Shanghai Electric Group Company Limited

Exchange Code Listed Last trade Delisted
HK Main 02727  2005-04-28    
Stock code:
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CCASS holding changes from 2009-10-07 to 2009-10-08

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Row CCASS ID Name Holding Change Stake
%
Stake
Δ %
Last
holding
1 C00019 THE HONGKONG AND SHANGHAI BANKING 1,477,713,640 8,330,975 49.71 0.28 2009-10-08
2 C00033 BANK OF CHINA (HONG KONG) LTD 84,656,000 1,296,000 2.85 0.04 2009-10-08
3 B01130 BOCI SECURITIES LTD 42,871,000 980,000 1.44 0.03 2009-10-08
4 B01491 CREDIT SUISSE SECURITIES (HONG KONG) LTD 3,326,374 357,030 0.11 0.01 2009-10-08
5 B01118 EAST ASIA SECURITIES CO LTD 8,920,000 338,000 0.30 0.01 2009-10-08
6 B01265 OCBC SECURITIES BROKERAGE (HK) LTD 3,032,000 330,000 0.10 0.01 2009-10-08
7 B01766 MUSHK LTD 2,900,000 320,000 0.10 0.01 2009-10-08
8 B01228 CITIC SECURITIES BROKERAGE (HK) LTD 8,798,000 230,000 0.30 0.01 2009-10-08
9 C00002 BANK OF COMMUNICATIONS TRUSTEE LTD 9,063,000 208,000 0.30 0.01 2009-10-08
10 B01685 ARK SECURITIES (HONG KONG) LTD 2,250,000 200,000 0.08 0.01 2009-10-08
11 B01089 HSBC BROKING SECURITIES (HONG KONG) LTD 26,130,000 194,000 0.88 0.01 2009-10-08
12 B01842 BOCOM INTERNATIONAL SECURITIES LTD 9,292,000 180,000 0.31 0.01 2009-10-08
13 C00037 SHANGHAI COMMERCIAL BANK LTD 7,880,000 144,000 0.27 0.00 2009-10-08
14 B01224 MERRILL LYNCH FAR EAST LTD 19,039,611 141,100 0.64 0.00 2009-10-08
15 B01161 UBS SECURITIES HONG KONG LTD 651,158 132,000 0.02 0.00 2009-10-08
16 B01299 BNP PARIBAS SECURITIES (ASIA) LTD 6,499,171 112,000 0.22 0.00 2009-10-08
17 B01284 HANG SENG SECURITIES LTD 46,617,000 112,000 1.57 0.00 2009-10-08
18 B01607 RHB SECURITIES HONG KONG LTD 1,776,000 100,000 0.06 0.00 2009-10-08
19 None SO SAU SHAN SIMON 200,000 100,000 0.01 0.00 2009-10-08
20 B01183 CHONG HING SECURITIES LTD 4,588,000 96,000 0.15 0.00 2009-10-08
21 B01143 HAITONG INTERNATIONAL SECURITIES CO LTD 10,160,000 96,000 0.34 0.00 2009-10-08
22 C00048 CHIYU BANKING CORPORATION LTD 3,884,000 80,000 0.13 0.00 2009-10-08
23 B01324 FUNDERSTONE SECURITIES LTD 506,000 78,000 0.02 0.00 2009-10-08
24 C00088 CHINA MERCHANTS BANK CO LTD 244,000 70,000 0.01 0.00 2009-10-08
25 B01156 CMB INTERNATIONAL GLOBAL MARKETS LTD 3,684,000 62,000 0.12 0.00 2009-10-08
26 B01459 IFAST SECURITIES (HK) LTD 170,000 60,000 0.01 0.00 2009-10-08
27 B01858 YUANTA SECURITIES (HONG KONG) CO LTD 168,992 60,000 0.01 0.00 2009-10-08
28 C00028 NANYANG COMMERCIAL BANK LTD 9,688,000 56,000 0.33 0.00 2009-10-08
29 B01727 ICBC (ASIA) SECURITIES LTD 9,200,000 54,000 0.31 0.00 2009-10-08
30 B01417 CHEE TAK SECURITIES LTD 118,000 50,000 0.00 0.00 2009-10-08
31 C00065 HSBC PRIVATE BANK (SUISSE) SA 11,613,000 44,000 0.39 0.00 2009-10-08
32 B01523 EVER-LONG SECURITIES CO LTD 252,000 40,000 0.01 0.00 2009-10-08
33 B01345 PHILLIP SECURITIES (HONG KONG) LTD 5,217,504 40,000 0.18 0.00 2009-10-08
34 B01700 REALINK FINANCIAL TRADE LTD 292,000 40,000 0.01 0.00 2009-10-08
35 B01353 UOB KAY HIAN (HONG KONG) LTD 1,968,000 40,000 0.07 0.00 2009-10-08
36 B01416 VC BROKERAGE LTD 872,000 40,000 0.03 0.00 2009-10-08
37 B01086 EVERBRIGHT SECURITIES INVESTMENT 15,694,000 38,000 0.53 0.00 2009-10-08
38 B01289 SOUTH CHINA SECURITIES LTD 1,200,000 38,000 0.04 0.00 2009-10-08
39 B01115 SHENWAN HONGYUAN SECURITIES (H.K.) LTD 23,434,000 36,000 0.79 0.00 2009-10-08
40 B01820 CMB INTERNATIONAL CAPITAL CORPORATION 1,790,000 30,000 0.06 0.00 2009-10-08
41 B01445 VICTORY SECURITIES CO LTD 204,000 30,000 0.01 0.00 2009-10-08
42 B01148 CHINA MERCHANTS SECURITIES (HK) CO LTD 22,652,000 28,000 0.76 0.00 2009-10-08
43 B01272 FB SECURITIES (HONG KONG) LTD 1,482,000 28,000 0.05 0.00 2009-10-08
44 B01584 CHIEF SECURITIES LTD 1,782,000 26,000 0.06 0.00 2009-10-08
45 B01695 DAH SING SECURITIES LTD 896,000 26,000 0.03 0.00 2009-10-08
46 B01564 ABCI SECURITIES CO LTD 272,000 20,000 0.01 0.00 2009-10-08
47 B01668 BRIGHT SMART SECURITIES INTERNATIONAL 834,000 20,000 0.03 0.00 2009-10-08
48 B01483 BULLISH SECURITIES LTD 78,000 20,000 0.00 0.00 2009-10-08
49 B01119 CELESTIAL SECURITIES LTD 2,554,000 20,000 0.09 0.00 2009-10-08
50 B01809 CHINA SYSTEM SECURITIES LTD 572,000 20,000 0.02 0.00 2009-10-08
51 B01649 CINDA INTERNATIONAL SECURITIES LTD 304,000 20,000 0.01 0.00 2009-10-08
52 C00015 DBS BANK (HONG KONG) LTD 2,606,000 20,000 0.09 0.00 2009-10-08
53 B01514 KARL-THOMSON SECURITIES CO LTD 476,000 20,000 0.02 0.00 2009-10-08
54 B01588 LEI SHING HONG SECURITIES LTD 202,000 20,000 0.01 0.00 2009-10-08
55 B01585 SINO GRADE SECURITIES LTD 296,000 20,000 0.01 0.00 2009-10-08
56 B01555 ABN AMRO CLEARING HONG KONG LTD 450,354 18,000 0.02 0.00 2009-10-08
57 B01421 ONEPLATFORM SECURITIES LTD 92,000 18,000 0.00 0.00 2009-10-08
58 B01217 TAIPING SECURITIES (HK) CO LTD 1,840,000 18,000 0.06 0.00 2009-10-08
59 B01843 TELECOM KING SECURITIES LTD 74,000 18,000 0.00 0.00 2009-10-08
60 B01778 UNITED WORLD ONLINE LTD 6,722,000 18,000 0.23 0.00 2009-10-08
61 B01404 HONG KONG STOCK LINK SECURITIES LTD 118,000 14,000 0.00 0.00 2009-10-08
62 B01508 SOUTHWEST SECURITIES (HK) BROKERAGE LTD 94,000 12,000 0.00 0.00 2009-10-08
63 B01460 BERICH BROKERAGE LTD 50,000 10,000 0.00 0.00 2009-10-08
64 B01702 BLACK MARBLE SECURITIES LTD 220,000 10,000 0.01 0.00 2009-10-08
65 B01343 CELETIO INVESTMENTS LTD 344,000 10,000 0.01 0.00 2009-10-08
66 B01346 CHINA PACIFIC SECURITIES LTD 68,000 10,000 0.00 0.00 2009-10-08
67 B01373 CHRISTFUND SECURITIES LTD 286,000 10,000 0.01 0.00 2009-10-08
68 B01413 CORE PACIFIC - YAMAICHI INTERNATIONAL 7,492,000 10,000 0.25 0.00 2009-10-08
69 B01338 EMPEROR SECURITIES LTD 1,542,000 10,000 0.05 0.00 2009-10-08
70 B01673 FULBRIGHT SECURITIES LTD 820,000 10,000 0.03 0.00 2009-10-08
71 B01570 GOLDENWAY SECURITIES CO LTD 126,000 10,000 0.00 0.00 2009-10-08
72 B01825 GUOYUAN SECURITIES BROKERAGE (HONG KONG) 398,000 10,000 0.01 0.00 2009-10-08
73 B01789 HO FUNG SHARES INVESTMENT LTD 96,806 10,000 0.00 0.00 2009-10-08
74 B01470 HUNG SING SECURITIES LTD 100,000 10,000 0.00 0.00 2009-10-08
75 B01275 SANFULL SECURITIES LTD 700,000 10,000 0.02 0.00 2009-10-08
76 B01710 SINO-RICH SECURITIES & FUTURES LTD 48,000 10,000 0.00 0.00 2009-10-08
77 B01646 TAI NING STOCK CO LTD 118,000 10,000 0.00 0.00 2009-10-08
78 B01427 TSE'S SECURITIES LTD 206,000 10,000 0.01 0.00 2009-10-08
79 B01814 WELL LINK SECURITIES LTD 44,000 10,000 0.00 0.00 2009-10-08
80 B01231 WINNER INTERNATIONAL SECURITIES LTD 46,000 10,000 0.00 0.00 2009-10-08
81 B01407 WIN WONG SECURITIES LTD 478,000 10,000 0.02 0.00 2009-10-08
82 B01340 LEHIN SECURITIES LTD 435,113 9,608 0.01 0.00 2009-10-08
83 B01686 FIRST SHANGHAI SECURITIES LTD 4,836,000 8,000 0.16 0.00 2009-10-08
84 B01762 DBS VICKERS (HONG KONG) LTD 6,924,000 6,000 0.23 0.00 2009-10-08
85 B01610 KGI ASIA LTD 26,726,870 6,000 0.90 0.00 2009-10-08
86 B01581 KINGSWAY FINANCIAL SERVICES GROUP LTD 2,814,000 6,000 0.09 0.00 2009-10-08
87 B01150 MTF SECURITIES LTD 172,000 6,000 0.01 0.00 2009-10-08
88 B01619 TUNG WUI SECURITIES CO LTD 10,000 6,000 0.00 0.00 2009-10-08
89 B01563 XINKONG INTERNATIONAL SECURITIES LTD 1,498,000 6,000 0.05 0.00 2009-10-08
90 B01545 TUNG SHING SECURITIES (BROKERS) LTD 5,478,000 4,000 0.18 0.00 2009-10-08
91 B01430 CITIGROUP GLOBAL MARKETS ASIA LTD 2,000 2,000 0.00 0.00 2009-10-08
92 B01769 ONE CHINA SECURITIES LTD 46,000 -458 0.00 -0.00 2009-10-08
93 C00036 CHINA CONSTRUCTION BANK (ASIA) 1,674,000 -2,000 0.06 -0.00 2009-10-08
94 B01209 MASON SECURITIES LTD 570,000 -2,000 0.02 -0.00 2009-10-08
95 B01638 KILMOREY SECURITIES LTD 40,000 -10,000 0.00 -0.00 2009-10-08
96 B01773 TOYO SECURITIES ASIA LTD 63,586,000 -12,000 2.14 -0.00 2009-10-08
97 B01777 DAIWA CAPITAL MARKETS HONG KONG LTD 16,316,000 -26,000 0.55 -0.00 2009-10-08
98 B01565 GUOTAI JUNAN SECURITIES (HONG KONG) LTD 14,162,000 -30,000 0.48 -0.00 2009-10-08
99 B01137 CHOW SANG SANG SECURITIES LTD 862,000 -58,000 0.03 -0.00 2009-10-08
100 B01181 FOSUN INTERNATIONAL SECURITIES LTD 104,000 -70,000 0.00 -0.00 2009-10-08
101 B01708 ROSA SECURITIES LTD 11,994,000 -320,000 0.40 -0.01 2009-10-08
102 B01121 SG SECURITIES (HK) LTD 13,833,000 -346,000 0.47 -0.01 2009-10-08
103 B01716 ORIENT SECURITIES LTD 196,000 -1,174,000 0.01 -0.04 2009-10-08
104 C00010 CITIBANK N.A. 130,160,058 -1,213,371 4.38 -0.04 2009-10-08
105 B01323 DEUTSCHE SECURITIES ASIA LTD 3,707,197 -1,277,234 0.12 -0.04 2009-10-08
106 C00039 STANDARD CHARTERED BANK (HONG KONG) LTD 597,521,360 -2,279,000 20.10 -0.08 2009-10-08
107 B01451 GOLDMAN SACHS (ASIA) SECURITIES LTD 4,433,056 -2,949,162 0.15 -0.10 2009-10-08
108 B01274 MORGAN STANLEY HONG KONG SECURITIES LTD 32,096,682 -5,887,488 1.08 -0.20 2009-10-08
108 Total changed named holdings 2,864,338,946 0 96.35 0.00
263 Unchanged named holdings 97,321,554 0 3.27 0.00
371 Total named holdings 2,961,660,500 0 99.62 0.00
127 Unnamed Investor Participants 5,137,000 0 0.17 0.00
498 Total securities in CCASS 2,966,797,500 0 99.79 0.00
Securities not in CCASS 6,114,500 0 0.21 0.00
Issued securities 2,972,912,000 0 100.00 0.00 2009-09-30

Trades that settled in this date range

These data are not adjusted for splits or bonus issues during the period.

Trading date2009-10-06
Volume37,115,132
Turnover134,283,881
Average price3.618

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