Harbin Electric Company Limited

Exchange Code Listed Last trade Delisted
HK Main 01133  1994-12-16    
Stock code:
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CCASS holding changes from 2011-10-28 to 2011-10-31

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 B01490 HSBC SECURITIES BROKERS (ASIA) LTD 1,195,100 700,000 0.18 0.10 2011-10-31
2 B01224 MERRILL LYNCH FAR EAST LTD 1,520,551 355,142 0.23 0.05 2011-10-31
3 B01777 DAIWA CAPITAL MARKETS HONG KONG LTD 872,000 226,000 0.13 0.03 2011-10-31
4 B01727 ICBC (ASIA) SECURITIES LTD 1,176,000 224,000 0.17 0.03 2011-10-31
5 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 198,847 174,000 0.03 0.03 2011-10-31
6 B01161 UBS SECURITIES HONG KONG LTD 234,000 160,000 0.03 0.02 2011-10-31
7 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 2,934,000 154,049 0.43 0.02 2011-10-31
8 B01231 WINNER INTERNATIONAL SECURITIES LTD 160,000 112,000 0.02 0.02 2011-10-31
9 B01077 MACQUARIE CAPITAL SECURITIES LTD 138,000 100,000 0.02 0.01 2011-10-31
10 B01130 BOCI SECURITIES LTD 3,850,206 84,000 0.57 0.01 2011-10-31
11 B01410 WINGS SECURITIES (HK) LTD 270,000 74,000 0.04 0.01 2011-10-31
12 C00010 CITIBANK N.A. 77,376,716 40,000 11.45 0.01 2011-10-31
13 B01584 CHIEF SECURITIES LTD 670,000 36,000 0.10 0.01 2011-10-31
14 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 1,422,000 26,000 0.21 0.00 2011-10-31
15 B01264 MIB SECURITIES (HONG KONG) LTD 138,000 26,000 0.02 0.00 2011-10-31
16 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 77,835,944 25,400 11.52 0.00 2011-10-31
17 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 2,110,000 24,000 0.31 0.00 2011-10-31
18 B01121 SG SECURITIES (HK) LTD 1,376,000 24,000 0.20 0.00 2011-10-31
19 B01355 CHINA EVERBRIGHT SECURITIES (HK) LTD 76,000 20,000 0.01 0.00 2011-10-31
20 B01843 TELECOM KING SECURITIES LTD 68,000 20,000 0.01 0.00 2011-10-31
21 B01610 KGI ASIA LTD 612,000 16,000 0.09 0.00 2011-10-31
22 B01700 REALINK FINANCIAL TRADE LTD 70,000 14,000 0.01 0.00 2011-10-31
23 B01550 HUAYU SECURITIES LTD 24,000 10,000 0.00 0.00 2011-10-31
24 B01330 NOMURA SECURITIES (HK) LTD 2,083,380 10,000 0.31 0.00 2011-10-31
25 B01497 SINOPAC SECURITIES (ASIA) LTD 70,000 10,000 0.01 0.00 2011-10-31
26 B01217 TAIPING SECURITIES (HK) CO LTD 52,000 10,000 0.01 0.00 2011-10-31
27 B01353 UOB KAY HIAN (HONG KONG) LTD 498,000 10,000 0.07 0.00 2011-10-31
28 B01609 WILBY SECURITIES LTD 32,000 10,000 0.00 0.00 2011-10-31
29 B01118 EAST ASIA SECURITIES CO LTD 1,474,000 8,000 0.22 0.00 2011-10-31
30 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 2,247,587 8,000 0.33 0.00 2011-10-31
31 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 1,224,000 8,000 0.18 0.00 2011-10-31
32 B01427 TSE'S SECURITIES LTD 50,000 8,000 0.01 0.00 2011-10-31
33 B01119 CELESTIAL SECURITIES LTD 146,000 6,000 0.02 0.00 2011-10-31
34 B01183 CHONG HING SECURITIES LTD 582,000 6,000 0.09 0.00 2011-10-31
35 B01137 CHOW SANG SANG SECURITIES LTD 118,000 6,000 0.02 0.00 2011-10-31
36 B01389 ZHONGRONG PT SECURITIES LTD 10,000 4,000 0.00 0.00 2011-10-31
37 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 1,776,000 2,000 0.26 0.00 2011-10-31
38 B01590 INTERACTIVE BROKERS HONG KONG LTD 98,000 2,000 0.01 0.00 2011-10-31
39 B01615 KAM FAI SECURITIES CO LTD 194,000 2,000 0.03 0.00 2011-10-31
40 B01324 FUNDERSTONE SECURITIES LTD 86,000 -2,000 0.01 -0.00 2011-10-31
41 B01679 TAI FUNG SECURITIES LTD 26,000 -2,000 0.00 -0.00 2011-10-31
42 B01676 TAI SHING STOCK INVESTMENT CO LTD 52,000 -2,000 0.01 -0.00 2011-10-31
43 B01416 VC BROKERAGE LTD 120,000 -2,000 0.02 -0.00 2011-10-31
44 B01842 BOCOM INTERNATIONAL SECURITIES LTD 482,000 -4,000 0.07 -0.00 2011-10-31
45 B01809 CHINA SYSTEM SECURITIES LTD 18,000 -4,000 0.00 -0.00 2011-10-31
46 B01373 CHRISTFUND SECURITIES LTD 126,000 -4,000 0.02 -0.00 2011-10-31
47 B01209 MASON SECURITIES LTD 478,000 -4,000 0.07 -0.00 2011-10-31
48 B01374 PO LEE SECURITIES LTD 0 -4,000 -0.00 2011-10-31
49 B01796 SOO PEI SHAO & CO LTD 0 -4,000 -0.00 2011-10-31
50 B01684 WANG ON SECURITIES LTD 8,000 -4,000 0.00 -0.00 2011-10-31
51 B01289 SOUTH CHINA SECURITIES LTD 198,000 -6,000 0.03 -0.00 2011-10-31
52 B01563 XINKONG INTERNATIONAL SECURITIES LTD 98,000 -6,000 0.01 -0.00 2011-10-31
53 B01086 EVERBRIGHT SECURITIES INVESTMENT 1,746,000 -8,000 0.26 -0.00 2011-10-31
54 B01323 DEUTSCHE SECURITIES ASIA LTD 869,957 -10,000 0.13 -0.00 2011-10-31
55 B01673 FULBRIGHT SECURITIES LTD 202,000 -10,000 0.03 -0.00 2011-10-31
56 B01423 PRUDENTIAL BROKERAGE LTD 256,000 -10,000 0.04 -0.00 2011-10-31
57 B01623 TAI FUNG KUENTAI SECURITIES CO LTD 234,000 -10,000 0.03 -0.00 2011-10-31
58 B01545 TUNG SHING SECURITIES (BROKERS) LTD 642,000 -10,000 0.10 -0.00 2011-10-31
59 B01649 CINDA INTERNATIONAL SECURITIES LTD 74,000 -14,000 0.01 -0.00 2011-10-31
60 B01252 CORPORATE BROKERS LTD 46,000 -14,000 0.01 -0.00 2011-10-31
61 B01356 DELTA ASIA SECURITIES LTD 240,000 -14,000 0.04 -0.00 2011-10-31
62 C00036 CHINA CONSTRUCTION BANK (ASIA) 342,000 -20,000 0.05 -0.00 2011-10-31
63 B01686 FIRST SHANGHAI SECURITIES LTD 114,000 -22,000 0.02 -0.00 2011-10-31
64 C00037 SHANGHAI COMMERCIAL BANK LTD 2,164,000 -24,000 0.32 -0.00 2011-10-31
65 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 802,000 -26,000 0.12 -0.00 2011-10-31
66 B01695 DAH SING SECURITIES LTD 472,000 -30,000 0.07 -0.00 2011-10-31
67 B01284 HANG SENG SECURITIES LTD 6,888,257 -38,000 1.02 -0.01 2011-10-31
68 B01748 COL SECURITIES (HK) LTD 44,000 -42,000 0.01 -0.01 2011-10-31
69 C00093 BNP PARIBAS 1,591,096 -50,000 0.24 -0.01 2011-10-31
70 B01762 DBS VICKERS (HONG KONG) LTD 892,000 -50,000 0.13 -0.01 2011-10-31
71 B01089 HSBC BROKING SECURITIES (HONG KONG) LTD 1,258,000 -76,000 0.19 -0.01 2011-10-31
72 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 1,686,900 -90,000 0.25 -0.01 2011-10-31
73 C00065 HSBC PRIVATE BANK (SUISSE) SA 794,000 -102,000 0.12 -0.02 2011-10-31
74 C00033 BANK OF CHINA (HONG KONG) LTD 35,386,000 -132,000 5.24 -0.02 2011-10-31
75 C00019 THE HONGKONG AND SHANGHAI BANKING 365,489,248 -1,900,591 54.10 -0.28 2011-10-31
75 Total changed named holdings 608,907,789 4,000 90.13 0.00
210 Unchanged named holdings 51,532,808 0 7.63 0.00
285 Total named holdings 660,440,597 4,000 97.76 0.00
56 Unnamed Investor Participants 1,392,000 -4,000 0.21 -0.00
341 Total securities in CCASS 661,832,597 0 97.97 0.00
Securities not in CCASS 13,738,403 0 2.03 0.00
Issued securities 675,571,000 0 100.00 0.00 2011-10-31

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2011-10-27
Volume7,548,000
Turnover60,058,900
Average price7.957

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