HUADIAN POWER INTERNATIONAL CORPORATION LIMITED

Exchange Code Listed Last trade Delisted
HK Main 01071  1999-06-30    
Stock code:
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CCASS holding changes from 2013-04-03 to 2013-04-05

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 86,517,437 4,084,840 6.05 0.29 2013-04-05
2 C00019 THE HONGKONG AND SHANGHAI BANKING 424,475,619 1,334,668 29.66 0.09 2013-04-05
3 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 90,612,992 1,086,000 6.33 0.08 2013-04-05
4 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 3,898,000 466,000 0.27 0.03 2013-04-05
5 B01686 FIRST SHANGHAI SECURITIES LTD 4,488,000 400,000 0.31 0.03 2013-04-05
6 B01590 INTERACTIVE BROKERS HONG KONG LTD 5,784,000 392,000 0.40 0.03 2013-04-05
7 C00016 DBS BANK LTD 3,550,000 200,000 0.25 0.01 2013-04-05
8 B01430 CITIGROUP GLOBAL MARKETS ASIA LTD 132,577 112,000 0.01 0.01 2013-04-05
9 B01238 TAI YIP STOCK CO LTD 110,000 100,000 0.01 0.01 2013-04-05
10 C00010 CITIBANK N.A. 151,623,771 68,000 10.60 0.00 2013-04-05
11 B01351 WING FUNG SECURITIES LTD 26,000 26,000 0.00 0.00 2013-04-05
12 C00100 JPMORGAN CHASE BANK, NATIONAL 47,766,647 24,000 3.34 0.00 2013-04-05
13 B01890 GUOSEN SECURITIES (HK) BROKERAGE CO LTD 54,000 16,000 0.00 0.00 2013-04-05
14 B01818 I-ACCESS INVESTORS LTD 52,000 14,000 0.00 0.00 2013-04-05
15 B01659 CHEER UNION SECURITIES LTD 10,000 10,000 0.00 0.00 2013-04-05
16 B01584 CHIEF SECURITIES LTD 1,140,000 10,000 0.08 0.00 2013-04-05
17 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 570,000 10,000 0.04 0.00 2013-04-05
18 B01695 DAH SING SECURITIES LTD 252,000 10,000 0.02 0.00 2013-04-05
19 B01673 FULBRIGHT SECURITIES LTD 976,000 10,000 0.07 0.00 2013-04-05
20 B01581 KINGSWAY FINANCIAL SERVICES GROUP LTD 1,870,000 10,000 0.13 0.00 2013-04-05
21 B01940 SOFI SECURITIES (HONG KONG) LTD 2,534,000 8,000 0.18 0.00 2013-04-05
22 B01423 PRUDENTIAL BROKERAGE LTD 104,000 6,000 0.01 0.00 2013-04-05
23 B01891 FUTURE GROWTH FINANCIAL SERVICES LTD 4,000 4,000 0.00 0.00 2013-04-05
24 B01271 HANG TAI SECURITIES LTD 54,000 4,000 0.00 0.00 2013-04-05
25 B01740 WIN SECURITIES LTD 728,000 -2,000 0.05 -0.00 2013-04-05
26 B01901 CMB INTERNATIONAL SECURITIES LTD 924,000 -4,000 0.06 -0.00 2013-04-05
27 B01777 DAIWA CAPITAL MARKETS HONG KONG LTD 3,056,000 -4,000 0.21 -0.00 2013-04-05
28 B01826 GF SECURITIES (HONG KONG) BROKERAGE LTD 532,000 -4,000 0.04 -0.00 2013-04-05
29 B01247 KWAI HUNG SECURITIES CO LTD 16,000 -4,000 0.00 -0.00 2013-04-05
30 B01289 SOUTH CHINA SECURITIES LTD 334,000 -4,000 0.02 -0.00 2013-04-05
31 B01563 XINKONG INTERNATIONAL SECURITIES LTD 100,000 -4,000 0.01 -0.00 2013-04-05
32 B01858 YUANTA SECURITIES (HONG KONG) CO LTD 938,000 -4,000 0.07 -0.00 2013-04-05
33 B01748 COL SECURITIES (HK) LTD 0 -6,000 -0.00 2013-04-05
34 B01402 PHOENIX CAPITAL SECURITIES LTD 20,000 -6,000 0.00 -0.00 2013-04-05
35 B01610 KGI ASIA LTD 7,858,000 -8,000 0.55 -0.00 2013-04-05
36 B01540 UPBEST SECURITIES CO LTD 0 -8,000 -0.00 2013-04-05
37 B01450 DL BROKERAGE LTD 260,000 -10,000 0.02 -0.00 2013-04-05
38 B01089 HSBC BROKING SECURITIES (HONG KONG) LTD 3,560,000 -10,000 0.25 -0.00 2013-04-05
39 C00041 OCBC BANK (HONG KONG) LTD 1,166,000 -10,000 0.08 -0.00 2013-04-05
40 B01345 PHILLIP SECURITIES (HONG KONG) LTD 3,666,000 -10,000 0.26 -0.00 2013-04-05
41 B01607 RHB SECURITIES HONG KONG LTD 300,000 -10,000 0.02 -0.00 2013-04-05
42 B01183 CHONG HING SECURITIES LTD 948,000 -12,000 0.07 -0.00 2013-04-05
43 B01252 CORPORATE BROKERS LTD 36,000 -14,000 0.00 -0.00 2013-04-05
44 B01545 TUNG SHING SECURITIES (BROKERS) LTD 2,244,000 -18,000 0.16 -0.00 2013-04-05
45 B01842 BOCOM INTERNATIONAL SECURITIES LTD 10,564,000 -20,000 0.74 -0.00 2013-04-05
46 C00015 DBS BANK (HONG KONG) LTD 660,000 -20,000 0.05 -0.00 2013-04-05
47 B01272 FB SECURITIES (HONG KONG) LTD 1,300,000 -20,000 0.09 -0.00 2013-04-05
48 C00037 SHANGHAI COMMERCIAL BANK LTD 1,844,000 -20,000 0.13 -0.00 2013-04-05
49 C00003 THE BANK OF EAST ASIA LTD 2,194,000 -20,000 0.15 -0.00 2013-04-05
50 B01161 UBS SECURITIES HONG KONG LTD 148,000 -24,000 0.01 -0.00 2013-04-05
51 B01130 BOCI SECURITIES LTD 108,870,000 -28,000 7.61 -0.00 2013-04-05
52 B01762 DBS VICKERS (HONG KONG) LTD 1,664,000 -30,000 0.12 -0.00 2013-04-05
53 B01086 EVERBRIGHT SECURITIES INVESTMENT 19,870,000 -30,000 1.39 -0.00 2013-04-05
54 B01843 TELECOM KING SECURITIES LTD 110,000 -30,000 0.01 -0.00 2013-04-05
55 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 5,930,000 -40,000 0.41 -0.00 2013-04-05
56 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 1,704,000 -44,000 0.12 -0.00 2013-04-05
57 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 5,696,000 -60,000 0.40 -0.00 2013-04-05
58 B01323 DEUTSCHE SECURITIES ASIA LTD 8,077,129 -72,000 0.56 -0.01 2013-04-05
59 B01353 UOB KAY HIAN (HONG KONG) LTD 968,000 -80,000 0.07 -0.01 2013-04-05
60 B01118 EAST ASIA SECURITIES CO LTD 4,708,000 -84,000 0.33 -0.01 2013-04-05
61 C00028 NANYANG COMMERCIAL BANK LTD 1,392,000 -100,000 0.10 -0.01 2013-04-05
62 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 51,392,000 -116,000 3.59 -0.01 2013-04-05
63 B01119 CELESTIAL SECURITIES LTD 256,000 -160,000 0.02 -0.01 2013-04-05
64 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 5,144,000 -166,000 0.36 -0.01 2013-04-05
65 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 1,010,000 -208,000 0.07 -0.01 2013-04-05
66 B01654 CHINA INTERNATIONAL CAPITAL CORPORATION 17,928,000 -248,000 1.25 -0.02 2013-04-05
67 B01825 GUOYUAN SECURITIES BROKERAGE (HONG KONG) 680,000 -400,000 0.05 -0.03 2013-04-05
68 B01224 MERRILL LYNCH FAR EAST LTD 14,582,669 -466,000 1.02 -0.03 2013-04-05
69 B01649 CINDA INTERNATIONAL SECURITIES LTD 770,000 -470,000 0.05 -0.03 2013-04-05
70 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 11,958,000 -492,000 0.84 -0.03 2013-04-05
71 C00033 BANK OF CHINA (HONG KONG) LTD 30,970,000 -502,000 2.16 -0.04 2013-04-05
72 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 137,708,356 -1,251,508 9.62 -0.09 2013-04-05
73 B01284 HANG SENG SECURITIES LTD 2,593,000 -2,952,000 0.18 -0.21 2013-04-05
73 Total changed named holdings 1,303,982,197 100,000 91.12 0.01
172 Unchanged named holdings 107,427,703 0 7.51 0.00
245 Total named holdings 1,411,409,900 100,000 98.63 0.00
40 Unnamed Investor Participants 3,469,000 0 0.24 0.00
285 Total securities in CCASS 1,414,878,900 100,000 98.87 0.01
Securities not in CCASS 16,149,100 -100,000 1.13 -0.01
Issued securities 1,431,028,000 0 100.00 0.00 2013-03-31

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2013-04-02
Volume9,170,000
Turnover34,512,090
Average price3.764

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