Shanghai Electric Group Company Limited

Exchange Code Listed Last trade Delisted
HK Main 02727  2005-04-28    
Stock code:
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CCASS holding changes from 2010-11-16 to 2010-11-17

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 C00010 CITIBANK N.A. 128,272,689 2,585,700 4.31 0.09 2010-11-17
2 C00019 THE HONGKONG AND SHANGHAI BANKING 1,574,686,730 1,396,405 52.97 0.05 2010-11-17
3 B01299 BNP PARIBAS SECURITIES (ASIA) LTD 10,131,363 1,260,000 0.34 0.04 2010-11-17
4 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 20,352,780 704,000 0.68 0.02 2010-11-17
5 B01086 EVERBRIGHT SECURITIES INVESTMENT 4,340,000 574,000 0.15 0.02 2010-11-17
6 B01089 HSBC BROKING SECURITIES (HONG KONG) LTD 33,284,000 480,000 1.12 0.02 2010-11-17
7 B01716 ORIENT SECURITIES LTD 434,000 434,000 0.01 0.01 2010-11-17
8 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 23,520,000 408,000 0.79 0.01 2010-11-17
9 B01376 PUBLIC SECURITIES LTD 386,000 380,000 0.01 0.01 2010-11-17
10 B01323 DEUTSCHE SECURITIES ASIA LTD 21,595,538 376,000 0.73 0.01 2010-11-17
11 B01284 HANG SENG SECURITIES LTD 26,854,000 306,000 0.90 0.01 2010-11-17
12 C00040 INDUSTRIAL AND COMMERCIAL BANK OF CHINA 2,796,000 300,000 0.09 0.01 2010-11-17
13 B01777 DAIWA CAPITAL MARKETS HONG KONG LTD 15,100,000 290,000 0.51 0.01 2010-11-17
14 B01161 UBS SECURITIES HONG KONG LTD 1,232,352 280,000 0.04 0.01 2010-11-17
15 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 25,264,000 228,000 0.85 0.01 2010-11-17
16 B01538 MORTON SECURITIES LTD 210,000 200,000 0.01 0.01 2010-11-17
17 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 6,151,000 194,000 0.21 0.01 2010-11-17
18 B01253 STOCKWELL SECURITIES LTD 674,000 188,000 0.02 0.01 2010-11-17
19 B01130 BOCI SECURITIES LTD 31,961,000 144,000 1.08 0.00 2010-11-17
20 B01590 INTERACTIVE BROKERS HONG KONG LTD 1,638,000 144,000 0.06 0.00 2010-11-17
21 C00033 BANK OF CHINA (HONG KONG) LTD 54,874,000 142,000 1.85 0.00 2010-11-17
22 B01866 ICBC INTERNATIONAL SECURITIES LTD 210,000 124,000 0.01 0.00 2010-11-17
23 C00048 CHIYU BANKING CORPORATION LTD 3,186,000 100,000 0.11 0.00 2010-11-17
24 C00037 SHANGHAI COMMERCIAL BANK LTD 6,328,000 90,000 0.21 0.00 2010-11-17
25 B01686 FIRST SHANGHAI SECURITIES LTD 3,225,000 84,000 0.11 0.00 2010-11-17
26 B01490 HSBC SECURITIES BROKERS (ASIA) LTD 3,421,694 80,000 0.12 0.00 2010-11-17
27 B01230 GAOYU SECURITIES LIMITED 390,000 66,000 0.01 0.00 2010-11-17
28 B01324 FUNDERSTONE SECURITIES LTD 200,000 58,000 0.01 0.00 2010-11-17
29 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 5,096,000 56,000 0.17 0.00 2010-11-17
30 B01545 TUNG SHING SECURITIES (BROKERS) LTD 2,642,000 56,000 0.09 0.00 2010-11-17
31 B01119 CELESTIAL SECURITIES LTD 2,520,000 50,000 0.08 0.00 2010-11-17
32 B01614 CHINA HONG KONG CAPITAL ASSET MANAGEMENT 54,000 50,000 0.00 0.00 2010-11-17
33 B01605 ESSENCE INTERNATIONAL FINANCIAL HOLDINGS 148,000 50,000 0.00 0.00 2010-11-17
34 B01729 GRIT SECURITIES LTD 372,000 50,000 0.01 0.00 2010-11-17
35 B01184 QUAM SECURITIES LTD 340,000 50,000 0.01 0.00 2010-11-17
36 B01345 PHILLIP SECURITIES (HONG KONG) LTD 3,317,200 48,000 0.11 0.00 2010-11-17
37 B01137 CHOW SANG SANG SECURITIES LTD 504,000 40,000 0.02 0.00 2010-11-17
38 B01338 EMPEROR SECURITIES LTD 208,000 36,000 0.01 0.00 2010-11-17
39 B01584 CHIEF SECURITIES LTD 1,358,000 34,000 0.05 0.00 2010-11-17
40 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 4,154,000 34,000 0.14 0.00 2010-11-17
41 C00093 BNP PARIBAS 49,208,000 26,000 1.66 0.00 2010-11-17
42 B01183 CHONG HING SECURITIES LTD 4,016,000 26,000 0.14 0.00 2010-11-17
43 B01599 POLARIS SECURITIES (HONG KONG) LTD 1,240,000 26,000 0.04 0.00 2010-11-17
44 B01355 CHINA EVERBRIGHT SECURITIES (HK) LTD 2,504,000 20,000 0.08 0.00 2010-11-17
45 B01373 CHRISTFUND SECURITIES LTD 144,000 20,000 0.00 0.00 2010-11-17
46 B01762 DBS VICKERS (HONG KONG) LTD 3,116,000 20,000 0.10 0.00 2010-11-17
47 B01427 TSE'S SECURITIES LTD 152,000 20,000 0.01 0.00 2010-11-17
48 B01814 WELL LINK SECURITIES LTD 430,000 20,000 0.01 0.00 2010-11-17
49 B01826 GF SECURITIES (HONG KONG) BROKERAGE LTD 328,000 18,000 0.01 0.00 2010-11-17
50 B01642 KMT SECURITIES LTD 94,000 12,000 0.00 0.00 2010-11-17
51 B01843 TELECOM KING SECURITIES LTD 54,000 12,000 0.00 0.00 2010-11-17
52 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 1,270,000 10,000 0.04 0.00 2010-11-17
53 B01294 CS WEALTH SECURITIES LTD 118,000 10,000 0.00 0.00 2010-11-17
54 B01457 MARS SECURITIES CO LTD 36,000 10,000 0.00 0.00 2010-11-17
55 B01511 TAT LEE SECURITIES CO LTD 150,000 10,000 0.01 0.00 2010-11-17
56 B01240 TSUN CHI YUEN SECURITIES CO LTD 107,545 10,000 0.00 0.00 2010-11-17
57 B01407 WIN WONG SECURITIES LTD 304,000 10,000 0.01 0.00 2010-11-17
58 B01559 WISETRADE SECURITIES LTD 56,000 10,000 0.00 0.00 2010-11-17
59 B01758 CHINA RESERVE SECURITIES LTD 66,000 8,000 0.00 0.00 2010-11-17
60 B01209 MASON SECURITIES LTD 386,000 8,000 0.01 0.00 2010-11-17
61 B01497 SINOPAC SECURITIES (ASIA) LTD 164,000 8,000 0.01 0.00 2010-11-17
62 B01353 UOB KAY HIAN (HONG KONG) LTD 2,626,000 8,000 0.09 0.00 2010-11-17
63 B01743 CEPA ALLIANCE SECURITIES LTD 22,000 6,000 0.00 0.00 2010-11-17
64 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 1,920,000 6,000 0.06 0.00 2010-11-17
65 B01695 DAH SING SECURITIES LTD 796,000 6,000 0.03 0.00 2010-11-17
66 B01217 TAIPING SECURITIES (HK) CO LTD 712,000 6,000 0.02 0.00 2010-11-17
67 B01289 SOUTH CHINA SECURITIES LTD 620,000 4,000 0.02 0.00 2010-11-17
68 B01676 TAI SHING STOCK INVESTMENT CO LTD 56,000 4,000 0.00 0.00 2010-11-17
69 B01717 GOLDIN EQUITIES LTD 4,000 2,000 0.00 0.00 2010-11-17
70 B01585 SINO GRADE SECURITIES LTD 162,000 2,000 0.01 0.00 2010-11-17
71 B01769 ONE CHINA SECURITIES LTD 26,502 -1,185 0.00 -0.00 2010-11-17
72 B01818 I-ACCESS INVESTORS LTD 90,000 -2,000 0.00 -0.00 2010-11-17
73 B01727 ICBC (ASIA) SECURITIES LTD 5,614,000 -2,000 0.19 -0.00 2010-11-17
74 C00028 NANYANG COMMERCIAL BANK LTD 4,634,000 -4,000 0.16 -0.00 2010-11-17
75 B01842 BOCOM INTERNATIONAL SECURITIES LTD 10,438,000 -6,000 0.35 -0.00 2010-11-17
76 B01514 KARL-THOMSON SECURITIES CO LTD 314,000 -6,000 0.01 -0.00 2010-11-17
77 B01118 EAST ASIA SECURITIES CO LTD 3,954,000 -8,000 0.13 -0.00 2010-11-17
78 B01748 COL SECURITIES (HK) LTD 0 -10,000 -0.00 2010-11-17
79 B01463 KGI WEALTH MANAGEMENT LTD 60,000 -10,000 0.00 -0.00 2010-11-17
80 B01340 LEHIN SECURITIES LTD 481,830 -10,000 0.02 -0.00 2010-11-17
81 B01631 PLANETREE SECURITIES LTD 0 -10,000 -0.00 2010-11-17
82 C00015 DBS BANK (HONG KONG) LTD 5,522,000 -12,000 0.19 -0.00 2010-11-17
83 B01581 KINGSWAY FINANCIAL SERVICES GROUP LTD 1,960,000 -16,000 0.07 -0.00 2010-11-17
84 B01728 AJ SECURITIES LTD 0 -20,000 -0.00 2010-11-17
85 C00036 CHINA CONSTRUCTION BANK (ASIA) 9,202,000 -20,000 0.31 -0.00 2010-11-17
86 B01673 FULBRIGHT SECURITIES LTD 482,000 -20,000 0.02 -0.00 2010-11-17
87 B01563 XINKONG INTERNATIONAL SECURITIES LTD 242,000 -20,000 0.01 -0.00 2010-11-17
88 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 52,000 -24,000 0.00 -0.00 2010-11-17
89 B01607 RHB SECURITIES HONG KONG LTD 1,874,000 -26,000 0.06 -0.00 2010-11-17
90 B01773 TOYO SECURITIES ASIA LTD 43,500,000 -60,000 1.46 -0.00 2010-11-17
91 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 9,072,000 -72,000 0.31 -0.00 2010-11-17
92 B01708 ROSA SECURITIES LTD 330,000 -100,000 0.01 -0.00 2010-11-17
93 B01778 UNITED WORLD ONLINE LTD 4,806,000 -194,000 0.16 -0.01 2010-11-17
94 C00088 CHINA MERCHANTS BANK CO LTD 504,000 -224,000 0.02 -0.01 2010-11-17
95 B01224 MERRILL LYNCH FAR EAST LTD 18,988,762 -265,920 0.64 -0.01 2010-11-17
96 B01610 KGI ASIA LTD 13,672,870 -290,000 0.46 -0.01 2010-11-17
97 B01169 PUBLIC FINANCIAL SECURITIES LTD 116,000 -380,000 0.00 -0.01 2010-11-17
98 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 8,289,191 -430,000 0.28 -0.01 2010-11-17
99 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 15,710,000 -1,286,000 0.53 -0.04 2010-11-17
100 C00074 DEUTSCHE BANK AG 6,472,264 -1,460,000 0.22 -0.05 2010-11-17
101 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 12,581,534 -3,186,000 0.42 -0.11 2010-11-17
102 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 616,920,020 -4,153,000 20.75 -0.14 2010-11-17
102 Total changed named holdings 2,888,201,864 200,000 97.15 0.01
240 Unchanged named holdings 74,484,636 0 2.51 0.00
342 Total named holdings 2,962,686,500 200,000 99.66 0.00
96 Unnamed Investor Participants 3,697,000 -200,000 0.12 -0.01
438 Total securities in CCASS 2,966,383,500 0 99.78 0.00
Securities not in CCASS 6,528,500 0 0.22 0.00
Issued securities 2,972,912,000 0 100.00 0.00 2010-10-31

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2010-11-15
Volume20,259,185
Turnover104,115,553
Average price5.139

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