Shanghai Electric Group Company Limited

Exchange Code Listed Last trade Delisted
HK Main 02727  2005-04-28    
Stock code:
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CCASS holding changes from 2009-12-04 to 2009-12-07

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 C00010 CITIBANK N.A. 169,638,747 5,118,000 5.71 0.17 2009-12-07
2 B01130 BOCI SECURITIES LTD 43,819,000 1,958,000 1.47 0.07 2009-12-07
3 C00033 BANK OF CHINA (HONG KONG) LTD 93,486,000 1,694,000 3.14 0.06 2009-12-07
4 B01762 DBS VICKERS (HONG KONG) LTD 8,442,000 924,000 0.28 0.03 2009-12-07
5 B01299 BNP PARIBAS SECURITIES (ASIA) LTD 13,839,171 866,000 0.47 0.03 2009-12-07
6 B01118 EAST ASIA SECURITIES CO LTD 10,454,000 676,000 0.35 0.02 2009-12-07
7 B01610 KGI ASIA LTD 26,606,870 536,000 0.89 0.02 2009-12-07
8 B01253 STOCKWELL SECURITIES LTD 3,830,000 500,000 0.13 0.02 2009-12-07
9 B01555 ABN AMRO CLEARING HONG KONG LTD 1,634,354 465,120 0.05 0.02 2009-12-07
10 B01284 HANG SENG SECURITIES LTD 48,891,000 464,000 1.64 0.02 2009-12-07
11 B01866 ICBC INTERNATIONAL SECURITIES LTD 468,000 400,000 0.02 0.01 2009-12-07
12 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 1,602,000 298,000 0.05 0.01 2009-12-07
13 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 29,792,000 284,000 1.00 0.01 2009-12-07
14 B01430 CITIGROUP GLOBAL MARKETS ASIA LTD 278,400 278,400 0.01 0.01 2009-12-07
15 B01224 MERRILL LYNCH FAR EAST LTD 20,867,211 272,179 0.70 0.01 2009-12-07
16 C00028 NANYANG COMMERCIAL BANK LTD 10,112,000 248,000 0.34 0.01 2009-12-07
17 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 10,547,000 220,000 0.35 0.01 2009-12-07
18 B01353 UOB KAY HIAN (HONG KONG) LTD 2,588,000 220,000 0.09 0.01 2009-12-07
19 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 16,678,000 156,000 0.56 0.01 2009-12-07
20 C00037 SHANGHAI COMMERCIAL BANK LTD 9,498,000 156,000 0.32 0.01 2009-12-07
21 B01766 MUSHK LTD 1,650,000 150,000 0.06 0.01 2009-12-07
22 B01584 CHIEF SECURITIES LTD 1,958,000 148,000 0.07 0.00 2009-12-07
23 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 9,872,000 144,000 0.33 0.00 2009-12-07
24 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 16,196,000 130,000 0.54 0.00 2009-12-07
25 B01649 CINDA INTERNATIONAL SECURITIES LTD 476,000 100,000 0.02 0.00 2009-12-07
26 B01837 ETRADE SECURITIES (HONG KONG) LTD 708,000 100,000 0.02 0.00 2009-12-07
27 B01674 HONGKONG BAY SECURITIES LTD 110,000 100,000 0.00 0.00 2009-12-07
28 B01727 ICBC (ASIA) SECURITIES LTD 9,892,000 98,000 0.33 0.00 2009-12-07
29 B01183 CHONG HING SECURITIES LTD 4,866,000 92,000 0.16 0.00 2009-12-07
30 C00048 CHIYU BANKING CORPORATION LTD 3,768,000 84,000 0.13 0.00 2009-12-07
31 B01252 CORPORATE BROKERS LTD 476,000 84,000 0.02 0.00 2009-12-07
32 B01776 AIF SECURITIES LTD 116,000 80,000 0.00 0.00 2009-12-07
33 B01121 SG SECURITIES (HK) LTD 17,045,000 78,000 0.57 0.00 2009-12-07
34 B01259 FAIR EAGLE SECURITIES CO LTD 308,000 70,000 0.01 0.00 2009-12-07
35 B01423 PRUDENTIAL BROKERAGE LTD 772,000 70,000 0.03 0.00 2009-12-07
36 B01545 TUNG SHING SECURITIES (BROKERS) LTD 5,270,000 62,000 0.18 0.00 2009-12-07
37 B01345 PHILLIP SECURITIES (HONG KONG) LTD 7,643,504 58,000 0.26 0.00 2009-12-07
38 B01850 HAI TONG SECURITIES (HK) BROKERAGE LTD 3,254,000 54,000 0.11 0.00 2009-12-07
39 B01636 BUSINESS SECURITIES LTD 180,000 50,000 0.01 0.00 2009-12-07
40 B01373 CHRISTFUND SECURITIES LTD 324,000 50,000 0.01 0.00 2009-12-07
41 B01119 CELESTIAL SECURITIES LTD 3,334,000 48,000 0.11 0.00 2009-12-07
42 C00091 BANK OF SINGAPORE LTD 1,280,000 40,000 0.04 0.00 2009-12-07
43 B01356 DELTA ASIA SECURITIES LTD 326,000 40,000 0.01 0.00 2009-12-07
44 B01169 PUBLIC FINANCIAL SECURITIES LTD 1,332,000 40,000 0.04 0.00 2009-12-07
45 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 1,212,000 32,000 0.04 0.00 2009-12-07
46 B01843 TELECOM KING SECURITIES LTD 86,000 32,000 0.00 0.00 2009-12-07
47 B01734 KCG SECURITIES ASIA LTD 512,000 30,000 0.02 0.00 2009-12-07
48 B01699 MASTERLINK SECURITIES (HONG KONG) 144,000 30,000 0.00 0.00 2009-12-07
49 B01324 FUNDERSTONE SECURITIES LTD 486,000 28,000 0.02 0.00 2009-12-07
50 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 5,886,000 24,000 0.20 0.00 2009-12-07
51 B01514 KARL-THOMSON SECURITIES CO LTD 1,050,000 24,000 0.04 0.00 2009-12-07
52 B01209 MASON SECURITIES LTD 548,000 24,000 0.02 0.00 2009-12-07
53 B01355 CHINA EVERBRIGHT SECURITIES (HK) LTD 1,628,000 20,000 0.05 0.00 2009-12-07
54 B01308 M&F ASSET MANAGEMENT LTD 60,000 20,000 0.00 0.00 2009-12-07
55 B01318 OKASAN INTERNATIONAL (ASIA) LTD 500,000 20,000 0.02 0.00 2009-12-07
56 B01443 YING WAH SECURITIES CO LTD 96,000 20,000 0.00 0.00 2009-12-07
57 B01607 RHB SECURITIES HONG KONG LTD 1,962,000 18,000 0.07 0.00 2009-12-07
58 B01695 DAH SING SECURITIES LTD 1,048,000 16,000 0.04 0.00 2009-12-07
59 B01137 CHOW SANG SANG SECURITIES LTD 760,000 14,000 0.03 0.00 2009-12-07
60 B01272 FB SECURITIES (HONG KONG) LTD 1,452,000 14,000 0.05 0.00 2009-12-07
61 B01831 NERICO BROTHERS LTD 64,000 14,000 0.00 0.00 2009-12-07
62 B01427 TSE'S SECURITIES LTD 188,000 14,000 0.01 0.00 2009-12-07
63 B01460 BERICH BROKERAGE LTD 50,000 10,000 0.00 0.00 2009-12-07
64 B01522 CHUANGS & CO LTD 10,000 10,000 0.00 0.00 2009-12-07
65 C00015 DBS BANK (HONG KONG) LTD 2,834,000 10,000 0.10 0.00 2009-12-07
66 B01606 EWARTON SECURITIES LTD 50,000 10,000 0.00 0.00 2009-12-07
67 B01550 HUAYU SECURITIES LTD 446,000 10,000 0.02 0.00 2009-12-07
68 B01470 HUNG SING SECURITIES LTD 314,000 10,000 0.01 0.00 2009-12-07
69 B01615 KAM FAI SECURITIES CO LTD 96,000 10,000 0.00 0.00 2009-12-07
70 B01326 KING SUN SECURITIES LTD 20,000 10,000 0.00 0.00 2009-12-07
71 B01700 REALINK FINANCIAL TRADE LTD 424,000 10,000 0.01 0.00 2009-12-07
72 B01749 TANG KEE SECURITIES LTD 216,000 10,000 0.01 0.00 2009-12-07
73 B01511 TAT LEE SECURITIES CO LTD 192,000 10,000 0.01 0.00 2009-12-07
74 B01310 TUNG TAK SECURITIES (H.K.) CO LTD 72,000 10,000 0.00 0.00 2009-12-07
75 B01778 UNITED WORLD ONLINE LTD 6,702,000 10,000 0.23 0.00 2009-12-07
76 B01416 VC BROKERAGE LTD 1,102,000 10,000 0.04 0.00 2009-12-07
77 B01581 KINGSWAY FINANCIAL SERVICES GROUP LTD 2,708,000 6,000 0.09 0.00 2009-12-07
78 B01599 POLARIS SECURITIES (HONG KONG) LTD 122,000 6,000 0.00 0.00 2009-12-07
79 B01585 SINO GRADE SECURITIES LTD 386,000 6,000 0.01 0.00 2009-12-07
80 B01777 DAIWA CAPITAL MARKETS HONG KONG LTD 15,938,000 4,000 0.54 0.00 2009-12-07
81 B01501 GOLDRIDE SECURITIES LTD 50,000 4,000 0.00 0.00 2009-12-07
82 B01769 ONE CHINA SECURITIES LTD 17,600 480 0.00 0.00 2009-12-07
83 B01240 TSUN CHI YUEN SECURITIES CO LTD 198,133 248 0.01 0.00 2009-12-07
84 B01818 I-ACCESS INVESTORS LTD 234,000 -8,000 0.01 -0.00 2009-12-07
85 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 8,970,000 -10,000 0.30 -0.00 2009-12-07
86 B01338 EMPEROR SECURITIES LTD 1,564,000 -10,000 0.05 -0.00 2009-12-07
87 B01570 GOLDENWAY SECURITIES CO LTD 146,000 -10,000 0.00 -0.00 2009-12-07
88 B01569 TANG PING KONG LTD 288,000 -10,000 0.01 -0.00 2009-12-07
89 B01231 WINNER INTERNATIONAL SECURITIES LTD 80,000 -10,000 0.00 -0.00 2009-12-07
90 B01829 HUATAI FINANCIAL HOLDINGS (HONG KONG) 446,000 -20,000 0.02 -0.00 2009-12-07
91 B01289 SOUTH CHINA SECURITIES LTD 1,220,000 -22,000 0.04 -0.00 2009-12-07
92 B01601 CSC SECURITIES (HK) LTD 716,000 -30,000 0.02 -0.00 2009-12-07
93 B01820 CMB INTERNATIONAL CAPITAL CORPORATION 966,000 -40,000 0.03 -0.00 2009-12-07
94 B01590 INTERACTIVE BROKERS HONG KONG LTD 410,000 -46,000 0.01 -0.00 2009-12-07
95 B01673 FULBRIGHT SECURITIES LTD 860,000 -50,000 0.03 -0.00 2009-12-07
96 B01563 XINKONG INTERNATIONAL SECURITIES LTD 1,904,000 -80,000 0.06 -0.00 2009-12-07
97 B01705 HENIK SECURITIES LTD 496,000 -90,000 0.02 -0.00 2009-12-07
98 B01627 SDHG INTERNATIONAL SECURITIES LTD 26,000 -100,000 0.00 -0.00 2009-12-07
99 B01389 ZHONGRONG PT SECURITIES LTD 406,000 -100,000 0.01 -0.00 2009-12-07
100 B01773 TOYO SECURITIES ASIA LTD 59,998,000 -144,000 2.02 -0.00 2009-12-07
101 B01086 EVERBRIGHT SECURITIES INVESTMENT 15,520,000 -160,000 0.52 -0.01 2009-12-07
102 B01089 HSBC BROKING SECURITIES (HONG KONG) LTD 34,750,000 -264,000 1.17 -0.01 2009-12-07
103 B01323 DEUTSCHE SECURITIES ASIA LTD 5,131,367 -281,856 0.17 -0.01 2009-12-07
104 B01708 ROSA SECURITIES LTD 2,812,000 -600,000 0.09 -0.02 2009-12-07
105 B01330 NOMURA SECURITIES (HK) LTD 8,691,786 -634,000 0.29 -0.02 2009-12-07
106 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 12,296,000 -888,000 0.41 -0.03 2009-12-07
107 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 606,008,890 -976,000 20.38 -0.03 2009-12-07
108 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 13,432,720 -1,937,719 0.45 -0.07 2009-12-07
109 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 5,464,800 -1,998,000 0.18 -0.07 2009-12-07
110 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 3,311,300 -2,320,000 0.11 -0.08 2009-12-07
111 B01842 BOCOM INTERNATIONAL SECURITIES LTD 10,628,000 -2,962,000 0.36 -0.10 2009-12-07
112 C00019 THE HONGKONG AND SHANGHAI BANKING 1,380,340,824 -4,468,852 46.43 -0.15 2009-12-07
112 Total changed named holdings 2,840,975,677 -6,000 95.56 -0.00
258 Unchanged named holdings 119,698,269 0 4.03 0.00
370 Total named holdings 2,960,673,946 -6,000 99.59 0.00
129 Unnamed Investor Participants 6,129,000 0 0.21 0.00
499 Total securities in CCASS 2,966,802,946 -6,000 99.79 -0.00
Securities not in CCASS 6,109,054 6,000 0.21 0.00
Issued securities 2,972,912,000 0 100.00 0.00 2009-11-30

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2009-12-03
Volume31,378,296
Turnover115,413,405
Average price3.678

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