Shanghai Electric Group Company Limited

Exchange Code Listed Last trade Delisted
HK Main 02727  2005-04-28    
Stock code:
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CCASS holding changes from 2010-10-05 to 2010-10-06

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 B01330 NOMURA SECURITIES (HK) LTD 8,530,829 1,814,000 0.29 0.06 2010-10-06
2 C00019 THE HONGKONG AND SHANGHAI BANKING 1,543,023,743 1,079,551 51.90 0.04 2010-10-06
3 B01323 DEUTSCHE SECURITIES ASIA LTD 40,586,907 1,062,595 1.37 0.04 2010-10-06
4 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 9,616,243 962,000 0.32 0.03 2010-10-06
5 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 10,732,000 864,000 0.36 0.03 2010-10-06
6 B01563 XINKONG INTERNATIONAL SECURITIES LTD 728,000 238,000 0.02 0.01 2010-10-06
7 B01430 CITIGROUP GLOBAL MARKETS ASIA LTD 360,573 183,605 0.01 0.01 2010-10-06
8 B01590 INTERACTIVE BROKERS HONG KONG LTD 868,000 176,000 0.03 0.01 2010-10-06
9 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 8,898,000 144,000 0.30 0.00 2010-10-06
10 C00048 CHIYU BANKING CORPORATION LTD 4,224,000 110,000 0.14 0.00 2010-10-06
11 B01119 CELESTIAL SECURITIES LTD 2,368,000 98,000 0.08 0.00 2010-10-06
12 C00028 NANYANG COMMERCIAL BANK LTD 6,332,000 80,000 0.21 0.00 2010-10-06
13 B01686 FIRST SHANGHAI SECURITIES LTD 3,517,000 74,000 0.12 0.00 2010-10-06
14 B01610 KGI ASIA LTD 10,094,870 68,000 0.34 0.00 2010-10-06
15 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 1,594,000 64,000 0.05 0.00 2010-10-06
16 B01289 SOUTH CHINA SECURITIES LTD 794,000 62,000 0.03 0.00 2010-10-06
17 B01762 DBS VICKERS (HONG KONG) LTD 7,276,000 50,000 0.24 0.00 2010-10-06
18 B01825 GUOYUAN SECURITIES BROKERAGE (HONG KONG) 3,734,000 50,000 0.13 0.00 2010-10-06
19 B01842 BOCOM INTERNATIONAL SECURITIES LTD 11,814,000 44,000 0.40 0.00 2010-10-06
20 B01748 COL SECURITIES (HK) LTD 40,000 40,000 0.00 0.00 2010-10-06
21 B01356 DELTA ASIA SECURITIES LTD 90,000 30,000 0.00 0.00 2010-10-06
22 B01606 EWARTON SECURITIES LTD 40,000 30,000 0.00 0.00 2010-10-06
23 B01597 TIMES SECURITIES CO LTD 220,000 30,000 0.01 0.00 2010-10-06
24 B01695 DAH SING SECURITIES LTD 822,000 20,000 0.03 0.00 2010-10-06
25 B01121 SG SECURITIES (HK) LTD 2,626,000 14,000 0.09 0.00 2010-10-06
26 B01077 MACQUARIE CAPITAL SECURITIES LTD 234,000 12,000 0.01 0.00 2010-10-06
27 B01728 AJ SECURITIES LTD 40,000 10,000 0.00 0.00 2010-10-06
28 B01901 CMB INTERNATIONAL SECURITIES LTD 1,414,000 10,000 0.05 0.00 2010-10-06
29 B01607 RHB SECURITIES HONG KONG LTD 1,956,000 10,000 0.07 0.00 2010-10-06
30 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 2,158,000 8,000 0.07 0.00 2010-10-06
31 B01184 QUAM SECURITIES LTD 274,000 8,000 0.01 0.00 2010-10-06
32 B01310 TUNG TAK SECURITIES (H.K.) CO LTD 38,000 6,000 0.00 0.00 2010-10-06
33 B01778 UNITED WORLD ONLINE LTD 5,618,000 4,000 0.19 0.00 2010-10-06
34 B01581 KINGSWAY FINANCIAL SERVICES GROUP LTD 2,336,000 2,000 0.08 0.00 2010-10-06
35 B01843 TELECOM KING SECURITIES LTD 32,000 2,000 0.00 0.00 2010-10-06
36 B01769 ONE CHINA SECURITIES LTD 7,950 1,586 0.00 0.00 2010-10-06
37 B01272 FB SECURITIES (HONG KONG) LTD 1,108,000 -2,000 0.04 -0.00 2010-10-06
38 B01651 MING HON SECURITIES LTD 20,000 -6,000 0.00 -0.00 2010-10-06
39 B01585 SINO GRADE SECURITIES LTD 148,000 -6,000 0.00 -0.00 2010-10-06
40 B01423 PRUDENTIAL BROKERAGE LTD 544,000 -8,000 0.02 -0.00 2010-10-06
41 B01820 CMB INTERNATIONAL CAPITAL CORPORATION 0 -10,000 -0.00 2010-10-06
42 B01673 FULBRIGHT SECURITIES LTD 526,000 -10,000 0.02 -0.00 2010-10-06
43 B01789 HO FUNG SHARES INVESTMENT LTD 88,568 -10,000 0.00 -0.00 2010-10-06
44 B01389 ZHONGRONG PT SECURITIES LTD 370,000 -10,000 0.01 -0.00 2010-10-06
45 B01460 BERICH BROKERAGE LTD 18,000 -12,000 0.00 -0.00 2010-10-06
46 B01240 TSUN CHI YUEN SECURITIES CO LTD 147,559 -12,000 0.00 -0.00 2010-10-06
47 B01740 WIN SECURITIES LTD 208,000 -12,000 0.01 -0.00 2010-10-06
48 B01166 KING FOOK SECURITIES CO LTD 226,000 -14,000 0.01 -0.00 2010-10-06
49 B01584 CHIEF SECURITIES LTD 1,290,000 -16,000 0.04 -0.00 2010-10-06
50 B01727 ICBC (ASIA) SECURITIES LTD 6,092,000 -18,000 0.20 -0.00 2010-10-06
51 C00037 SHANGHAI COMMERCIAL BANK LTD 8,286,000 -24,000 0.28 -0.00 2010-10-06
52 C00015 DBS BANK (HONG KONG) LTD 4,492,000 -26,000 0.15 -0.00 2010-10-06
53 B01137 CHOW SANG SANG SECURITIES LTD 474,000 -28,000 0.02 -0.00 2010-10-06
54 B01130 BOCI SECURITIES LTD 37,433,000 -32,000 1.26 -0.00 2010-10-06
55 B01338 EMPEROR SECURITIES LTD 530,000 -36,000 0.02 -0.00 2010-10-06
56 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 5,995,000 -44,000 0.20 -0.00 2010-10-06
57 B01353 UOB KAY HIAN (HONG KONG) LTD 2,832,000 -46,000 0.10 -0.00 2010-10-06
58 B01118 EAST ASIA SECURITIES CO LTD 4,630,000 -50,000 0.16 -0.00 2010-10-06
59 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 16,096,000 -50,000 0.54 -0.00 2010-10-06
60 C00065 HSBC PRIVATE BANK (SUISSE) SA 11,999,336 -50,000 0.40 -0.00 2010-10-06
61 C00041 OCBC BANK (HONG KONG) LTD 4,958,000 -50,000 0.17 -0.00 2010-10-06
62 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 5,896,000 -52,000 0.20 -0.00 2010-10-06
63 B01773 TOYO SECURITIES ASIA LTD 47,506,000 -76,000 1.60 -0.00 2010-10-06
64 B01086 EVERBRIGHT SECURITIES INVESTMENT 5,686,000 -80,000 0.19 -0.00 2010-10-06
65 B01224 MERRILL LYNCH FAR EAST LTD 18,702,202 -86,372 0.63 -0.00 2010-10-06
66 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 4,982,000 -92,000 0.17 -0.00 2010-10-06
67 B01345 PHILLIP SECURITIES (HONG KONG) LTD 4,247,504 -104,000 0.14 -0.00 2010-10-06
68 B01284 HANG SENG SECURITIES LTD 31,265,000 -138,000 1.05 -0.00 2010-10-06
69 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 26,168,000 -138,000 0.88 -0.00 2010-10-06
70 B01299 BNP PARIBAS SECURITIES (ASIA) LTD 7,901,363 -144,000 0.27 -0.00 2010-10-06
71 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 13,624,741 -150,000 0.46 -0.01 2010-10-06
72 B01700 REALINK FINANCIAL TRADE LTD 306,000 -270,000 0.01 -0.01 2010-10-06
73 B01545 TUNG SHING SECURITIES (BROKERS) LTD 3,052,000 -370,000 0.10 -0.01 2010-10-06
74 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 29,364,000 -466,000 0.99 -0.02 2010-10-06
75 B01777 DAIWA CAPITAL MARKETS HONG KONG LTD 14,398,000 -666,000 0.48 -0.02 2010-10-06
76 B01490 HSBC SECURITIES BROKERS (ASIA) LTD 8,885,199 -732,595 0.30 -0.02 2010-10-06
77 C00010 CITIBANK N.A. 112,392,805 -902,000 3.78 -0.03 2010-10-06
78 C00033 BANK OF CHINA (HONG KONG) LTD 63,228,000 -926,000 2.13 -0.03 2010-10-06
79 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 588,235,647 -1,480,370 19.79 -0.05 2010-10-06
79 Total changed named holdings 2,787,390,039 6,000 93.76 0.00
267 Unchanged named holdings 174,020,461 0 5.85 0.00
346 Total named holdings 2,961,410,500 6,000 99.61 0.00
113 Unnamed Investor Participants 4,251,000 0 0.14 0.00
459 Total securities in CCASS 2,965,661,500 6,000 99.76 0.00
Securities not in CCASS 7,250,500 -6,000 0.24 -0.00
Issued securities 2,972,912,000 0 100.00 0.00 2010-09-30

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2010-10-04
Volume12,983,296
Turnover56,124,747
Average price4.323

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