHB SECURITIES HONG KONG LTD 128,000 12,000 0.01 0.00 2014-01-02
16 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 1,198,000 10,000 0.08 0.00 2014-01-02
17 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 1,271,558 10,000 0.08 0.00 2014-01-02
18 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 3,550,000 10,000 0.23 0.00 2014-01-02
19 B01761 KO'S BROTHER SECURITIES CO LTD 10,000 10,000 0.00 0.00 2014-01-02
20 B01264 MIB SECURITIES (HONG KONG) LTD 48,000 10,000 0.00 0.00 2014-01-02
21 B01905 SDICS INTERNATIONAL SECURITIES (HONG 1,158,000 10,000 0.08 0.00 2014-01-02
22 C00037 SHANGHAI COMMERCIAL BANK LTD 324,000 10,000 0.02 0.00 2014-01-02
23 B01773 TOYO SECURITIES ASIA LTD 134,000 10,000 0.01 0.00 2014-01-02
24 B01584 CHIEF SECURITIES LTD 358,000 6,000 0.02 0.00 2014-01-02
25 B01353 UOB KAY HIAN (HONG KONG) LTD 468,000 6,000 0.03 0.00 2014-01-02
26 B01858 YUANTA SECURITIES (HONG KONG) CO LTD 68,000 6,000 0.00 0.00 2014-01-02
27 B01183 CHONG HING SECURITIES LTD 186,000 4,000 0.01 0.00 2014-01-02
28 C00028 NANYANG COMMERCIAL BANK LTD 310,000 4,000 0.02 0.00 2014-01-02
29 B01130 BOCI SECURITIES LTD 5,958,000 2,000 0.39 0.00 2014-01-02
30 B01284 HANG SENG SECURITIES LTD 4,148,000 -4,000 0.27 -0.00 2014-01-02
31 B01198 PO KAY SECURITIES & SHARES CO LTD 10,000 -10,000 0.00 -0.00 2014-01-02
32 B01497 SINOPAC SECURITIES (ASIA) LTD 52,000 -10,000 0.00 -0.00 2014-01-02
33 B01545 TUNG SHING SECURITIES (BROKERS) LTD 46,000 -10,000 0.00 -0.00 2014-01-02
34 B01407 WIN WONG SECURITIES LTD 300 -12,000 0.00 -0.00 2014-01-02
35 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 12,642,000 -18,000 0.83 -0.00 2014-01-02
36 B01272 FB SECURITIES (HONG KONG) LTD 52,000 -24,000 0.00 -0.00 2014-01-02
37 B01727 ICBC (ASIA) SECURITIES LTD 44,000 -32,000 0.00 -0.00 2014-01-02
38 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 35,504,000 -50,000 2.32 -0.00 2014-01-02
39 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 1,840,000 -72,000 0.12 -0.00 2014-01-02
40 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 30,048,509 -80,000 1.96 -0.01 2014-01-02
41 B01825 GUOYUAN SECURITIES BROKERAGE (HONG KONG) 3,030,000 -100,000 0.20 -0.01 2014-01-02
42 C00019 THE HONGKONG AND SHANGHAI BANKING 1,092,259,766 -320,000 71.37 -0.02 2014-01-02
43 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 27,224,960 -37,691,356 1.78 -2.46 2014-01-02
43 Total changed named holdings 1,429,540,562 0 93.41 0.00
107 Unchanged named holdings 100,816,741 0 6.59 0.00
150 Total named holdings 1,530,357,303 0 100.00 0.00
1 Unnamed Investor Participants 4,000 0 0.00 0.00
151 Total securities in CCASS 1,530,361,303 0 100.00 0.00
Securities not in CCASS 30,030 0 0.00 0.00
Issued securities 1,530,391,333 0 100.00 0.00 2013-12-31

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2013-12-27
Volume1,366,000
Turnover6,514,030
Average price4.769

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