SPT Energy Group Inc.

Exchange Code Listed Last trade Delisted
HK Main 01251  2011-12-23    
Stock code:
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CCASS holding changes from 2013-11-14 to 2013-11-15

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 65,794,792 13,710,974 4.30 0.90 2013-11-15
2 C00010 CITIBANK N.A. 55,279,373 672,000 3.61 0.04 2013-11-15
3 B01161 UBS SECURITIES HONG KONG LTD 3,784,599 186,000 0.25 0.01 2013-11-15
4 B01584 CHIEF SECURITIES LTD 576,000 148,000 0.04 0.01 2013-11-15
5 B01610 KGI ASIA LTD 6,076,000 128,000 0.40 0.01 2013-11-15
6 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 634,000 104,000 0.04 0.01 2013-11-15
7 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 14,560,000 70,000 0.95 0.00 2013-11-15
8 B01454 HAO TIAN INTERNATIONAL SECURITIES LTD 240,000 60,000 0.02 0.00 2013-11-15
9 B01597 TIMES SECURITIES CO LTD 60,000 60,000 0.00 0.00 2013-11-15
10 C00028 NANYANG COMMERCIAL BANK LTD 412,000 50,000 0.03 0.00 2013-11-15
11 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 9,696,000 40,000 0.63 0.00 2013-11-15
12 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 1,030,000 20,000 0.07 0.00 2013-11-15
13 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 2,956,000 18,000 0.19 0.00 2013-11-15
14 B01890 GUOSEN SECURITIES (HK) BROKERAGE CO LTD 494,000 14,000 0.03 0.00 2013-11-15
15 B01818 I-ACCESS INVESTORS LTD 112,000 12,000 0.01 0.00 2013-11-15
16 B01252 CORPORATE BROKERS LTD 10,000 10,000 0.00 0.00 2013-11-15
17 B01272 FB SECURITIES (HONG KONG) LTD 158,000 10,000 0.01 0.00 2013-11-15
18 B01825 GUOYUAN SECURITIES BROKERAGE (HONG KONG) 4,172,000 10,000 0.27 0.00 2013-11-15
19 C00037 SHANGHAI COMMERCIAL BANK LTD 284,000 10,000 0.02 0.00 2013-11-15
20 B01843 TELECOM KING SECURITIES LTD 28,000 10,000 0.00 0.00 2013-11-15
21 B01353 UOB KAY HIAN (HONG KONG) LTD 736,000 10,000 0.05 0.00 2013-11-15
22 B01937 CHANGJIANG SECURITIES BROKERAGE (HK) LTD 6,000 6,000 0.00 0.00 2013-11-15
23 B01556 LUK FOOK SECURITIES (HK) LTD 116,000 6,000 0.01 0.00 2013-11-15
24 B01289 SOUTH CHINA SECURITIES LTD 342,000 4,000 0.02 0.00 2013-11-15
25 B01290 SPS SECURITIES LTD 4,000 4,000 0.00 0.00 2013-11-15
26 B01590 INTERACTIVE BROKERS HONG KONG LTD 1,028,000 2,000 0.07 0.00 2013-11-15
27 B01323 DEUTSCHE SECURITIES ASIA LTD 2,904,043 -2,000 0.19 -0.00 2013-11-15
28 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 108,000 -2,000 0.01 -0.00 2013-11-15
29 B01673 FULBRIGHT SECURITIES LTD 208,000 -6,000 0.01 -0.00 2013-11-15
30 B01826 GF SECURITIES (HONG KONG) BROKERAGE LTD 496,000 -6,000 0.03 -0.00 2013-11-15
31 B01709 RPS INVESTMENT LTD 32,000 -6,000 0.00 -0.00 2013-11-15
32 C00003 THE BANK OF EAST ASIA LTD 100,000 -6,000 0.01 -0.00 2013-11-15
33 B01345 PHILLIP SECURITIES (HONG KONG) LTD 830,000 -8,000 0.05 -0.00 2013-11-15
34 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 1,230,158 -8,400 0.08 -0.00 2013-11-15
35 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 238,000 -10,000 0.02 -0.00 2013-11-15
36 B01183 CHONG HING SECURITIES LTD 168,000 -12,000 0.01 -0.00 2013-11-15
37 B01118 EAST ASIA SECURITIES CO LTD 120,000 -14,000 0.01 -0.00 2013-11-15
38 B01224 MERRILL LYNCH FAR EAST LTD 150,000 -16,035 0.01 -0.00 2013-11-15
39 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 30,228,602 -28,000 1.98 -0.00 2013-11-15
40 B01130 BOCI SECURITIES LTD 5,956,000 -42,000 0.39 -0.00 2013-11-15
41 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 1,864,000 -46,000 0.12 -0.00 2013-11-15
42 B01284 HANG SENG SECURITIES LTD 4,296,000 -86,000 0.28 -0.01 2013-11-15
43 B01563 XINKONG INTERNATIONAL SECURITIES LTD 4,000 -100,000 0.00 -0.01 2013-11-15
44 C00033 BANK OF CHINA (HONG KONG) LTD 25,860,000 -140,000 1.69 -0.01 2013-11-15
45 C00100 JPMORGAN CHASE BANK, NATIONAL 13,342,437 -350,000 0.87 -0.02 2013-11-15
46 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 70,404,662 -682,600 4.60 -0.04 2013-11-15
47 C00019 THE HONGKONG AND SHANGHAI BANKING 1,064,098,053 -1,066,609 69.56 -0.07 2013-11-15
48 C00074 DEUTSCHE BANK AG 14,068,661 -12,737,330 0.92 -0.83 2013-11-15
48 Total changed named holdings 1,405,295,380 0 91.87 0.00
111 Unchanged named holdings 124,429,923 0 8.13 0.00
159 Total named holdings 1,529,725,303 0 100.00 0.00
1 Unnamed Investor Participants 4,000 0 0.00 0.00
160 Total securities in CCASS 1,529,729,303 0 100.00 0.00
Securities not in CCASS -21,303 0 -0.00 0.00
Issued securities 1,529,708,000 0 100.00 0.00 2013-10-31

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2013-11-13
Volume2,762,000
Turnover12,245,510
Average price4.434

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