Shanghai Electric Group Company Limited

Exchange Code Listed Last trade Delisted
HK Main 02727  2005-04-28    
Stock code:
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CCASS holding changes from 2009-10-13 to 2009-10-14

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 B01299 BNP PARIBAS SECURITIES (ASIA) LTD 13,079,171 4,614,000 0.44 0.16 2009-10-14
2 B01330 NOMURA SECURITIES (HK) LTD 8,926,893 548,000 0.30 0.02 2009-10-14
3 B01599 POLARIS SECURITIES (HONG KONG) LTD 756,000 366,000 0.03 0.01 2009-10-14
4 B01610 KGI ASIA LTD 27,232,870 292,000 0.92 0.01 2009-10-14
5 B01256 SINOLINK SECURITIES (HONG KONG) CO LTD 1,072,000 264,000 0.04 0.01 2009-10-14
6 B01086 EVERBRIGHT SECURITIES INVESTMENT 16,086,000 256,000 0.54 0.01 2009-10-14
7 B01820 CMB INTERNATIONAL CAPITAL CORPORATION 1,920,000 160,000 0.06 0.01 2009-10-14
8 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 599,022,360 141,000 20.15 0.00 2009-10-14
9 B01345 PHILLIP SECURITIES (HONG KONG) LTD 5,225,504 108,000 0.18 0.00 2009-10-14
10 B01866 ICBC INTERNATIONAL SECURITIES LTD 100,000 90,000 0.00 0.00 2009-10-14
11 B01826 GF SECURITIES (HONG KONG) BROKERAGE LTD 400,000 66,000 0.01 0.00 2009-10-14
12 B01754 ASIA PACIFIC SECURITIES LTD 120,000 50,000 0.00 0.00 2009-10-14
13 B01355 CHINA EVERBRIGHT SECURITIES (HK) LTD 1,824,000 50,000 0.06 0.00 2009-10-14
14 B01837 ETRADE SECURITIES (HONG KONG) LTD 532,000 50,000 0.02 0.00 2009-10-14
15 B01705 HENIK SECURITIES LTD 214,000 50,000 0.01 0.00 2009-10-14
16 B01653 WAI MAN STOCK & SHARES CO LTD 64,000 50,000 0.00 0.00 2009-10-14
17 B01743 CEPA ALLIANCE SECURITIES LTD 72,000 30,000 0.00 0.00 2009-10-14
18 B01324 FUNDERSTONE SECURITIES LTD 468,000 30,000 0.02 0.00 2009-10-14
19 B01247 KWAI HUNG SECURITIES CO LTD 588,000 30,000 0.02 0.00 2009-10-14
20 B01575 MASTER TRADEMORE SECURITIES LTD 450,000 30,000 0.02 0.00 2009-10-14
21 B01732 WINTECH SECURITIES LTD 188,000 30,000 0.01 0.00 2009-10-14
22 B01469 KAISER SECURITIES LTD 256,000 20,000 0.01 0.00 2009-10-14
23 B01275 SANFULL SECURITIES LTD 720,000 20,000 0.02 0.00 2009-10-14
24 B01545 TUNG SHING SECURITIES (BROKERS) LTD 5,402,000 20,000 0.18 0.00 2009-10-14
25 B01563 XINKONG INTERNATIONAL SECURITIES LTD 1,510,000 18,000 0.05 0.00 2009-10-14
26 B01183 CHONG HING SECURITIES LTD 4,578,000 16,000 0.15 0.00 2009-10-14
27 B01686 FIRST SHANGHAI SECURITIES LTD 5,286,000 16,000 0.18 0.00 2009-10-14
28 C00037 SHANGHAI COMMERCIAL BANK LTD 7,632,000 16,000 0.26 0.00 2009-10-14
29 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 22,433,000 14,000 0.75 0.00 2009-10-14
30 C00028 NANYANG COMMERCIAL BANK LTD 9,658,000 14,000 0.32 0.00 2009-10-14
31 B01850 HAI TONG SECURITIES (HK) BROKERAGE LTD 388,000 12,000 0.01 0.00 2009-10-14
32 B01769 ONE CHINA SECURITIES LTD 56,220 10,220 0.00 0.00 2009-10-14
33 B01434 BEEVEST SECURITIES LTD 82,000 10,000 0.00 0.00 2009-10-14
34 C00048 CHIYU BANKING CORPORATION LTD 3,804,000 10,000 0.13 0.00 2009-10-14
35 B01605 ESSENCE INTERNATIONAL FINANCIAL HOLDINGS 156,000 10,000 0.01 0.00 2009-10-14
36 B01699 MASTERLINK SECURITIES (HONG KONG) 324,000 10,000 0.01 0.00 2009-10-14
37 B01664 ROOFER SECURITIES LTD 46,000 10,000 0.00 0.00 2009-10-14
38 B01472 SUN GROWTH SECURITIES LTD 140,000 10,000 0.00 0.00 2009-10-14
39 B01407 WIN WONG SECURITIES LTD 448,000 10,000 0.02 0.00 2009-10-14
40 B01212 HENYEP SECURITIES LTD 172,000 6,000 0.01 0.00 2009-10-14
41 B01818 I-ACCESS INVESTORS LTD 104,000 4,000 0.00 0.00 2009-10-14
42 B01121 SG SECURITIES (HK) LTD 14,085,000 2,000 0.47 0.00 2009-10-14
43 B01843 TELECOM KING SECURITIES LTD 66,000 2,000 0.00 0.00 2009-10-14
44 B01778 UNITED WORLD ONLINE LTD 6,758,000 2,000 0.23 0.00 2009-10-14
45 B01740 WIN SECURITIES LTD 254,000 2,000 0.01 0.00 2009-10-14
46 B01490 HSBC SECURITIES BROKERS (ASIA) LTD 723,350 -220 0.02 -0.00 2009-10-14
47 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 880,000 -2,000 0.03 -0.00 2009-10-14
48 B01438 KINGSTON SECURITIES LTD 2,958,000 -2,000 0.10 -0.00 2009-10-14
49 B01581 KINGSWAY FINANCIAL SERVICES GROUP LTD 2,812,000 -2,000 0.09 -0.00 2009-10-14
50 C00041 OCBC BANK (HONG KONG) LTD 2,950,000 -2,000 0.10 -0.00 2009-10-14
51 B01590 INTERACTIVE BROKERS HONG KONG LTD 312,000 -4,000 0.01 -0.00 2009-10-14
52 B01150 MTF SECURITIES LTD 166,000 -4,000 0.01 -0.00 2009-10-14
53 B01198 PO KAY SECURITIES & SHARES CO LTD 208,000 -4,000 0.01 -0.00 2009-10-14
54 B01762 DBS VICKERS (HONG KONG) LTD 3,808,000 -6,000 0.13 -0.00 2009-10-14
55 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 9,167,000 -8,000 0.31 -0.00 2009-10-14
56 B01450 DL BROKERAGE LTD 128,000 -10,000 0.00 -0.00 2009-10-14
57 B01272 FB SECURITIES (HONG KONG) LTD 1,472,000 -10,000 0.05 -0.00 2009-10-14
58 B01404 HONG KONG STOCK LINK SECURITIES LTD 104,000 -10,000 0.00 -0.00 2009-10-14
59 C00065 HSBC PRIVATE BANK (SUISSE) SA 12,727,000 -10,000 0.43 -0.00 2009-10-14
60 B01615 KAM FAI SECURITIES CO LTD 86,000 -10,000 0.00 -0.00 2009-10-14
61 B01514 KARL-THOMSON SECURITIES CO LTD 486,000 -10,000 0.02 -0.00 2009-10-14
62 B01715 PRESIDENT SECURITIES (HONG KONG) LTD 10,000 -10,000 0.00 -0.00 2009-10-14
63 B01416 VC BROKERAGE LTD 862,000 -10,000 0.03 -0.00 2009-10-14
64 B01458 YICKO SECURITIES LTD 68,000 -10,000 0.00 -0.00 2009-10-14
65 B01555 ABN AMRO CLEARING HONG KONG LTD 676,354 -14,000 0.02 -0.00 2009-10-14
66 B01584 CHIEF SECURITIES LTD 1,740,000 -16,000 0.06 -0.00 2009-10-14
67 B01777 DAIWA CAPITAL MARKETS HONG KONG LTD 16,310,000 -16,000 0.55 -0.00 2009-10-14
68 B01137 CHOW SANG SANG SECURITIES LTD 914,000 -18,000 0.03 -0.00 2009-10-14
69 B01649 CINDA INTERNATIONAL SECURITIES LTD 286,000 -18,000 0.01 -0.00 2009-10-14
70 B01640 BEIJING SECURITIES LTD 0 -20,000 -0.00 2009-10-14
71 B01264 MIB SECURITIES (HONG KONG) LTD 264,000 -20,000 0.01 -0.00 2009-10-14
72 B01585 SINO GRADE SECURITIES LTD 266,000 -20,000 0.01 -0.00 2009-10-14
73 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 14,422,000 -26,000 0.49 -0.00 2009-10-14
74 B01727 ICBC (ASIA) SECURITIES LTD 9,260,000 -42,000 0.31 -0.00 2009-10-14
75 B01323 DEUTSCHE SECURITIES ASIA LTD 3,763,798 -44,000 0.13 -0.00 2009-10-14
76 B01353 UOB KAY HIAN (HONG KONG) LTD 1,952,000 -56,000 0.07 -0.00 2009-10-14
77 B01284 HANG SENG SECURITIES LTD 46,259,000 -66,000 1.56 -0.00 2009-10-14
78 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 3,872,000 -66,549 0.13 -0.00 2009-10-14
79 C00074 DEUTSCHE BANK AG 15,471,000 -78,000 0.52 -0.00 2009-10-14
80 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 7,530,000 -80,000 0.25 -0.00 2009-10-14
81 B01184 QUAM SECURITIES LTD 1,328,000 -90,000 0.04 -0.00 2009-10-14
82 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 10,332,000 -100,000 0.35 -0.00 2009-10-14
83 B01224 MERRILL LYNCH FAR EAST LTD 19,050,265 -104,000 0.64 -0.00 2009-10-14
84 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 8,522,000 -196,000 0.29 -0.01 2009-10-14
85 C00033 BANK OF CHINA (HONG KONG) LTD 83,962,000 -200,000 2.82 -0.01 2009-10-14
86 C00010 CITIBANK N.A. 135,189,634 -233,000 4.55 -0.01 2009-10-14
87 B01842 BOCOM INTERNATIONAL SECURITIES LTD 11,898,000 -246,000 0.40 -0.01 2009-10-14
88 B01161 UBS SECURITIES HONG KONG LTD 687,858 -250,000 0.02 -0.01 2009-10-14
89 B01089 HSBC BROKING SECURITIES (HONG KONG) LTD 26,312,000 -260,000 0.89 -0.01 2009-10-14
90 B01118 EAST ASIA SECURITIES CO LTD 8,292,000 -270,000 0.28 -0.01 2009-10-14
91 B01119 CELESTIAL SECURITIES LTD 2,526,000 -288,000 0.08 -0.01 2009-10-14
92 B01574 WADER SECURITIES CO LTD 2,110,000 -300,000 0.07 -0.01 2009-10-14
93 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 21,176,000 -308,000 0.71 -0.01 2009-10-14
94 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 22,310,000 -756,000 0.75 -0.03 2009-10-14
95 C00019 THE HONGKONG AND SHANGHAI BANKING 1,475,701,929 -825,451 49.64 -0.03 2009-10-14
96 B01130 BOCI SECURITIES LTD 41,679,000 -858,000 1.40 -0.03 2009-10-14
97 B01430 CITIGROUP GLOBAL MARKETS ASIA LTD 0 -1,560,000 -0.05 2009-10-14
97 Total changed named holdings 2,796,689,206 0 94.07 0.00
273 Unchanged named holdings 165,177,294 0 5.56 0.00
370 Total named holdings 2,961,866,500 0 99.63 0.00
127 Unnamed Investor Participants 4,937,000 0 0.17 0.00
497 Total securities in CCASS 2,966,803,500 0 99.79 0.00
Securities not in CCASS 6,108,500 0 0.21 0.00
Issued securities 2,972,912,000 0 100.00 0.00 2009-09-30

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2009-10-12
Volume10,194,220
Turnover38,629,225
Average price3.789

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