SPT Energy Group Inc.

Exchange Code Listed Last trade Delisted
HK Main 01251  2011-12-23    
Stock code:
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CCASS holding changes from 2012-11-09 to 2012-11-12

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 C00010 CITIBANK N.A. 37,784,000 4,382,000 2.83 0.33 2012-11-12
2 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 46,466,000 2,864,000 3.48 0.21 2012-11-12
3 B01086 EVERBRIGHT SECURITIES INVESTMENT 978,000 768,000 0.07 0.06 2012-11-12
4 B01152 YU ON SECURITIES CO LTD 876,000 710,000 0.07 0.05 2012-11-12
5 B01438 KINGSTON SECURITIES LTD 634,000 598,000 0.05 0.04 2012-11-12
6 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 12,636,000 300,000 0.95 0.02 2012-11-12
7 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 5,677,100 256,000 0.43 0.02 2012-11-12
8 C00033 BANK OF CHINA (HONG KONG) LTD 7,368,000 236,000 0.55 0.02 2012-11-12
9 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 560,000 178,000 0.04 0.01 2012-11-12
10 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 2,696,000 148,000 0.20 0.01 2012-11-12
11 B01264 MIB SECURITIES (HONG KONG) LTD 110,000 100,000 0.01 0.01 2012-11-12
12 B01686 FIRST SHANGHAI SECURITIES LTD 4,660,000 94,000 0.35 0.01 2012-11-12
13 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 3,130,000 84,000 0.23 0.01 2012-11-12
14 C00028 NANYANG COMMERCIAL BANK LTD 576,000 80,000 0.04 0.01 2012-11-12
15 B01597 TIMES SECURITIES CO LTD 80,000 80,000 0.01 0.01 2012-11-12
16 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 220,000 62,000 0.02 0.00 2012-11-12
17 B01623 TAI FUNG KUENTAI SECURITIES CO LTD 70,000 60,000 0.01 0.00 2012-11-12
18 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 410,000 54,000 0.03 0.00 2012-11-12
19 B01224 MERRILL LYNCH FAR EAST LTD 52,000 52,000 0.00 0.00 2012-11-12
20 B01842 BOCOM INTERNATIONAL SECURITIES LTD 422,000 50,000 0.03 0.00 2012-11-12
21 B01373 CHRISTFUND SECURITIES LTD 60,000 50,000 0.00 0.00 2012-11-12
22 B01118 EAST ASIA SECURITIES CO LTD 382,000 50,000 0.03 0.00 2012-11-12
23 B01298 GET NICE SECURITIES LTD 66,000 50,000 0.00 0.00 2012-11-12
24 B01649 CINDA INTERNATIONAL SECURITIES LTD 1,400,000 40,000 0.10 0.00 2012-11-12
25 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 252,000 40,000 0.02 0.00 2012-11-12
26 B01545 TUNG SHING SECURITIES (BROKERS) LTD 130,000 40,000 0.01 0.00 2012-11-12
27 B01284 HANG SENG SECURITIES LTD 2,984,000 32,000 0.22 0.00 2012-11-12
28 B01843 TELECOM KING SECURITIES LTD 34,000 32,000 0.00 0.00 2012-11-12
29 B01353 UOB KAY HIAN (HONG KONG) LTD 58,000 30,000 0.00 0.00 2012-11-12
30 B01445 VICTORY SECURITIES CO LTD 30,000 30,000 0.00 0.00 2012-11-12
31 B01129 WOCOM SECURITIES LTD 30,000 30,000 0.00 0.00 2012-11-12
32 B01929 CHINA GALAXY INTERNATIONAL SECURITIES 20,000 20,000 0.00 0.00 2012-11-12
33 B01606 EWARTON SECURITIES LTD 30,000 20,000 0.00 0.00 2012-11-12
34 B01272 FB SECURITIES (HONG KONG) LTD 20,000 20,000 0.00 0.00 2012-11-12
35 B01230 GAOYU SECURITIES LIMITED 20,000 20,000 0.00 0.00 2012-11-12
36 B01818 I-ACCESS INVESTORS LTD 190,000 20,000 0.01 0.00 2012-11-12
37 B01402 PHOENIX CAPITAL SECURITIES LTD 20,000 20,000 0.00 0.00 2012-11-12
38 B01137 CHOW SANG SANG SECURITIES LTD 60,000 10,000 0.00 0.00 2012-11-12
39 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 36,000 10,000 0.00 0.00 2012-11-12
40 B01910 FTFT INTERNATIONAL SECURITIES AND 8,000 8,000 0.00 0.00 2012-11-12
41 B01905 SDICS INTERNATIONAL SECURITIES (HONG 270,000 8,000 0.02 0.00 2012-11-12
42 B01184 QUAM SECURITIES LTD 634,000 4,000 0.05 0.00 2012-11-12
43 B01933 BRILLIANT NORTON SECURITIES CO LTD 0 -4,000 -0.00 2012-11-12
44 B01089 HSBC BROKING SECURITIES (HONG KONG) LTD 1,912,000 -4,000 0.14 -0.00 2012-11-12
45 B01710 SINO-RICH SECURITIES & FUTURES LTD 20,000 -4,000 0.00 -0.00 2012-11-12
46 B01410 WINGS SECURITIES (HK) LTD 0 -6,000 -0.00 2012-11-12
47 B01695 DAH SING SECURITIES LTD 696,000 -8,000 0.05 -0.00 2012-11-12
48 B01590 INTERACTIVE BROKERS HONG KONG LTD 382,000 -8,000 0.03 -0.00 2012-11-12
49 B01748 COL SECURITIES (HK) LTD 310,000 -10,000 0.02 -0.00 2012-11-12
50 B01610 KGI ASIA LTD 1,122,000 -10,000 0.08 -0.00 2012-11-12
51 B01338 EMPEROR SECURITIES LTD 14,000 -12,000 0.00 -0.00 2012-11-12
52 C00003 THE BANK OF EAST ASIA LTD 4,000 -16,000 0.00 -0.00 2012-11-12
53 B01887 CHINA JIANXIN FINANCIAL SERVICES LTD 0 -18,000 -0.00 2012-11-12
54 B01508 SOUTHWEST SECURITIES (HK) BROKERAGE LTD 0 -18,000 -0.00 2012-11-12
55 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 630,000 -20,000 0.05 -0.00 2012-11-12
56 B01340 LEHIN SECURITIES LTD 1,000 -20,000 0.00 -0.00 2012-11-12
57 B01351 WING FUNG SECURITIES LTD 0 -20,000 -0.00 2012-11-12
58 B01231 WINNER INTERNATIONAL SECURITIES LTD 0 -20,000 -0.00 2012-11-12
59 C00015 DBS BANK (HONG KONG) LTD 1,336,000 -26,000 0.10 -0.00 2012-11-12
60 B01183 CHONG HING SECURITIES LTD 90,000 -30,000 0.01 -0.00 2012-11-12
61 B01525 KEE CHEONG SECURITIES CO LTD 20,000 -30,000 0.00 -0.00 2012-11-12
62 C00037 SHANGHAI COMMERCIAL BANK LTD 126,000 -32,000 0.01 -0.00 2012-11-12
63 C00048 CHIYU BANKING CORPORATION LTD 66,000 -34,000 0.00 -0.00 2012-11-12
64 C00036 CHINA CONSTRUCTION BANK (ASIA) 118,000 -44,000 0.01 -0.00 2012-11-12
65 B01416 VC BROKERAGE LTD 166,000 -52,000 0.01 -0.00 2012-11-12
66 B01130 BOCI SECURITIES LTD 358,000 -56,000 0.03 -0.00 2012-11-12
67 B01280 WING FAT SECURITIES LTD 190,000 -60,000 0.01 -0.00 2012-11-12
68 B01727 ICBC (ASIA) SECURITIES LTD 800,000 -80,000 0.06 -0.01 2012-11-12
69 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 7,552,000 -86,000 0.57 -0.01 2012-11-12
70 B01423 PRUDENTIAL BROKERAGE LTD 114,000 -90,000 0.01 -0.01 2012-11-12
71 B01300 OCBC SECURITIES (HONG KONG) LTD 300,000 -100,000 0.02 -0.01 2012-11-12
72 B01584 CHIEF SECURITIES LTD 688,000 -152,000 0.05 -0.01 2012-11-12
73 B01673 FULBRIGHT SECURITIES LTD 1,148,000 -692,000 0.09 -0.05 2012-11-12
74 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 2,264,000 -748,000 0.17 -0.06 2012-11-12
75 B01510 ORIENTAL PATRON SECURITIES LTD 29,254,000 -2,522,000 2.19 -0.19 2012-11-12
76 C00019 THE HONGKONG AND SHANGHAI BANKING 1,107,682,485 -6,706,000 82.97 -0.50 2012-11-12
76 Total changed named holdings 1,289,502,585 2,000 96.59 0.00
35 Unchanged named holdings 44,461,385 0 3.33 0.00
111 Total named holdings 1,333,963,970 2,000 99.92 0.00
1 Unnamed Investor Participants 1,000,000 0 0.07 0.00
112 Total securities in CCASS 1,334,963,970 2,000 100.00 0.00
Securities not in CCASS 36,030 -2,000 0.00 -0.00
Issued securities 1,335,000,000 0 100.00 0.00 2012-10-31

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2012-11-08
Volume18,618,000
Turnover44,995,100
Average price2.417

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