HUADIAN POWER INTERNATIONAL CORPORATION LIMITED

Exchange Code Listed Last trade Delisted
HK Main 01071  1999-06-30    
Stock code:
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CCASS holding changes from 2013-01-31 to 2013-02-01

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 C00019 THE HONGKONG AND SHANGHAI BANKING 414,520,992 7,302,000 28.97 0.51 2013-02-01
2 B01825 GUOYUAN SECURITIES BROKERAGE (HONG KONG) 4,892,000 3,100,000 0.34 0.22 2013-02-01
3 B01654 CHINA INTERNATIONAL CAPITAL CORPORATION 20,736,000 2,338,000 1.45 0.16 2013-02-01
4 B01590 INTERACTIVE BROKERS HONG KONG LTD 6,902,000 1,142,000 0.48 0.08 2013-02-01
5 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 43,221,800 672,000 3.02 0.05 2013-02-01
6 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 110,967,985 564,000 7.75 0.04 2013-02-01
7 B01842 BOCOM INTERNATIONAL SECURITIES LTD 8,096,000 400,000 0.57 0.03 2013-02-01
8 B01829 HUATAI FINANCIAL HOLDINGS (HONG KONG) 1,104,000 196,000 0.08 0.01 2013-02-01
9 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 4,262,000 186,000 0.30 0.01 2013-02-01
10 C00016 DBS BANK LTD 150,000 150,000 0.01 0.01 2013-02-01
11 B01708 ROSA SECURITIES LTD 930,000 150,000 0.06 0.01 2013-02-01
12 C00033 BANK OF CHINA (HONG KONG) LTD 47,452,000 132,000 3.32 0.01 2013-02-01
13 B01686 FIRST SHANGHAI SECURITIES LTD 7,628,000 90,000 0.53 0.01 2013-02-01
14 B01224 MERRILL LYNCH FAR EAST LTD 22,915,367 84,000 1.60 0.01 2013-02-01
15 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 11,256,000 28,000 0.79 0.00 2013-02-01
16 B01601 CSC SECURITIES (HK) LTD 20,000 20,000 0.00 0.00 2013-02-01
17 B01584 CHIEF SECURITIES LTD 1,104,000 10,000 0.08 0.00 2013-02-01
18 B01727 ICBC (ASIA) SECURITIES LTD 1,368,000 10,000 0.10 0.00 2013-02-01
19 B01773 TOYO SECURITIES ASIA LTD 4,326,000 10,000 0.30 0.00 2013-02-01
20 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 908,000 6,000 0.06 0.00 2013-02-01
21 C00036 CHINA CONSTRUCTION BANK (ASIA) 1,216,000 -2,000 0.08 -0.00 2013-02-01
22 B01777 DAIWA CAPITAL MARKETS HONG KONG LTD 3,310,000 -2,000 0.23 -0.00 2013-02-01
23 B01685 ARK SECURITIES (HONG KONG) LTD 4,000 -4,000 0.00 -0.00 2013-02-01
24 B01702 BLACK MARBLE SECURITIES LTD 146,000 -4,000 0.01 -0.00 2013-02-01
25 C00015 DBS BANK (HONG KONG) LTD 768,000 -4,000 0.05 -0.00 2013-02-01
26 B01818 I-ACCESS INVESTORS LTD 18,000 -4,000 0.00 -0.00 2013-02-01
27 B01310 TUNG TAK SECURITIES (H.K.) CO LTD 44,000 -6,000 0.00 -0.00 2013-02-01
28 B01514 KARL-THOMSON SECURITIES CO LTD 124,000 -8,000 0.01 -0.00 2013-02-01
29 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 3,006,000 -10,000 0.21 -0.00 2013-02-01
30 B01784 FU YIP SECURITIES AND INVESTMENT CO LTD 14,000 -10,000 0.00 -0.00 2013-02-01
31 B01751 IMAGI BROKERAGE LTD 0 -10,000 -0.00 2013-02-01
32 C00040 INDUSTRIAL AND COMMERCIAL BANK OF CHINA 50,000 -10,000 0.00 -0.00 2013-02-01
33 B01761 KO'S BROTHER SECURITIES CO LTD 10,000 -10,000 0.00 -0.00 2013-02-01
34 B01607 RHB SECURITIES HONG KONG LTD 440,000 -10,000 0.03 -0.00 2013-02-01
35 B01158 SOLID KING SECURITIES LTD 434,000 -10,000 0.03 -0.00 2013-02-01
36 B01623 TAI FUNG KUENTAI SECURITIES CO LTD 626,000 -10,000 0.04 -0.00 2013-02-01
37 B01231 WINNER INTERNATIONAL SECURITIES LTD 0 -10,000 -0.00 2013-02-01
38 B01559 WISETRADE SECURITIES LTD 10,000 -10,000 0.00 -0.00 2013-02-01
39 B01577 YF SECURITIES CO LTD 0 -10,000 -0.00 2013-02-01
40 B01144 TAK FUNG SHARES INVESTMENT CO LTD 230,000 -12,000 0.02 -0.00 2013-02-01
41 B01290 SPS SECURITIES LTD 420,000 -20,000 0.03 -0.00 2013-02-01
42 B01416 VC BROKERAGE LTD 180,000 -20,000 0.01 -0.00 2013-02-01
43 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 3,026,000 -22,000 0.21 -0.00 2013-02-01
44 C00028 NANYANG COMMERCIAL BANK LTD 2,222,000 -24,000 0.16 -0.00 2013-02-01
45 B01890 GUOSEN SECURITIES (HK) BROKERAGE CO LTD 122,000 -36,000 0.01 -0.00 2013-02-01
46 B01581 KINGSWAY FINANCIAL SERVICES GROUP LTD 2,072,000 -38,000 0.14 -0.00 2013-02-01
47 B01848 CATHAY SECURITIES (HONG KONG) LTD 44,000 -40,000 0.00 -0.00 2013-02-01
48 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 10,716,000 -40,000 0.75 -0.00 2013-02-01
49 C00041 OCBC BANK (HONG KONG) LTD 1,356,000 -40,000 0.09 -0.00 2013-02-01
50 B01740 WIN SECURITIES LTD 792,000 -40,000 0.06 -0.00 2013-02-01
51 B01284 HANG SENG SECURITIES LTD 17,447,000 -42,000 1.22 -0.00 2013-02-01
52 B01240 TSUN CHI YUEN SECURITIES CO LTD 237,641 -46,000 0.02 -0.00 2013-02-01
53 B01901 CMB INTERNATIONAL SECURITIES LTD 1,034,000 -50,000 0.07 -0.00 2013-02-01
54 B01566 K.K.M. SECURITIES LTD 20,000 -50,000 0.00 -0.00 2013-02-01
55 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 5,668,000 -50,000 0.40 -0.00 2013-02-01
56 C00037 SHANGHAI COMMERCIAL BANK LTD 3,850,000 -64,000 0.27 -0.00 2013-02-01
57 B01673 FULBRIGHT SECURITIES LTD 6,040,000 -76,000 0.42 -0.01 2013-02-01
58 B01345 PHILLIP SECURITIES (HONG KONG) LTD 4,190,000 -78,000 0.29 -0.01 2013-02-01
59 B01118 EAST ASIA SECURITIES CO LTD 6,092,000 -100,000 0.43 -0.01 2013-02-01
60 C00100 JPMORGAN CHASE BANK, NATIONAL 19,842,647 -100,000 1.39 -0.01 2013-02-01
61 B01130 BOCI SECURITIES LTD 109,398,000 -194,000 7.64 -0.01 2013-02-01
62 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 54,634,000 -200,000 3.82 -0.01 2013-02-01
63 B01540 UPBEST SECURITIES CO LTD 8,000 -200,000 0.00 -0.01 2013-02-01
64 B01323 DEUTSCHE SECURITIES ASIA LTD 26,619,320 -244,000 1.86 -0.02 2013-02-01
65 B01427 TSE'S SECURITIES LTD 50,000 -300,000 0.00 -0.02 2013-02-01
66 B01355 CHINA EVERBRIGHT SECURITIES (HK) LTD 944,000 -1,022,000 0.07 -0.07 2013-02-01
67 B01086 EVERBRIGHT SECURITIES INVESTMENT 25,990,000 -1,320,000 1.82 -0.09 2013-02-01
68 B01905 SDICS INTERNATIONAL SECURITIES (HONG 4,504,000 -1,900,000 0.31 -0.13 2013-02-01
69 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 102,584,292 -1,934,000 7.17 -0.14 2013-02-01
70 C00010 CITIBANK N.A. 128,338,283 -8,114,000 8.97 -0.57 2013-02-01
70 Total changed named holdings 1,261,651,327 30,000 88.16 0.00
190 Unchanged named holdings 146,152,573 0 10.21 0.00
260 Total named holdings 1,407,803,900 30,000 98.38 0.00
45 Unnamed Investor Participants 4,163,000 0 0.29 0.00
305 Total securities in CCASS 1,411,966,900 30,000 98.67 0.00
Securities not in CCASS 19,061,100 -30,000 1.33 -0.00
Issued securities 1,431,028,000 0 100.00 0.00 2013-01-31

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2013-01-30
Volume21,268,000
Turnover66,764,400
Average price3.139

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