Shanghai Electric Group Company Limited

Exchange Code Listed Last trade Delisted
HK Main 02727  2005-04-28    
Stock code:
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CCASS holding changes from 2010-10-15 to 2010-10-18

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 B01323 DEUTSCHE SECURITIES ASIA LTD 44,273,353 2,230,000 1.49 0.08 2010-10-18
2 B01590 INTERACTIVE BROKERS HONG KONG LTD 2,884,000 1,844,000 0.10 0.06 2010-10-18
3 B01490 HSBC SECURITIES BROKERS (ASIA) LTD 7,340,694 1,828,000 0.25 0.06 2010-10-18
4 C00010 CITIBANK N.A. 123,803,305 1,496,000 4.16 0.05 2010-10-18
5 C00093 BNP PARIBAS 56,454,000 992,000 1.90 0.03 2010-10-18
6 B01130 BOCI SECURITIES LTD 37,239,000 548,000 1.25 0.02 2010-10-18
7 C00086 BNP PARIBAS WEALTH MANAGEMENT 1,775,000 500,000 0.06 0.02 2010-10-18
8 B01839 RABO BROKERAGE HK LTD 2,560,000 300,000 0.09 0.01 2010-10-18
9 B01673 FULBRIGHT SECURITIES LTD 626,000 200,000 0.02 0.01 2010-10-18
10 B01089 HSBC BROKING SECURITIES (HONG KONG) LTD 34,648,000 200,000 1.17 0.01 2010-10-18
11 B01686 FIRST SHANGHAI SECURITIES LTD 3,123,000 174,000 0.11 0.01 2010-10-18
12 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 15,980,000 172,000 0.54 0.01 2010-10-18
13 B01345 PHILLIP SECURITIES (HONG KONG) LTD 4,629,504 122,000 0.16 0.00 2010-10-18
14 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 17,805,035 108,400 0.60 0.00 2010-10-18
15 C00019 THE HONGKONG AND SHANGHAI BANKING 1,525,011,031 102,199 51.30 0.00 2010-10-18
16 B01842 BOCOM INTERNATIONAL SECURITIES LTD 11,716,000 100,000 0.39 0.00 2010-10-18
17 B01777 DAIWA CAPITAL MARKETS HONG KONG LTD 15,358,000 92,000 0.52 0.00 2010-10-18
18 C00015 DBS BANK (HONG KONG) LTD 5,730,000 90,000 0.19 0.00 2010-10-18
19 B01826 GF SECURITIES (HONG KONG) BROKERAGE LTD 454,000 54,000 0.02 0.00 2010-10-18
20 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 9,686,000 54,000 0.33 0.00 2010-10-18
21 B01867 STARLING GROUP SECURITIES LTD 50,000 50,000 0.00 0.00 2010-10-18
22 B01829 HUATAI FINANCIAL HOLDINGS (HONG KONG) 418,000 40,000 0.01 0.00 2010-10-18
23 B01545 TUNG SHING SECURITIES (BROKERS) LTD 3,086,000 40,000 0.10 0.00 2010-10-18
24 B01727 ICBC (ASIA) SECURITIES LTD 6,604,000 32,000 0.22 0.00 2010-10-18
25 B01391 KAY YUE SECURITIES CO LTD 50,000 24,000 0.00 0.00 2010-10-18
26 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 6,033,000 20,000 0.20 0.00 2010-10-18
27 C00036 CHINA CONSTRUCTION BANK (ASIA) 6,400,000 20,000 0.22 0.00 2010-10-18
28 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 2,128,000 20,000 0.07 0.00 2010-10-18
29 B01455 NATIONAL RESOURCES SECURITIES LTD 28,000 20,000 0.00 0.00 2010-10-18
30 B01584 CHIEF SECURITIES LTD 1,282,000 12,000 0.04 0.00 2010-10-18
31 B01564 ABCI SECURITIES CO LTD 170,000 10,000 0.01 0.00 2010-10-18
32 B01329 BLOOMYEARS LTD 18,000 10,000 0.00 0.00 2010-10-18
33 B01387 LUEN HING SECURITIES LTD 50,000 10,000 0.00 0.00 2010-10-18
34 B01275 SANFULL SECURITIES LTD 580,000 10,000 0.02 0.00 2010-10-18
35 B01289 SOUTH CHINA SECURITIES LTD 892,000 10,000 0.03 0.00 2010-10-18
36 B01472 SUN GROWTH SECURITIES LTD 120,000 10,000 0.00 0.00 2010-10-18
37 B01240 TSUN CHI YUEN SECURITIES CO LTD 156,335 10,000 0.01 0.00 2010-10-18
38 B01330 NOMURA SECURITIES (HK) LTD 6,442,829 8,000 0.22 0.00 2010-10-18
39 B01664 ROOFER SECURITIES LTD 12,000 6,000 0.00 0.00 2010-10-18
40 B01698 LUEN SING SECURITIES LTD 46,000 4,000 0.00 0.00 2010-10-18
41 B01184 QUAM SECURITIES LTD 280,000 4,000 0.01 0.00 2010-10-18
42 B01256 SINOLINK SECURITIES (HONG KONG) CO LTD 1,122,000 4,000 0.04 0.00 2010-10-18
43 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 5,244,000 2,000 0.18 0.00 2010-10-18
44 B01862 ORIENTAL WEALTH SECURITIES LTD 183 -264 0.00 -0.00 2010-10-18
45 B01769 ONE CHINA SECURITIES LTD 6,160 -484 0.00 -0.00 2010-10-18
46 C00018 HANG SENG BANK LTD 6,111,000 -2,000 0.21 -0.00 2010-10-18
47 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 62,000 -2,000 0.00 -0.00 2010-10-18
48 B01423 PRUDENTIAL BROKERAGE LTD 570,000 -2,000 0.02 -0.00 2010-10-18
49 B01676 TAI SHING STOCK INVESTMENT CO LTD 40,000 -2,000 0.00 -0.00 2010-10-18
50 B01324 FUNDERSTONE SECURITIES LTD 160,000 -4,000 0.01 -0.00 2010-10-18
51 B01696 HANTEC SECURITIES CO LTD 42,000 -4,000 0.00 -0.00 2010-10-18
52 B01212 HENYEP SECURITIES LTD 142,000 -4,000 0.00 -0.00 2010-10-18
53 B01818 I-ACCESS INVESTORS LTD 20,000 -4,000 0.00 -0.00 2010-10-18
54 B01169 PUBLIC FINANCIAL SECURITIES LTD 246,000 -4,000 0.01 -0.00 2010-10-18
55 B01427 TSE'S SECURITIES LTD 74,000 -4,000 0.00 -0.00 2010-10-18
56 B01551 YUE XIU SECURITIES CO LTD 70,000 -4,000 0.00 -0.00 2010-10-18
57 B01843 TELECOM KING SECURITIES LTD 36,000 -6,000 0.00 -0.00 2010-10-18
58 B01776 AIF SECURITIES LTD 8,000 -8,000 0.00 -0.00 2010-10-18
59 B01728 AJ SECURITIES LTD 40,000 -10,000 0.00 -0.00 2010-10-18
60 B01183 CHONG HING SECURITIES LTD 4,430,000 -10,000 0.15 -0.00 2010-10-18
61 B01771 CVP SECURITIES LTD (IN LIQUIDATION) 60,000 -10,000 0.00 -0.00 2010-10-18
62 B01695 DAH SING SECURITIES LTD 700,000 -10,000 0.02 -0.00 2010-10-18
63 B01762 DBS VICKERS (HONG KONG) LTD 7,300,000 -10,000 0.25 -0.00 2010-10-18
64 B01666 GLORY SUN SECURITIES LTD 34,000 -10,000 0.00 -0.00 2010-10-18
65 B01271 HANG TAI SECURITIES LTD 184,000 -10,000 0.01 -0.00 2010-10-18
66 B01433 HING WAI ALLIED SECURITIES LTD 284,000 -10,000 0.01 -0.00 2010-10-18
67 B01150 MTF SECURITIES LTD 14,000 -10,000 0.00 -0.00 2010-10-18
68 B01765 PROMISING SECURITIES CO LTD 68,000 -10,000 0.00 -0.00 2010-10-18
69 B01731 SHUN HENG SECURITIES LTD 34,000 -10,000 0.00 -0.00 2010-10-18
70 B01585 SINO GRADE SECURITIES LTD 142,000 -10,000 0.00 -0.00 2010-10-18
71 B01508 SOUTHWEST SECURITIES (HK) BROKERAGE LTD 70,000 -10,000 0.00 -0.00 2010-10-18
72 B01597 TIMES SECURITIES CO LTD 250,000 -10,000 0.01 -0.00 2010-10-18
73 B01780 TUNG SHUN SECURITIES LTD 284,000 -10,000 0.01 -0.00 2010-10-18
74 B01712 WAH SANG SECURITIES LTD 326,000 -10,000 0.01 -0.00 2010-10-18
75 B01740 WIN SECURITIES LTD 198,000 -10,000 0.01 -0.00 2010-10-18
76 B01129 WOCOM SECURITIES LTD 304,000 -10,000 0.01 -0.00 2010-10-18
77 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 1,130,000 -12,000 0.04 -0.00 2010-10-18
78 B01570 GOLDENWAY SECURITIES CO LTD 118,000 -12,000 0.00 -0.00 2010-10-18
79 B01651 MING HON SECURITIES LTD 10,000 -16,000 0.00 -0.00 2010-10-18
80 B01649 CINDA INTERNATIONAL SECURITIES LTD 1,700,000 -20,000 0.06 -0.00 2010-10-18
81 B01362 JOSPA INVESTMENT CO LTD 76,000 -20,000 0.00 -0.00 2010-10-18
82 B01857 KAISA FINANCIAL GROUP CO LTD 60,000 -20,000 0.00 -0.00 2010-10-18
83 B01340 LEHIN SECURITIES LTD 255,330 -20,000 0.01 -0.00 2010-10-18
84 B01402 PHOENIX CAPITAL SECURITIES LTD 0 -20,000 -0.00 2010-10-18
85 B01599 POLARIS SECURITIES (HONG KONG) LTD 108,000 -20,000 0.00 -0.00 2010-10-18
86 B01266 PRIME CDEX SECURITIES LTD 92,000 -20,000 0.00 -0.00 2010-10-18
87 B01267 WINFULL SECURITIES LTD 90,000 -20,000 0.00 -0.00 2010-10-18
88 C00028 NANYANG COMMERCIAL BANK LTD 5,598,000 -22,000 0.19 -0.00 2010-10-18
89 B01416 VC BROKERAGE LTD 490,000 -22,000 0.02 -0.00 2010-10-18
90 B01450 DL BROKERAGE LTD 98,000 -24,000 0.00 -0.00 2010-10-18
91 B01607 RHB SECURITIES HONG KONG LTD 1,916,000 -24,000 0.06 -0.00 2010-10-18
92 B01407 WIN WONG SECURITIES LTD 340,000 -24,000 0.01 -0.00 2010-10-18
93 B01514 KARL-THOMSON SECURITIES CO LTD 446,000 -26,000 0.02 -0.00 2010-10-18
94 B01355 CHINA EVERBRIGHT SECURITIES (HK) LTD 1,886,000 -28,000 0.06 -0.00 2010-10-18
95 B01803 RICH BAY SECURITIES LTD 40,000 -30,000 0.00 -0.00 2010-10-18
96 B01272 FB SECURITIES (HONG KONG) LTD 1,240,000 -32,000 0.04 -0.00 2010-10-18
97 C00048 CHIYU BANKING CORPORATION LTD 4,424,000 -40,000 0.15 -0.00 2010-10-18
98 B01866 ICBC INTERNATIONAL SECURITIES LTD 102,000 -40,000 0.00 -0.00 2010-10-18
99 B01748 COL SECURITIES (HK) LTD 112,000 -48,000 0.00 -0.00 2010-10-18
100 B01778 UNITED WORLD ONLINE LTD 5,510,000 -48,000 0.19 -0.00 2010-10-18
101 B01685 ARK SECURITIES (HONG KONG) LTD 618,000 -50,000 0.02 -0.00 2010-10-18
102 B01230 GAOYU SECURITIES LIMITED 428,000 -50,000 0.01 -0.00 2010-10-18
103 B01298 GET NICE SECURITIES LTD 564,000 -50,000 0.02 -0.00 2010-10-18
104 C00003 THE BANK OF EAST ASIA LTD 3,902,000 -60,000 0.13 -0.00 2010-10-18
105 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 4,840,000 -80,000 0.16 -0.00 2010-10-18
106 B01773 TOYO SECURITIES ASIA LTD 46,522,000 -86,000 1.56 -0.00 2010-10-18
107 B01299 BNP PARIBAS SECURITIES (ASIA) LTD 7,413,363 -88,000 0.25 -0.00 2010-10-18
108 B01729 GRIT SECURITIES LTD 32,000 -100,000 0.00 -0.00 2010-10-18
109 C00060 THE ROYAL BANK OF SCOTLAND N.V. 1,772,400 -100,000 0.06 -0.00 2010-10-18
110 B01118 EAST ASIA SECURITIES CO LTD 4,250,000 -120,000 0.14 -0.00 2010-10-18
111 C00037 SHANGHAI COMMERCIAL BANK LTD 7,890,000 -152,000 0.27 -0.01 2010-10-18
112 C00041 OCBC BANK (HONG KONG) LTD 3,792,000 -216,000 0.13 -0.01 2010-10-18
113 B01563 XINKONG INTERNATIONAL SECURITIES LTD 374,000 -220,000 0.01 -0.01 2010-10-18
114 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 27,828,000 -230,000 0.94 -0.01 2010-10-18
115 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 11,942,435 -254,000 0.40 -0.01 2010-10-18
116 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 25,832,000 -286,000 0.87 -0.01 2010-10-18
117 B01127 REORIENT FINANCIAL MARKETS LTD 2,000 -300,000 0.00 -0.01 2010-10-18
118 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 10,312,263 -310,316 0.35 -0.01 2010-10-18
119 B01716 ORIENT SECURITIES LTD 804,000 -346,000 0.03 -0.01 2010-10-18
120 B01284 HANG SENG SECURITIES LTD 30,371,000 -352,000 1.02 -0.01 2010-10-18
121 B01610 KGI ASIA LTD 10,162,870 -384,000 0.34 -0.01 2010-10-18
122 C00033 BANK OF CHINA (HONG KONG) LTD 60,024,000 -468,000 2.02 -0.02 2010-10-18
123 B01119 CELESTIAL SECURITIES LTD 2,138,000 -492,000 0.07 -0.02 2010-10-18
124 B01224 MERRILL LYNCH FAR EAST LTD 19,223,953 -501,535 0.65 -0.02 2010-10-18
125 B01901 CMB INTERNATIONAL SECURITIES LTD 788,000 -528,000 0.03 -0.02 2010-10-18
126 B01353 UOB KAY HIAN (HONG KONG) LTD 2,702,000 -738,000 0.09 -0.02 2010-10-18
127 B01297 ONSHINE SECURITIES LTD 30,000 -750,000 0.00 -0.03 2010-10-18
128 C00074 DEUTSCHE BANK AG 9,294,264 -968,000 0.31 -0.03 2010-10-18
129 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 593,389,801 -2,304,000 19.96 -0.08 2010-10-18
129 Total changed named holdings 2,897,701,108 160,000 97.47 0.01
213 Unchanged named holdings 64,193,392 0 2.16 0.00
342 Total named holdings 2,961,894,500 160,000 99.63 0.00
109 Unnamed Investor Participants 4,061,000 -50,000 0.14 -0.00
451 Total securities in CCASS 2,965,955,500 110,000 99.77 0.00
Securities not in CCASS 6,956,500 -110,000 0.23 -0.00
Issued securities 2,972,912,000 0 100.00 0.00 2010-09-30

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2010-10-14
Volume25,192,748
Turnover115,633,526
Average price4.590

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